0001062993-18-004691.txt : 20181114 0001062993-18-004691.hdr.sgml : 20181114 20181114163233 ACCESSION NUMBER: 0001062993-18-004691 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBF Capital, LLC CENTRAL INDEX KEY: 0001134621 IRS NUMBER: 680383896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06357 FILM NUMBER: 181184441 BUSINESS ADDRESS: STREET 1: 3047 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94123 BUSINESS PHONE: 415-800-8212 MAIL ADDRESS: STREET 1: 3047 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94123 FORMER COMPANY: FORMER CONFORMED NAME: RBF LLC DATE OF NAME CHANGE: 20010213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134621 XXXXXXXX 09-30-2018 09-30-2018 RBF Capital, LLC

3047 FILLMORE ST. SAN FRANCISCO CA 94123

13F HOLDINGS REPORT 028-06357 N Richard B. Fullerton 415-800-8212 /s/Richard B. 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TR TR UNIT 78462F103 48230 165900 SH SOLE 165900 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 7349 20000 SH SOLE 20000 0 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 2410 32250 SH SOLE 32250 0 0 SPIRIT AIRLS INC COM 848577102 5026 107000 SH SOLE 107000 0 0 SPIRIT MTA REIT COM SHS BEN IN 84861U105 196 16996 SH SOLE 16996 0 0 SPOK HLDGS INC COM 84863T106 308 20000 SH SOLE 20000 0 0 SPX FLOW INC COM 78469X107 1040 20000 SH SOLE 20000 0 0 STAR BULK CARRIERS CORP SHS PAR Y8162K204 4865 336697 SH SOLE 336697 0 0 STARS GROUP INC COM 85570W100 498 20000 SH SOLE 20000 0 0 STARTEK INC COM 85569C107 327 49423 SH SOLE 49423 0 0 STATE STR CORP COM 857477103 9216 110000 SH SOLE 110000 0 0 STEELCASE INC CL A 858155203 278 15000 SH SOLE 15000 0 0 STEWART INFORMATION SVCS COR COM 860372101 3601 80000 SH SOLE 80000 0 0 STRATUS PPTYS INC COM NEW 863167201 4074 133131 SH SOLE 133131 0 0 SUNTRUST BKS INC COM 867914103 1336 20000 SH SOLE 20000 0 0 SUPPORT COM INC COM NEW 86858W200 64 21949 SH SOLE 21949 0 0 SURMODICS INC COM 868873100 913 12232 SH SOLE 12232 0 0 SYNTEL INC COM 87162H103 541 13200 SH SOLE 13200 0 0 TAILORED BRANDS INC COM 87403A107 2549 101200 SH SOLE 101200 0 0 TECK RESOURCES LTD CL B 878742204 362 15000 SH SOLE 15000 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 1453 87000 SH SOLE 87000 0 0 TEGNA INC COM 87901J105 743 62100 SH SOLE 62100 0 0 TESLA INC COM 88160R101 1589 6000 SH Call SOLE 6000 0 0 TESSCO TECHNOLOGIES INC COM 872386107 251 16429 SH SOLE 16429 0 0 BANK NEW YORK MELLON CORP COM 064058100 5099 100000 SH SOLE 100000 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 171 10352 SH SOLE 10352 0 0 KRAFT HEINZ CO COM 500754106 1102 20000 SH SOLE 20000 0 0 MIDDLEBY CORP COM 596278101 870 6727 SH SOLE 6727 0 0 WILLIAMS COS INC DEL COM 969457100 609 22410 SH SOLE 22410 0 0 THOR INDS INC COM 885160101 586 7000 SH SOLE 7000 0 0 TIFFANY & CO NEW COM 886547108 258 2000 SH SOLE 2000 0 0 TILRAY INC COM CL 2 88688T100 1867 13000 SH Call SOLE 13000 0 0 TOLL 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55000 SH SOLE 55000 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 1278 10000 SH SOLE 10000 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 589 221437 SH SOLE 221437 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 281 17000 SH SOLE 17000 0 0 USANA HEALTH SCIENCES INC COM 90328M107 241 2000 SH SOLE 2000 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 10373 199280 SH SOLE 199280 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 8637 199600 SH SOLE 199600 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5330 130000 SH SOLE 130000 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 1350 25000 SH SOLE 25000 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 722 9000 SH SOLE 9000 0 0 VERINT SYS INC COM 92343X100 2222 44350 SH SOLE 44350 0 0 V F CORP COM 918204108 2990 32000 SH SOLE 32000 0 0 VIACOM INC NEW CL B 92553P201 520 15400 SH SOLE 15400 0 0 VIAD CORP COM NEW 92552R406 2370 40000 SH SOLE 40000 0 0 VICAL INC COM NEW 925602203 18 13385 SH SOLE 13385 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 4136 662780 SH SOLE 662780 0 0 VISA INC COM CL A 92826C839 14259 95000 SH SOLE 95000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 3124 153538 SH SOLE 153538 0 0 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 36 25000 SH SOLE 25000 0 0 VMWARE INC CL A COM 928563402 2341 15000 SH SOLE 15000 0 0 GRACE W R & CO DEL NEW COM 38388F108 1608 22500 SH SOLE 22500 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1516 20800 SH SOLE 20800 0 0 WALMART INC COM 931142103 9391 100000 SH SOLE 100000 0 0 DISNEY WALT CO COM DISNEY 254687106 4070 34800 SH SOLE 34800 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 2527 35100 SH SOLE 35100 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 1602 5000 SH SOLE 5000 0 0 WELLS FARGO CO NEW COM 949746101 526 10000 SH SOLE 10000 0 0 WESCO INTL INC COM 95082P105 492 8000 SH SOLE 8000 0 0 WILLDAN GROUP INC COM 96924N100 6560 193159 SH SOLE 193159 0 0 WILLIS LEASE FINANCE CORP COM 970646105 1035 30000 SH SOLE 30000 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 705 5000 SH SOLE 5000 0 0 WORLD FUEL SVCS CORP COM 981475106 208 7500 SH SOLE 7500 0 0