0001062993-19-003326.txt : 20190813 0001062993-19-003326.hdr.sgml : 20190813 20190813092025 ACCESSION NUMBER: 0001062993-19-003326 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190813 DATE AS OF CHANGE: 20190813 EFFECTIVENESS DATE: 20190813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBF Capital, LLC CENTRAL INDEX KEY: 0001134621 IRS NUMBER: 680383896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06357 FILM NUMBER: 191018442 BUSINESS ADDRESS: STREET 1: 3047 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94123 BUSINESS PHONE: 415-800-8212 MAIL ADDRESS: STREET 1: 3047 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94123 FORMER COMPANY: FORMER CONFORMED NAME: RBF LLC DATE OF NAME CHANGE: 20010213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134621 XXXXXXXX 06-30-2019 06-30-2019 RBF Capital, LLC
3047 FILLMORE ST. SAN FRANCISCO CA 94123
13F HOLDINGS REPORT 028-06357 N
Richard B. Fullerton President 415-800-8212 /s/Richard B. Fullerton SAN FRANCISCO CA 06-30-2019 0 395 993994 false
INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABBOTT LABS COM 002824100 841 10000 SH SOLE 10000 0 0 ACI WORLDWIDE INC COM 004498101 412 12000 SH SOLE 12000 0 0 ACUITY BRANDS INC COM 00508Y102 690 5000 SH SOLE 5000 0 0 ADIENT PLC ORD SHS G0084W101 364 15000 SH SOLE 15000 0 0 ADOBE INC COM 00724F101 589 2000 SH SOLE 2000 0 0 AERCAP HOLDINGS NV SHS N00985106 520 10000 SH SOLE 10000 0 0 AEROHIVE NETWORKS INC COM 007786106 58 13000 SH SOLE 13000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 373 5000 SH SOLE 5000 0 0 AGILYSYS INC COM 00847J105 483 22505 SH SOLE 22505 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 1376 804400 SH SOLE 804400 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 21723 128200 SH SOLE 128200 0 0 ALLEGIANT TRAVEL CO COM 01748X102 1148 8000 SH SOLE 8000 0 0 ALLERGAN PLC SHS G0177J108 2093 12500 SH SOLE 12500 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 892 30000 SH SOLE 30000 0 0 ALLOT LTD SHS M0854Q105 128 17702 SH SOLE 17702 0 0 ALPHABET INC CAP STK CL A 02079K305 2707 2500 SH SOLE 2500 0 0 ALPHABET INC CAP STK CL C 02079K107 10815 10005 SH SOLE 10005 0 0 ALTABA INC COM 021346101 1790 25800 SH SOLE 25800 0 0 AMAZON COM INC COM 023135106 3787 2000 SH SOLE 2000 0 0 AMERCO COM 023586100 1060 2800 SH SOLE 2800 0 0 AMERICAN EXPRESS CO COM 025816109 2839 23000 SH SOLE 23000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 6340 119000 SH SOLE 119000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 4089 20000 SH SOLE 20000 0 0 AMPCO-PITTSBURGH CORP COM 032037103 469 116525 SH SOLE 116525 0 0 ANALOG DEVICES INC COM 032654105 226 2000 SH SOLE 2000 0 0 AON PLC SHS CL A G0408V102 791 4100 SH SOLE 4100 0 0 APOGEE ENTERPRISES INC COM 037598109 217 5000 SH SOLE 5000 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 343 10000 SH SOLE 10000 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 1110 543857 SH SOLE 543857 0 0 ARCHROCK INC COM 03957W106 1071 101048 SH SOLE 101048 0 0 ARCOSA INC COM 039653100 248 6600 SH SOLE 6600 0 0 ARROW ELECTRS INC COM 042735100 1069 15000 SH SOLE 15000 0 0 ASPEN AEROGELS INC COM 04523Y105 434 60845 SH SOLE 60845 0 0 ASSURANT INC COM 04621X108 426 4000 SH SOLE 4000 0 0 ASTA FDG INC COM 046220109 2816 400000 SH SOLE 400000 0 0 ASV HLDGS INC COM 00215L104 115 16801 SH SOLE 16801 0 0 ATLAS FINANCIAL HOLDINGS INC SHS NEW G06207115 145 200000 SH SOLE 200000 0 0 AUTODESK INC COM 052769106 1629 10000 SH SOLE 10000 0 0 AVID TECHNOLOGY INC COM 05367P100 3081 337884 SH SOLE 337884 0 0 AVNET INC COM 053807103 679 15000 SH SOLE 15000 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 298 5000 SH SOLE 5000 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 274 800200 SH SOLE 800200 0 0 BANK AMER CORP COM 060505104 25143 867000 SH SOLE 867000 0 0 BANK OF MARIN BANCORP COM 063425102 414 10092 SH SOLE 10092 0 0 BAR HBR BANKSHARES COM 066849100 3645 137070 SH SOLE 137070 0 0 BASIC ENERGY SVCS INC NEW COM NEW 06985P209 435 229033 SH SOLE 229033 0 0 BAUSCH HEALTH COS INC COM 071734107 5110 202600 SH SOLE 202600 0 0 BEASLEY BROADCAST GROUP INC CL A 074014101 105 32469 SH SOLE 32469 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 1093 113697 SH SOLE 113697 0 0 BENCHMARK ELECTRS INC COM 08160H101 251 10000 SH SOLE 10000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 69400 218 SH SOLE 218 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 265 1241 SH SOLE 1241 0 0 BERRY GLOBAL GROUP INC COM 08579W103 526 10000 SH SOLE 10000 0 0 BEST INC SPONSORED ADS 08653C106 127 23000 SH SOLE 23000 0 0 BLACKROCK INC COM 09247X101 2816 6000 SH SOLE 6000 0 0 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 29 25000 SH SOLE 25000 0 0 BMC STK HLDGS INC COM 05591B109 48726 2298383 SH SOLE 2298383 0 0 BRIGGS & STRATTON CORP COM 109043109 159 15565 SH SOLE 15565 0 0 BROADWIND ENERGY INC COM NEW 11161T207 162 73174 SH SOLE 73174 0 0 BROOKDALE SR LIVING INC COM 112463104 216 30000 SH SOLE 30000 0 0 BRUNSWICK CORP COM 117043109 229 5000 SH SOLE 5000 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 772 7010 SH SOLE 7010 0 0 CAMBREX CORP COM 132011107 468 10000 SH SOLE 10000 0 0 CAMPING WORLD HLDGS INC CL A 13462K109 738 59400 SH SOLE 59400 0 0 CAPITAL ONE FINL CORP COM 14040H105 8167 90000 SH SOLE 90000 0 0 CAREER EDUCATION CORP COM 141665109 763 40000 SH SOLE 40000 0 0 CARRIAGE SVCS INC COM 143905107 3432 180557 SH SOLE 180557 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 1806 200000 SH SOLE 200000 0 0 CARS COM INC COM 14575E105 329 16666 SH SOLE 16666 0 0 CATERPILLAR INC DEL COM 149123101 2317 17000 SH SOLE 17000 0 0 CBRE GROUP INC CL A 12504L109 257 5000 SH SOLE 5000 0 0 CECO ENVIRONMENTAL CORP COM 125141101 454 47293 SH SOLE 47293 0 0 CENTENE CORP DEL COM 15135B101 2609 49760 SH SOLE 49760 0 0 CENTRAL GARDEN & PET CO COM 153527106 2128 78967 SH SOLE 78967 0 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 807 32764 SH SOLE 32764 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 440 5000 SH SOLE 5000 0 0 CENTURY CASINOS INC COM 156492100 970 100000 SH SOLE 100000 0 0 CHAPARRAL ENERGY INC COM CL A 15942R208 97 20600 SH SOLE 20600 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 2813 70000 SH SOLE 70000 0 0 CHIMERIX INC COM 16934W106 494 114241 SH SOLE 114241 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 733 1000 SH SOLE 1000 0 0 CIRRUS LOGIC INC COM 172755100 437 10000 SH SOLE 10000 0 0 CISCO SYS INC COM 17275R102 821 15000 SH SOLE 15000 0 0 CITIZENS FINL GROUP INC COM 174610105 354 10000 SH SOLE 10000 0 0 CIVEO CORP CDA COM 17878Y108 826 480460 SH SOLE 480460 0 0 CNO FINL GROUP INC COM 12621E103 4421 265069 SH SOLE 265069 0 0 CNX RESOURCES CORPORATION COM 12653C108 547 74800 SH SOLE 74800 0 0 COCA COLA CO COM 191216100 5092 100000 SH SOLE 100000 0 0 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 1187 20000 SH SOLE 20000 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2599 41000 SH SOLE 41000 0 0 COLONY CAP INC NEW CL A COM 19626G108 2401 480247 SH SOLE 480247 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 2104 50140 SH SOLE 50140 0 0 CONOCOPHILLIPS COM 20825C104 305 5000 SH SOLE 5000 0 0 CONSOL ENERGY INC NEW COM 20854L108 249 9350 SH SOLE 9350 0 0 CONTINENTAL MATLS CORP COM PAR $0.25 211615307 419 26190 SH SOLE 26190 0 0 COPA HOLDINGS SA CL A P31076105 1659 17000 SH SOLE 17000 0 0 CORNERSTONE BLDG BRANDS INC COM 21925D109 6912 1185715 SH SOLE 1185715 0 0 COUSINS PPTYS INC COM NEW 222795502 845 23361 SH SOLE 23361 0 0 COWEN INC CL A NEW 223622606 432 25108 SH SOLE 25108 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 1077 90012 SH SOLE 90012 0 0 CROCS INC COM 227046109 3324 168300 SH SOLE 168300 0 0 CSG SYS INTL INC COM 126349109 1466 30032 SH SOLE 30032 0 0 CULP INC COM 230215105 190 10000 SH SOLE 10000 0 0 CVS HEALTH CORP COM 126650100 2135 39189 SH SOLE 39189 0 0 DANA INCORPORATED COM 235825205 2823 141564 SH SOLE 141564 0 0 DASEKE INC COM 23753F107 914 253812 SH SOLE 253812 0 0 DAWSON GEOPHYSICAL CO NEW COM 239360100 1129 451564 SH SOLE 451564 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 275 9400 SH SOLE 9400 0 0 DELL TECHNOLOGIES INC CL C 24703L202 3084 60701 SH SOLE 60701 0 0 DELUXE CORP COM 248019101 407 10000 SH SOLE 10000 0 0 DENBURY RES INC COM NEW 247916208 744 600315 SH SOLE 600315 0 0 DESPEGAR COM CORP ORD SHS G27358103 208 15000 SH SOLE 15000 0 0 DESWELL INDS INC COM 250639101 83 30000 SH SOLE 30000 0 0 DHI GROUP INC COM 23331S100 116 32490 SH SOLE 32490 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 500 84500 SH SOLE 84500 0 0 DIEBOLD NXDF INC COM 253651103 4785 522400 SH SOLE 522400 0 0 DIGI INTL INC COM 253798102 175 13825 SH SOLE 13825 0 0 DISCOVER FINL SVCS COM 254709108 1172 15100 SH SOLE 15100 0 0 DISCOVERY INC COM SER A 25470F104 307 10000 SH SOLE 10000 0 0 DORIAN LPG LTD SHS USD Y2106R110 2157 239106 SH SOLE 239106 0 0 DOVER MOTORSPORTS INC COM 260174107 155 74663 SH SOLE 74663 0 0 DUPONT DE NEMOURS INC COM 26614N102 375 5000 SH SOLE 5000 0 0 EZCORP INC CL A NON VTG 302301106 3790 400214 SH SOLE 400214 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 446 10000 SH SOLE 10000 0 0 EBAY INC COM 278642103 1580 40000 SH SOLE 40000 0 0 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN 292480100 151 11000 SH SOLE 11000 0 0 ENGLOBAL CORP COM 293306106 114 127070 SH SOLE 127070 0 0 ENTEGRIS INC COM 29362U104 4444 119091 SH SOLE 119091 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 58 10000 SH SOLE 10000 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 2670 855800 SH SOLE 855800 0 0 EQUIFAX INC COM 294429105 1352 10000 SH SOLE 10000 0 0 EVEREST RE GROUP LTD COM G3223R108 1236 5000 SH SOLE 5000 0 0 EVOLVING SYS INC COM NEW 30049R209 19 24496 SH SOLE 24496 0 0 EXFO INC SUB VTG SHS 302046107 140 38280 SH SOLE 38280 0 0 FACEBOOK INC CL A 30303M102 16733 86700 SH SOLE 86700 0 0 FAIR ISAAC CORP COM 303250104 6280 20000 SH SOLE 20000 0 0 FANHUA INC SPONSORED ADR 30712A103 8350 249491 SH SOLE 249491 0 0 FEDERAL SIGNAL CORP COM 313855108 209 7806 SH SOLE 7806 0 0 FEDNAT HLDG CO COM 31431B109 357 25000 SH SOLE 25000 0 0 FERROGLOBE PLC SHS G33856108 409 240720 SH SOLE 240720 0 0 FIESTA RESTAURANT GROUP INC COM 31660B101 1740 132400 SH SOLE 132400 0 0 FIFTH THIRD BANCORP COM 316773100 826 29600 SH SOLE 29600 0 0 FIRST CHOICE BANCORP COM 31948P104 1592 70000 SH SOLE 70000 0 0 FIRST CMNTY CORP S C COM 319835104 1296 70000 SH SOLE 70000 0 0 FIRST LONG IS CORP COM 320734106 316 15750 SH SOLE 15750 0 0 FISERV INC COM 337738108 365 4000 SH SOLE 4000 0 0 FITBIT INC CL A 33812L102 88 20000 SH SOLE 20000 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 497 15000 SH SOLE 15000 0 0 FLEXSTEEL INDS INC COM 339382103 1230 72100 SH SOLE 72100 0 0 FLUSHING FINL CORP COM 343873105 244 10983 SH SOLE 10983 0 0 FOOT LOCKER INC COM 344849104 838 20000 SH SOLE 20000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1045 90000 SH SOLE 90000 0 0 FRIEDMAN INDS INC COM 358435105 101 14449 SH SOLE 14449 0 0 GANNETT CO INC COM 36473H104 82 10000 SH SOLE 10000 0 0 GARMIN LTD SHS H2906T109 508 6362 SH SOLE 6362 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 509 22500 SH SOLE 22500 0 0 GENCOR INDS INC COM 368678108 1217 93596 SH SOLE 93596 0 0 GIBRALTAR INDS INC COM 374689107 5650 140000 SH SOLE 140000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 5136 25100 SH SOLE 25100 0 0 GRAND CANYON ED INC COM 38526M106 1755 15000 SH SOLE 15000 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 384 27500 SH SOLE 27500 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 233 10000 SH SOLE 10000 0 0 GULF ISLAND FABRICATION INC COM 402307102 1029 144829 SH SOLE 144829 0 0 BLOCK H & R INC COM 093671105 586 20000 SH SOLE 20000 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 582 20000 SH SOLE 20000 0 0 HANGER INC COM NEW 41043F208 14248 744000 SH SOLE 744000 0 0 HANMI FINL CORP COM NEW 410495204 1670 75000 SH SOLE 75000 0 0 HAWTHORN BANCSHARES INC COM 420476103 874 32605 SH SOLE 32605 0 0 HCA HEALTHCARE INC COM 40412C101 10138 75000 SH SOLE 75000 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 758 47489 SH SOLE 47489 0 0 HOLLYFRONTIER CORP COM 436106108 463 10000 SH SOLE 10000 0 0 HONEYWELL INTL INC COM 438516106 1746 10000 SH SOLE 10000 0 0 HORACE MANN EDUCATORS CORP N COM 440327104 403 10000 SH SOLE 10000 0 0 HORIZON GLOBAL CORP COM 44052W104 215 60000 SH SOLE 60000 0 0 HORMEL FOODS CORP COM 440452100 811 20000 SH SOLE 20000 0 0 HOUSTON WIRE & CABLE CO COM 44244K109 85 16200 SH SOLE 16200 0 0 HUB GROUP INC CL A 443320106 1008 24000 SH SOLE 24000 0 0 HUBBELL INC COM 443510607 587 4500 SH SOLE 4500 0 0 HUDSON GLOBAL INC COM NEW 443787205 466 37462 SH SOLE 37462 0 0 HUNTINGTON BANCSHARES INC COM 446150104 4693 339596 SH SOLE 339596 0 0 HUTTIG BLDG PRODS INC COM 448451104 1233 477721 SH SOLE 477721 0 0 ICU MED INC COM 44930G107 252 1000 SH SOLE 1000 0 0 IES HLDGS INC COM 44951W106 566 30000 SH SOLE 30000 0 0 IMMUCELL CORP COM PAR 452525306 85 13086 SH SOLE 13086 0 0 INDEPENDENCE CONTRACT DRIL I COM 453415309 32 20496 SH SOLE 20496 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 581 15000 SH SOLE 15000 0 0 INDEPENDENT BANK CORP MASS COM 453836108 2285 30000 SH SOLE 30000 0 0 INTERMOLECULAR INC COM 45882D109 23 20000 SH SOLE 20000 0 0 INTUIT COM 461202103 261 1000 SH SOLE 1000 0 0 INVACARE CORP COM 461203101 977 188302 SH SOLE 188302 0 0 INVESCO LTD SHS G491BT108 205 10000 SH SOLE 10000 0 0 INVESTORS TITLE CO COM 461804106 668 4000 SH SOLE 4000 0 0 ISHARES TR MSCI EAFE ETF 464287465 986 15000 SH SOLE 15000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1287 30000 SH SOLE 30000 0 0 JD COM INC SPON ADR CL A 47215P106 2120 70000 SH SOLE 70000 0 0 JELD-WEN HLDG INC COM 47580P103 2123 100000 SH SOLE 100000 0 0 JOHNSON CTLS INTL PLC SHS G51502105 986 23875 SH SOLE 23875 0 0 JONES LANG LASALLE INC COM 48020Q107 281 2000 SH SOLE 2000 0 0 JOUNCE THERAPEUTICS INC COM 481116101 54 10924 SH SOLE 10924 0 0 JPMORGAN CHASE & CO COM 46625H100 4584 41000 SH SOLE 41000 0 0 KELLY SVCS INC CL A 488152208 1736 66280 SH SOLE 66280 0 0 KEY ENERGY SVCS INC DEL COM 49309J103 164 73007 SH SOLE 73007 0 0 KROGER CO COM 501044101 651 30000 SH SOLE 30000 0 0 STARRETT L S CO CL A 855668109 1335 201715 SH SOLE 201715 0 0 LANDSTAR SYS INC COM 515098101 1080 10000 SH SOLE 10000 0 0 LEAR CORP COM NEW 521865204 1607 11537 SH SOLE 11537 0 0 LEE ENTERPRISES INC COM 523768109 2448 1093060 SH SOLE 1093060 0 0 LENDINGTREE INC NEW COM 52603B107 420 1000 SH SOLE 1000 0 0 LENNAR CORP CL A 526057104 219 4509 SH SOLE 4509 0 0 LIBBEY INC COM 529898108 122 65325 SH SOLE 65325 0 0 LINCOLN EDL SVCS CORP COM 533535100 1275 552048 SH SOLE 552048 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 1663 25100 SH SOLE 25100 0 0 LKQ CORP COM 501889208 2873 107970 SH SOLE 107970 0 0 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 462 40000 SH SOLE 40000 0 0 LUXFER HOLDINGS PLC SHS G5698W116 319 13000 SH SOLE 13000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1723 20000 SH SOLE 20000 0 0 M/I HOMES INC COM 55305B101 200 7000 SH SOLE 7000 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 324 8000 SH SOLE 8000 0 0 MANPOWERGROUP INC COM 56418H100 290 3000 SH SOLE 3000 0 0 MARATHON PETE CORP COM 56585A102 5636 100864 SH SOLE 100864 0 0 MARCHEX INC CL B 56624R108 515 109379 SH SOLE 109379 0 0 MARSH & MCLENNAN COS INC COM 571748102 1995 20000 SH SOLE 20000 0 0 MASTERCARD INC CL A 57636Q104 17856 67500 SH SOLE 67500 0 0 MICROSOFT CORP COM 594918104 7368 55000 SH SOLE 55000 0 0 MICROSTRATEGY INC CL A NEW 594972408 4260 29724 SH SOLE 29724 0 0 MIND C T I LTD ORD M70240102 164 73452 SH SOLE 73452 0 0 MITCHAM INDS INC COM 606501104 630 159592 SH SOLE 159592 0 0 MODEL N INC COM 607525102 298 15287 SH SOLE 15287 0 0 MOHAWK INDS INC COM 608190104 1475 10000 SH SOLE 10000 0 0 MONDELEZ INTL INC CL A 609207105 5099 94600 SH SOLE 94600 0 0 MORGAN STANLEY COM NEW 617446448 34949 797750 SH SOLE 797750 0 0 MOVADO GROUP INC COM 624580106 270 10000 SH SOLE 10000 0 0 MPLX LP COM UNIT REP LTD 55336V100 290 9000 SH SOLE 9000 0 0 MSCI INC COM 55354G100 4776 20000 SH SOLE 20000 0 0 MUELLER INDS INC COM 624756102 240 8200 SH SOLE 8200 0 0 MUELLER WTR PRODS INC COM SER A 624758108 1334 135855 SH SOLE 135855 0 0 NABORS INDUSTRIES LTD SHS G6359F103 986 340000 SH SOLE 340000 0 0 NASDAQ INC COM 631103108 962 10000 SH SOLE 10000 0 0 NATHANS FAMOUS INC NEW COM 632347100 547 7000 SH SOLE 7000 0 0 NATIONAL WESTN LIFE GROUP IN CL A 638517102 386 1500 SH SOLE 1500 0 0 NAVIENT CORPORATION COM 63938C108 137 10000 SH SOLE 10000 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 473 4900 SH SOLE 4900 0 0 NEWMARK GROUP INC CL A 65158N102 166 18500 SH SOLE 18500 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 214 22800 SH SOLE 22800 0 0 NN INC COM 629337106 98 10000 SH SOLE 10000 0 0 NORTHERN TR CORP COM 665859104 3600 40000 SH SOLE 40000 0 0 NUVERRA ENVIRONMENTAL SOLUTI COM PAR 67091K302 134 32620 SH SOLE 32620 0 0 OLIN CORP COM PAR $1 680665205 1315 60000 SH SOLE 60000 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 691 18800 SH SOLE 18800 0 0 OMNICOM GROUP INC COM 681919106 820 10000 SH SOLE 10000 0 0 ONEMAIN HLDGS INC COM 68268W103 304 9000 SH SOLE 9000 0 0 ONEOK INC NEW COM 682680103 1356 19700 SH SOLE 19700 0 0 OPERA LTD SPONSORED ADS 68373M107 143 13700 SH SOLE 13700 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 425 15616 SH SOLE 15616 0 0 OPTICAL CABLE CORP COM NEW 683827208 134 32495 SH SOLE 32495 0 0 ORION GROUP HOLDINGS INC COM 68628V308 1946 726032 SH SOLE 726032 0 0 PG&E CORP COM 69331C108 12262 535000 SH SOLE 535000 0 0 PANGAEA LOGISTICS SOLUTION L SHS G6891L105 443 132179 SH SOLE 132179 0 0 PAR TECHNOLOGY CORP COM 698884103 1993 70685 SH SOLE 70685 0 0 PARKE BANCORP INC COM 700885106 240 10000 SH SOLE 10000 0 0 PARKER DRILLING CO COM 701081507 2238 110341 SH SOLE 110341 0 0 PARKER HANNIFIN CORP COM 701094104 2035 11969 SH SOLE 11969 0 0 PAYPAL HLDGS INC COM 70450Y103 4578 40000 SH SOLE 40000 0 0 PDL BIOPHARMA INC COM 69329Y104 1788 569323 SH SOLE 569323 0 0 PENTAIR PLC SHS G7S00T104 223 6000 SH SOLE 6000 0 0 PEPSICO INC COM 713448108 19014 145000 SH SOLE 145000 0 0 PERCEPTRON INC COM 71361F100 347 77841 SH SOLE 77841 0 0 PERFORMANT FINL CORP COM 71377E105 128 121648 SH SOLE 121648 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 215 3900 SH SOLE 3900 0 0 PFENEX INC COM 717071104 104 15456 SH SOLE 15456 0 0 PGT INNOVATIONS INC COM 69336V101 1087 65000 SH SOLE 65000 0 0 PHILIP MORRIS INTL INC COM 718172109 471 6000 SH SOLE 6000 0 0 PHILLIPS 66 COM 718546104 4677 50000 SH SOLE 50000 0 0 PIERIS PHARMACEUTICALS INC COM 720795103 263 56000 SH SOLE 56000 0 0 PLURALSIGHT INC COM CL A 72941B106 457 15058 SH SOLE 15058 0 0 PNC FINL SVCS GROUP INC COM 693475105 2059 15000 SH SOLE 15000 0 0 POWELL INDS INC COM 739128106 243 6400 SH SOLE 6400 0 0 PPG INDS INC COM 693506107 2568 22000 SH SOLE 22000 0 0 PREFORMED LINE PRODS CO COM 740444104 289 5221 SH SOLE 5221 0 0 PRGX GLOBAL INC COM NEW 69357C503 336 50000 SH SOLE 50000 0 0 PRIMEENERGY RESOURCES CORP COM 74158E104 748 5615 SH SOLE 5615 0 0 PSYCHEMEDICS CORP COM NEW 744375205 792 78495 SH SOLE 78495 0 0 PULTE GROUP INC COM 745867101 1581 50000 SH SOLE 50000 0 0 QEP RES INC COM 74733V100 362 50000 SH SOLE 50000 0 0 QUARTERHILL INC COM 747713105 230 212608 SH SOLE 212608 0 0 RCM TECHNOLOGIES INC COM NEW 749360400 80 20000 SH SOLE 20000 0 0 DONNELLEY R R & SONS CO COM 257867200 179 90700 SH SOLE 90700 0 0 RADIAN GROUP INC COM 750236101 2285 100000 SH SOLE 100000 0 0 READY CAP CORP COM 75574U101 505 33892 SH SOLE 33892 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 3560 20000 SH SOLE 20000 0 0 RH COM 74967X103 1492 12900 SH SOLE 12900 0 0 ROCKWELL AUTOMATION INC COM 773903109 491 3000 SH SOLE 3000 0 0 ROSETTA STONE INC COM 777780107 1347 58864 SH SOLE 58864 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1301 20000 SH SOLE 20000 0 0 RPM INTL INC COM 749685103 1833 30000 SH SOLE 30000 0 0 RTI SURGICAL HOLDINGS INC COM 74975N105 851 200308 SH SOLE 200308 0 0 HERTZ GLOBAL HLDGS INC RIGHT 07/12/2019 42806J114 165 84489 SH SOLE 84489 0 0 S&P GLOBAL INC COM 78409V104 11390 50000 SH SOLE 50000 0 0 SALEM MEDIA GROUP INC CL A 794093104 97 39900 SH SOLE 39900 0 0 SANMINA CORPORATION COM 801056102 303 10000 SH SOLE 10000 0 0 SCYNEXIS INC COM 811292101 15 11100 SH SOLE 11100 0 0 SEI INVESTMENTS CO COM 784117103 1173 20902 SH SOLE 20902 0 0 SENSATA TECHNOLOGIES HLDNG P SHS G8060N102 980 20000 SH SOLE 20000 0 0 SERVICE CORP INTL COM 817565104 936 20000 SH SOLE 20000 0 0 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 1042 20000 SH SOLE 20000 0 0 SHILOH INDS INC COM 824543102 2248 461650 SH SOLE 461650 0 0 SIERRA ONCOLOGY INC COM 82640U107 9 16444 SH SOLE 16444 0 0 SIFCO INDS INC COM 826546103 508 175658 SH SOLE 175658 0 0 SIGMATRON INTL INC COM 82661L101 37 14141 SH SOLE 14141 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 536 10000 SH SOLE 10000 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 994 20000 SH SOLE 20000 0 0 SOUTHERN MO BANCORP INC COM 843380106 209 6000 SH SOLE 6000 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 364 23763 SH SOLE 23763 0 0 SPAR GROUP INC COM 784933103 606 894090 SH SOLE 894090 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 42866 146300 SH SOLE 146300 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 7092 20000 SH SOLE 20000 0 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 323 6000 SH SOLE 6000 0 0 SPIRIT AIRLS INC COM 848577102 4296 90000 SH SOLE 90000 0 0 SPIRIT MTA REIT COM SHS BEN IN 84861U105 142 16996 SH SOLE 16996 0 0 SPOK HLDGS INC COM 84863T106 301 20000 SH SOLE 20000 0 0 SPX FLOW INC COM 78469X107 837 20000 SH SOLE 20000 0 0 SRC ENERGY INC COM 78470V108 2980 600892 SH SOLE 600892 0 0 STAR BULK CARRIERS CORP SHS PAR Y8162K204 2845 294822 SH SOLE 294822 0 0 STARS GROUP INC COM 85570W100 341 20000 SH SOLE 20000 0 0 STARTEK INC COM 85569C107 404 49423 SH SOLE 49423 0 0 STATE STR CORP COM 857477103 5886 105000 SH SOLE 105000 0 0 STEELCASE INC CL A 858155203 257 15000 SH SOLE 15000 0 0 STEWART INFORMATION SVCS COR COM 860372101 3239 80000 SH SOLE 80000 0 0 STRATUS PPTYS INC COM NEW 863167201 4317 133131 SH SOLE 133131 0 0 SUNTRUST BKS INC COM 867914103 1257 20000 SH SOLE 20000 0 0 SUPPORT COM INC COM NEW 86858W200 36 21949 SH SOLE 21949 0 0 SURMODICS INC COM 868873100 528 12232 SH SOLE 12232 0 0 TASEKO MINES LTD COM 876511106 54 102400 SH SOLE 102400 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 1227 87000 SH SOLE 87000 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 22 17600 SH SOLE 17600 0 0 TEGNA INC COM 87901J105 941 62100 SH SOLE 62100 0 0 TESSCO TECHNOLOGIES INC COM 872386107 221 12391 SH SOLE 12391 0 0 BANK NEW YORK MELLON CORP COM 064058100 4415 100000 SH SOLE 100000 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 158 10352 SH SOLE 10352 0 0 MIDDLEBY CORP COM 596278101 913 6727 SH SOLE 6727 0 0 WILLIAMS COS INC DEL COM 969457100 628 22410 SH SOLE 22410 0 0 TOLL BROTHERS INC COM 889478103 3296 90000 SH SOLE 90000 0 0 TOTAL SYS SVCS INC COM 891906109 1283 10000 SH SOLE 10000 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 173 11000 SH SOLE 11000 0 0 TOWNSQUARE MEDIA INC CL A 892231101 393 73023 SH SOLE 73023 0 0 TRIBUNE PUBG CO NEW COM 89609W107 82 10281 SH SOLE 10281 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 25 14892 SH SOLE 14892 0 0 TWILIO INC CL A 90138F102 682 5000 SH SOLE 5000 0 0 U S CONCRETE INC COM NEW 90333L201 259 5211 SH SOLE 5211 0 0 U S PHYSICAL THERAPY INC COM 90337L108 8580 69999 SH SOLE 69999 0 0 UBS GROUP AG SHS H42097107 3318 280000 SH SOLE 280000 0 0 UNDER ARMOUR INC CL C 904311206 1776 80000 SH SOLE 80000 0 0 UNILEVER N V N Y SHS NEW 904784709 1822 30000 SH SOLE 30000 0 0 UNITED BANCSHARES INC OHIO COM 909458101 1160 57500 SH SOLE 57500 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 1428 50000 SH SOLE 50000 0 0 UNITED CONTL HLDGS INC COM 910047109 6129 70000 SH SOLE 70000 0 0 UNITED RENTALS INC COM 911363109 3050 23000 SH SOLE 23000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 326 2500 SH SOLE 2500 0 0 UNITEDHEALTH GROUP INC COM 91324P102 13421 55000 SH SOLE 55000 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 1304 10000 SH SOLE 10000 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 760 221437 SH SOLE 221437 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 302 17000 SH SOLE 17000 0 0 VALHI INC NEW COM 918905100 239 80548 SH SOLE 80548 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2040 40000 SH SOLE 40000 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2086 50000 SH SOLE 50000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2977 70000 SH SOLE 70000 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1127 15000 SH SOLE 15000 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 1846 35000 SH SOLE 35000 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 1099 15000 SH SOLE 15000 0 0 VENATOR MATLS PLC SHS G9329Z100 212 40115 SH SOLE 40115 0 0 VERINT SYS INC COM 92343X100 1076 20000 SH SOLE 20000 0 0 VERRA MOBILITY CORP COM 92511U102 131 10000 SH SOLE 10000 0 0 V F CORP COM 918204108 2795 32000 SH SOLE 32000 0 0 VIACOM INC NEW CL B 92553P201 460 15400 SH SOLE 15400 0 0 VIAD CORP COM NEW 92552R406 2650 40000 SH SOLE 40000 0 0 VICAL INC COM NEW 925602203 11 13385 SH SOLE 13385 0 0 VIPSHOP HLDGS LTD SPONSORED ADS A 92763W103 5699 660300 SH SOLE 660300 0 0 VISA INC COM CL A 92826C839 16487 95000 SH SOLE 95000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 2536 153538 SH SOLE 153538 0 0 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 18 25000 SH SOLE 25000 0 0 VMWARE INC CL A COM 928563402 2508 15000 SH SOLE 15000 0 0 VOLT INFORMATION SCIENCES IN COM 928703107 1187 264334 SH SOLE 264334 0 0 GRACE W R & CO DEL NEW COM 38388F108 1712 22500 SH SOLE 22500 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1093 20000 SH SOLE 20000 0 0 WALMART INC COM 931142103 5525 50000 SH SOLE 50000 0 0 DISNEY WALT CO COM DISNEY 254687106 4859 34800 SH SOLE 34800 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 1425 5000 SH SOLE 5000 0 0 WELLS FARGO CO NEW COM 949746101 3786 80000 SH SOLE 80000 0 0 WESCO INTL INC COM 95082P105 1265 24969 SH SOLE 24969 0 0 WILLDAN GROUP INC COM 96924N100 7195 193159 SH SOLE 193159 0 0 WILLIS LEASE FINANCE CORP COM 970646105 1750 30000 SH SOLE 30000 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 958 5000 SH SOLE 5000 0 0 XOMA CORP DEL COM NEW 98419J206 1479 99500 SH SOLE 99500 0 0 ZAI LAB LTD ADR 98887Q104 527 15100 SH SOLE 15100 0 0 TILRAY INC PUT 88688T950 97776 2100 SH Put SOLE 2100 0 0