13F-HR 1 rbf13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RBF, LLC Address: 100 Drakes Landing, Suite 330 Greenbrae, CA 94904 Form 13F File Number: 28-06357 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard B. Fullerton Title: Manager Phone: 415-464-4478 Signature, Place and Date of Signing: Richard B. Fullerton Greenbrae, CA November 14, 2002 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 154 Form 13F Information Table Value Total: 26,249 (in thousands) List of Other Included Managers: NONE RBF, LLC Form 13F Information Table September 30, 2002 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Sh/ Put/ Investment Other Voting Authority Name of Issuer Title of Class CUSIP Value (x1000) Prn Amt Prn Call Discretion Managers Sole Shared None ACLN LTD COMMON M01764105 2 6200 SH SOLE 6200 ADB SYSTEMS INTL LTD COMMON 00088Y100 0 1000 SH SOLE 1000 ADMINISTAFF INC COMMON 007094105 424 110000 SH SOLE 110000 ALPHANET SOLUTIONS INC COMMON 020787107 18 14300 SH SOLE 14300 AMER BUSINESS FINL SVCS INC COMMON 02476B106 76 7040 SH SOLE 7040 AMERICAN HOMEPATIENT INC COMMON 026649103 11 30000 SH SOLE 30000 AMPCO-PITTSBURGH CORP COMMON 032037103 147 15000 SH SOLE 15000 ANDREA ELECTRONICS CORP COMMON 034393108 5 14500 SH SOLE 14500 ANGELICA CORP COMMON 034663104 284 13200 SH SOLE 13200 ARTESYN TECHNOLOGIES INC COMMON 043127109 167 110500 SH SOLE 110500 ASTROSYSTEMS INC COMMON 046465100 33 79200 SH SOLE 79200 AT&T CORP COMMON 001957109 120 10000 SH SOLE 10000 BEVERLY ENTERPRISES COMMON 087851309 85 35000 SH SOLE 35000 INTL BIOCHEMICAL IND INC COMMON 45912U105 1 18000 SH SOLE 18000 CADMUS COMMUNICATIONS CORP COMMON 127587103 77 8000 SH SOLE 8000 CAVALIER HOMES INC COMMON 149507105 322 137000 SH SOLE 137000 CELLPOINT INC COMMON 15115E109 3 12000 SH SOLE 12000 CELLSTAR CORP COMMON 150925204 107 34800 SH SOLE 34800 CELSION CORP COMMON 15117N107 8 20600 SH SOLE 20600 CENTERSPAN COMMUN CORP COMMON 152012100 23 6000 SH SOLE 6000 CENTURY BUSINESS SVCS INC COMMON 156490104 557 210200 SH SOLE 210200 CFC INTERNATIONAL INC COMMON 125252106 353 85000 SH SOLE 85000 CHESAPEAKE ENERGY CORP COMMON 165167107 53 8000 SH SOLE 8000 CITADEL SECURITY SFTWR INC COMMON 17288Q109 0 1250 SH SOLE 1250 COACHMEN INDUSTRIES INC COMMON 189873102 98 6500 SH SOLE 6500 COLUMBUS MCKINNON CORP COMMON 199333105 221 42000 SH SOLE 42000 COMVERSE TECHNOLOGY INC COMMON 205862402 350 50000 SH SOLE 50000 CONGOLEUM CORP -CL A COMMON 207195108 149 100000 SH SOLE 100000 CONSTELLATION 3D INC COMMON 210379103 2 44000 SH SOLE 44000 CT HOLDINGS INC COMMON 12643Y103 0 5000 SH SOLE 5000 CYBERSOURCE CORP COMMON 23251J106 100 50000 SH SOLE 50000 CYLINK CORP COMMON 232565101 10 22700 SH SOLE 22700 DATALINK CORP COMMON 237934104 125 44100 SH SOLE 44100 DAVITA INC COMMON 23918K108 472 20000 SH SOLE 20000 DCH TECHNOLOGY INC COMMON 233092105 0 4600 SH SOLE 4600 DOLLAR THRIFTY AUTOMOTIVE GP COMMON 256743105 770 48000 SH SOLE 48000 DOUBLECLICK INC COMMON 258609304 432 84000 SH SOLE 84000 DYNACQ INTERNATIONAL INC COMMON 267919306 528 45400 SH SOLE 45400 E DIGITAL CORP COMMON 26841Y103 2 5000 SH SOLE 5000 EBT INTERNATIONAL INC COMMON 268248101 29 86000 SH SOLE 86000 EL PASO CORP COMMON 28336L109 414 50000 SH SOLE 50000 ELOYALTY CORP COMMON 290151307 95 23800 SH SOLE 23800 ELOYALTY CORPORATIONCONV PFD SERIES B 7.00% PREFERRED 290151208 86 16831 SH SOLE 16831 EMAGIN CORP COMMON 29076N107 6 27000 SH SOLE 27000 EMEX CORP COMMON 291206100 8 41053 SH SOLE 41053 EMPLOYEE SOLUTIONS INC COMMON 292166105 0 17800 SH SOLE 17800 ENERGY EXPL TECHNOLOGIES COMMON 29267E106 4 13800 SH SOLE 13800 ENVISION DEVELOPMENT CORP COMMON 297659609 0 4000 SH SOLE 4000 ETHYL CORP COMMON 297659609 174 59500 SH SOLE 59500 EUROTECH LTD COMMON 298796103 4 51900 SH SOLE 51900 FANNIE MAE COMMON 313586109 223 3750 SH SOLE 3750 FIBERNET TELECOM GROUP INC COMMON 315653105 3 33000 SH SOLE 33000 FOAMEX INTERNATIONAL INC COMMON 344123104 413 75000 SH SOLE 75000 FUTURELINK CORP COMMON 36114Q307 0 1571 SH SOLE 1571 GLENAYRE TECHNOLOGIES INC COMMON 377899109 256 294000 SH SOLE 294000 GLYCOGENESYS INC COMMON 37989P101 7 10000 SH SOLE 10000 GOLDEN STATE BANCORP LITIG TRACKING WT WARRANTS 381197136 164 150000 SH SOLE 150000 HEALTHSOUTH CORP COMMON 421924101 623 150000 SH SOLE 150000 HEIDRICK & STRUGGLES INTL COMMON 422819102 289 19000 SH SOLE 19000 HON INDUSTRIES COMMON 438092108 255 10000 SH SOLE 10000 HUB GROUP INC -CL A COMMON 443320106 698 110200 SH SOLE 110200 IBIS TECHNOLOGY INC COMMON 450909106 21 5000 SH SOLE 5000 IEC ELECTRONICS CORP COMMON 44949L105 6 56600 SH SOLE 56600 IFX CORP COMMON 449518208 3 10000 SH SOLE 10000 IMAGING DIAGNOSTIC SYS INC COMMON 45244W100 8 38500 SH SOLE 38500 INAMED CORP COMMON 453235103 690 30000 SH SOLE 30000 INTELLI-CHECK INC COMMON 45817G102 103 18000 SH SOLE 18000 INTER PARFUMS INC COMMON 458334109 153 22900 SH SOLE 22900 IVOICE INC COMMON 46588L106 0 30000 SH SOLE 30000 K-TEL INTERNATIONAL COMMON 482724200 2 22500 SH SOLE 22500 KEYNOTE SYSTEMS INC COMMON 493308100 295 45000 SH SOLE 45000 LABOR READY INC COMMON 505401208 26 4100 SH SOLE 4100 LANGUAGEWARE NET CO LTD COMMON M67029104 0 2300 SH SOLE 2300 LEGG MASON INC COMMON 524901105 43 1000 SH SOLE 1000 LO-JACK CORP COMMON 539451104 85 20000 SH SOLE 20000 LUMENON INNOVATIVE LIGHTWAVE COMMON 55024L109 1 13000 SH SOLE 13000 MACROCHEM CORP/DE COMMON 555903103 26 26300 SH SOLE 26300 MAJOR AUTOMOTIVE COMPANIES COMMON 560775108 4 4480 SH SOLE 4480 MATRIXX INITIATIVES INC COMMON 57685L105 146 15000 SH SOLE 15000 MED DIVERSIFIED INC COMMON 58401N102 2 11000 SH SOLE 11000 MEDI-HUT CO INC COMMON 58438C103 45 15000 SH SOLE 15000 MEDIS TECHNOLOGIES LTD COMMON 58500P107 55 12810 SH SOLE 12810 MERCURY AIR GROUP INC COMMON 589354109 75 20000 SH SOLE 20000 MICRO LINEAR CORP COMMON 594850109 105 32700 SH SOLE 32700 MICRON TECHNOLOGY INC COMMON 595112103 247 20000 SH SOLE 20000 MICROSOFT CORP COMMON 594918104 265 6050 SH SOLE 6050 MOHAWK INDUSTRIES INC COMMON 608190104 248 5000 SH SOLE 5000 MULTEX.COM INC COMMON 625367107 158 50000 SH SOLE 50000 NETGURU.COM INC COMMON 64111K107 47 23000 SH SOLE 23000 NETRATINGS INC COMMON 64116M108 589 100800 SH SOLE 100800 NEXTPATH TECHNOLOGIES INC COMMON 65333J109 0 10000 SH SOLE 10000 NOEL LIQUIDATING TRUST COMMON 655266104 0 50000 SH SOLE 50000 NOMAS CORP CL `A' COMMON 65531N209 0 116907 SH SOLE 116907 NOMAS CORPORATION (NEW) COMMON 65531N100 0 116907 SH SOLE 116907 NYMAGIC INC COMMON 629484106 794 55000 SH SOLE 55000 OLD DOMINION FREIGHT COMMON 679580100 318 17200 SH SOLE 17200 ON2 TECHNOLOGIES INC COMMON 68338A107 3 9000 SH SOLE 9000 OPTICAL CABLE CORP COMMON 683827208 133 71462 SH SOLE 71462 OSTEOTECH INC COMMON 688582105 310 60000 SH SOLE 60000 OUTLOOK GROUP CORP COMMON 690113105 140 25000 SH SOLE 25000 PATRICK INDUSTRIES INC COMMON 703343103 804 100000 SH SOLE 100000 PERSONNEL GROUP AMERICA INC COMMON 715338109 45 160000 SH SOLE 160000 PERVASIVE SOFTWARE INC COMMON 715710109 187 65000 SH SOLE 65000 PHILIP MORRIS COS INC COMMON 718154107 1164 30000 SH SOLE 30000 PREVIEW SYSTEMS INC COMMON 741379101 5 136400 SH SOLE 136400 PROCOM TECHNOLOGY INC COMMON 74270W107 9 24500 SH SOLE 24500 QIAO XING UNVERSAL TELEPHONE COMMON G7303A109 5 3850 SH SOLE 3850 RATEXCHANGE CORP COMMON 754091106 2 8000 SH SOLE 8000 RDO EQUIPMENT CO -CL A COMMON 749413100 950 200000 SH SOLE 200000 REEBOK INTERNATIONAL LTD COMMON 758110100 376 15000 SH SOLE 15000 RES-CARE INC COMMON 760943100 14 2800 SH SOLE 2800 RESEARCH FRONTIERS INC COMMON 760911107 62 6900 SH SOLE 6900 RFS HOTEL INVESTORS INC COMMON 74955J108 308 28000 SH SOLE 28000 RICA FOODS INC COMMON 762582203 30 37950 SH SOLE 37950 RYERSON TULL INC COMMON 78375P107 450 70000 SH SOLE 70000 SALTON INC COMMON 795757103 136 16000 SH SOLE 16000 SCHWEITZER-MAUDUIT INTL INC COMMON 808541106 214 10000 SH SOLE 10000 SCM MICROSYSTEMS INC COMMON 784018103 24 6000 SH SOLE 6000 SCOTTISH ANNUITY & LIFE HLDG COMMON G7885T104 341 20000 SH SOLE 20000 SED INTERNATIONAL HLDGS INC COMMON 784109209 25 50000 SH SOLE 50000 SILGAN HOLDINGS INC COMMON 827048109 43 1500 SH SOLE 1500 SITEL CORP COMMON 82980K107 338 193400 SH SOLE 193400 SMARTSERV ONLINE INC COMMON 83169M203 5 3600 SH SOLE 3600 SOCKET COMMUNICATIONS INC COMMON 833672108 7 7500 SH SOLE 7500 SOFTNET SYSTEMS INC COMMON 833964109 497 216300 SH SOLE 216300 SOUTHERN ENERGY HOMES INC COMMON 842814105 292 200000 SH SOLE 200000 SPEEDWAY MOTORSPORTS INC COMMON 847788106 141 6000 SH SOLE 6000 STILWELL FINL INC COMMON 860831106 845 70000 SH SOLE 70000 STORAGENETWORKS INC COMMON 86211E103 310 248300 SH SOLE 248300 SUNRISE TECHNOLOGY INTL INC COMMON 86769L103 0 20000 SH SOLE 20000 SUPERCONDUCTOR TECHNOLOGIES COMMON 867931107 13 12500 SH SOLE 12500 SUPERIOR CONSULTANT HLDGS CP COMMON 868146101 184 60400 SH SOLE 60400 SYSTEMAX INC COMMON 871851101 198 120000 SH SOLE 120000 TERAFORCE TECHNOLOGY CORP COMMON 88077T109 4 30000 SH SOLE 30000 TITANIUM METALS CORP COMMON 888339108 249 150000 SH SOLE 150000 TMP WORLDWIDE INC COMMON 872941109 360 40000 SH SOLE 40000 U S PHYSICAL THERAPY INC COMMON 90337L108 200 19000 SH SOLE 19000 U S DIAGNOSTIC INC COMMON 90328Q108 0 12000 SH SOLE 12000 UBICS INC COMMON 90261L108 59 130000 SH SOLE 130000 UNIVERSAL DISPLAY CORP COMMON 91347P105 99 16400 SH SOLE 16400 US XPRESS ENTP INC -CL A COMMON 90338N103 136 13900 SH SOLE 13900 UST INC COMMON 902911106 423 15000 SH SOLE 15000 UTAH MEDICAL PRODUCTS INC COMMON 917488108 562 35000 SH SOLE 35000 VSOURCE INC COMMON 92908B105 3 23000 SH SOLE 23000 VENTAS INC COMMON 92276F100 671 50000 SH SOLE 50000 VITALSTREAM HOLDINGS INC COMMON 92847T100 1 1900 SH SOLE 1900 WAVE SYSTEMS CORP -CL A COMMON 943526103 12 8100 SH SOLE 8100 WESCO INTL INC COMMON 95082P105 129 30000 SH SOLE 30000 WESTAFF INC COMMON 957070105 107 52500 SH SOLE 52500 WESTERN PWR & EQUIP CORP COMMON 959221102 3 15800 SH SOLE 15800 WET SEAL INC -CL A COMMON 961840105 25 2500 SH SOLE 2500 WORKFLOW MGMT INC COMMON 98137N109 67 37500 SH SOLE 37500 XCELERA INC COMMON G31611109 4 10000 SH SOLE 10000 XILINX INC COMMON 983919101 79 5000 SH SOLE 5000 CSR\4705\002\1208602.01