13F-HR 1 rbf.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RBF, LLC Address: 100 Drakes Landing, Suite 330 Greenbrae, CA 94904 Form 13F File Number: 28-06357 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard B. Fullerton Title: Manager Phone: 415-464-4478 Signature, Place and Date of Signing: Richard B. Fullerton Greenbrae, CA August 9, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 176 Form 13F Information Table Value Total: 46,452 (in thousands) List of Other Included Managers: NONE RBF, LLC Form 13F Information Table June 30, 2002 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Sh/ Put/ Investment Other Voting Authority Name of Issuer Title of Class CUSIP Value (x1000) Prn Amt Prn Call Discretion Managers Sole Shared None A.C.L.N. LIMITED COMMON M01764105 3 6200 SH SOLE 6200 A.M.CASTLE & CO COMMON 148411101 107 8600 SH SOLE 8600 ACTUANT CORP COMMON 00508X203 784 19000 SH SOLE 19000 ADB SYS INTL INC COMMON 00088N104 0 1000 SH SOLE 1000 ADMINISTAFF INC COMMON 007094105 350 35000 SH SOLE 35000 AFFILIATED MANAGERS GROUP INC COMMON 008252108 861 14000 SH SOLE 14000 AFTERMARKET TECHNOLOGY CORP COMMON 008318107 96 5000 SH SOLE 5000 ALPHANET SOLUTIONS INC COMMON 020787107 24 14300 SH SOLE 14300 AMERICAN HOMEPATIENT INC COMMON 026649103 20 78000 SH SOLE 78000 AMPCO PITTSBURG CORP COMMON 032037103 221 18400 SH SOLE 18400 ANDREA ELECTRONICS CORPORATION COMMON 034393108 8 14500 SH SOLE 14500 ANGELICA CORP. COMMON 034663104 227 13200 SH SOLE 13200 ARTESYN TECHNOLOGIES INC COMMON 043127109 131 20000 SH SOLE 20000 ASPECT COMMUNICATIONS INC COMMON 04523Q102 32 10000 SH SOLE 10000 ASTROSYSTEMS INCCMN COMMON 046465100 32 79200 SH SOLE 79200 BIOSHIELD TECHNOLOGIES INC COMMON 09068A107 2 18000 SH SOLE 18000 BRITESMILE INCCMN COMMON 110415106 55 23100 SH SOLE 23100 BRITISH AMERICAN TOBACCO PLC SPONS ADR ADR 110448107 428 20000 SH SOLE 20000 CADMUS COMMUNICATIONS INC COMMON 127587103 112 10000 SH SOLE 10000 CAVALIER HOMES INC COMMON 149507105 682 179400 SH SOLE 179400 CELLPOINT INC COMMON 15115E109 2 12000 SH SOLE 12000 CELLSTAR CORPORATION COMMON 150925204 156 48000 SH SOLE 48000 CELSION CORP INCCMN COMMON 15117N107 11 20600 SH SOLE 20600 CENTERSPAN COMMUNICATIONS CORP COMMON 152012100 28 6000 SH SOLE 6000 CENTURY BUSINESS SERVICES INC COMMON 156490104 622 191000 SH SOLE 191000 CFC INTERNATIONAL INC COMMON 125252106 382 85000 SH SOLE 85000 CHESAPEAKE ENERGY CORP COMMON 165167107 58 8000 SH SOLE 8000 CIENA CORPORATION COMMON 171779101 126 30000 SH SOLE 30000 CITADEL SECURITY SOFTWARE INC COMMON 17288Q109 1 1250 SH SOLE 1250 COACHMEN INDS INC COMMON 189873102 218 15000 SH SOLE 15000 COLUMBUS MCKINNON CORP COMMON 199333105 518 60000 SH SOLE 60000 COMPUTER HORIZONS CORP COMMON 205908106 98 20100 SH SOLE 20100 CONGOLEUM CORPORATION COMMON 207195108 235 100000 SH SOLE 100000 CONSTELLATION 3D INC COMMON 210379103 4 44000 SH SOLE 44000 CORVEL CORP COMMON 221006109 435 13000 SH SOLE 13000 CROWN CORK & SEAL INC COMMON 228255105 206 30000 SH SOLE 30000 CT HOLDINGS INC COMMON 12643Y103 0 5000 SH SOLE 5000 CYBERSOURCE CORP COMMON 23251J106 253 109100 SH SOLE 109100 CYLINK CORPORATION COMMON 232565101 22 22700 SH SOLE 22700 DATALINK CORP COMMON 237934104 158 47600 SH SOLE 47600 DAVITA INC COMMON 23918K108 476 20000 SH SOLE 20000 DCH TECHNOLOGY INC COMMON 233092105 2 25000 SH SOLE 25000 DIMON INCORPORATED COMMON 254394109 173 25000 SH SOLE 25000 DOCUCORP INTERNATIONAL INC COMMON 255911109 109 10700 SH SOLE 10700 DOLLAR THRIFTY AUTOMOTIVE GRP COMMON 256743105 1593 61500 SH SOLE 61500 DYNACQ INTL INC (NEW) COMMON 267919306 585 41500 SH SOLE 41500 E. DIGITAL CORPORATION COMMON 26841Y103 2 5000 SH SOLE 5000 EBT INTL INC COMMON 268248101 28 86000 SH SOLE 86000 ELOYALTY CORPORATIONCMN COMMON 290151307 176 29820 SH SOLE 29820 ELOYALTY CORPORATIONCONV PFD SERIES B 7.00% PREFERRED 290151208 86 16831 SH SOLE 16831 EMAGIN CORP COMMON 29076N107 9 27000 SH SOLE 27000 EMEX CORP COMMON 291206100 55 81453 SH SOLE 81453 EMPLOYEE SOLUTIONS INC COMMON 292166105 0 17800 SH SOLE 17800 ENERGY EXPL TECHNOLOGIES COMMON 29267E106 7 13800 SH SOLE 13800 ENVISION DEVELOPMENT CORP COMMON 29410N102 0 4000 SH SOLE 4000 ETHYL CORP. COMMON 297659609 259 345000 SH SOLE 345000 EUROTECH LTD COMMON 298796103 10 51900 SH SOLE 51900 FIBERNET TELECOM GROUP INC COMMON 315653105 3 33000 SH SOLE 33000 FOAMEX INTL INC COMMON 344123104 1332 119900 SH SOLE 119900 FUTURELINK CORP COMMON 36114Q307 0 1571 SH SOLE 1571 GAP INC COMMON 364760108 284 20000 SH SOLE 20000 GENESISINTERMEDIA INC COMMON 37184Y105 2 35000 SH SOLE 35000 GLENAYRE TECHNOLOGIES INC COMMON 377899109 462 370000 SH SOLE 370000 GLYCOGENESYS INC COMMON 37989P101 10 10000 SH SOLE 10000 GREAT A&P TEA CO.INC. COMMON 390064103 80 4300 SH SOLE 4300 GRIFFIN LAND & NURSERIES COMMON 398231100 24 1700 SH SOLE 1700 HEALTH MGMT SYS INC COMMON 42219M100 156 49500 SH SOLE 49500 HEIDRICK & STRUGGLES INC. COMMON 422819102 443 22200 SH SOLE 22200 HOMESTORE INC COMMON 437852106 14 10000 SH SOLE 10000 HON INDUSTRIES COMMON 438092108 272 10000 SH SOLE 10000 HUB GROUP, INC COMMON 443320106 1018 110000 SH SOLE 110000 IBIS TECHNOLOGY CORP COMMON 450909106 32 5000 SH SOLE 5000 IEC ELECTRS CORP (NEW) COMMON 44949L105 15 116500 SH SOLE 116500 IFX CORPORATION (NEW) COMMON 449518208 9 10000 SH SOLE 10000 IGATE CAPITAL CORP COMMON 45169U105 53 11500 SH SOLE 11500 IMAGING DIAGNOSTIC SYSTEMS COMMON 45244W100 18 38500 SH SOLE 38500 INAMED CORP COMMON 453235103 534 20000 SH SOLE 20000 INTELLI-CHECK INC COMMON 45817G102 88 18000 SH SOLE 18000 INTER PARFUMS INC COMMON 458334109 317 45600 SH SOLE 45600 IVOICE INCCMN COMMON 46588L106 0 30000 SH SOLE 30000 JONES APPAREL GROUP, INC. COMMON 480074103 413 11000 SH SOLE 11000 K-TEL INTERNATIONAL INC COMMON 482724200 2 22500 SH SOLE 22500 KEYNOTE SYSTEMS INC COMMON 493308100 110 15000 SH SOLE 15000 LABOR READY INC COMMON 505401208 117 20000 SH SOLE 20000 LANDAUER INC COMMON 51476K103 194 5000 SH SOLE 5000 LANGUAGEWARE.NET (COMPANY)LTD COMMON M67029104 0 2300 SH SOLE 2300 LEGG MASON INC COMMON 524901105 493 10000 SH SOLE 10000 LO JACK CORP COMMON 539451104 70 20000 SH SOLE 20000 LUMENON INNOVATIVE LIGHTWAVE TECHNOLOGYINC COMMON 55024L109 3 13000 SH SOLE 13000 MACROCHEM CORP (DELAWARE) COMMON 555903103 46 26300 SH SOLE 26300 MAJOR AUTOMOTIVE COS INC COMMON 560775108 5 4480 SH SOLE 4480 MATRIXX INITIATIVES INC COMMON 57685L105 150 15000 SH SOLE 15000 MED DIVERSIFIED INC COMMON 58401N102 2 11000 SH SOLE 11000 MEDI-HUT CO INC COMMON 58438C103 51 15000 SH SOLE 15000 MEDIS TECHNOLOGIES LTD COMMON 58500P107 101 12810 SH SOLE 12810 MERCURY AIR GROUP INC. COMMON 589354109 91 20000 SH SOLE 20000 MICRO LINEAR CORP COMMON 594850109 123 32700 SH SOLE 32700 MICROSOFT CORP. COMMON 594918104 331 6050 SH SOLE 6050 MINE SAFETY APPLIANCE CO COMMON 602720104 40 1000 SH SOLE 1000 MOHAWK INDUSTRIES INC COMMON 608190104 800 13000 SH SOLE 13000 MOTHERS WK INC COMMON 619903107 1045 26600 SH SOLE 26600 MULTEX.COM COMMON 625367107 299 73400 SH SOLE 73400 NETGURU COM INC COMMON 64111K107 52 23000 SH SOLE 23000 NEXTPATH TECHNOLOGIES INC COMMON 65333J109 0 10000 SH SOLE 10000 NOEL LIQUIDATING TRUST COMMON 655266104 1 50000 SH SOLE 50000 NOMAS CORP CL 'A' COMMON 65531N209 0 116907 SH SOLE 116907 NOMAS CORPORATION (NEW) COMMON 65531N100 0 116907 SH SOLE 116907 NYMAGIC INC COMMON 629484106 839 55000 SH SOLE 55000 OLD DOMINION FGHT LINES INC COMMON 679580100 602 40000 SH SOLE 40000 ON2 TECHNOLOGIES INC COMMON 68338A107 2 9000 SH SOLE 9000 OSTEOTECH INC COMMON 688582105 443 60000 SH SOLE 60000 OUTLOOK GROUP CORP COMMON 690113105 109 25000 SH SOLE 25000 P.A.M. TRANSPORTATION SVCS INC COMMON 693149106 360 15000 SH SOLE 15000 PATRICK INDS INC COMMON 703343103 954 110000 SH SOLE 110000 PERSONNEL GROUP OF AMER INC COMMON 715338109 144 160000 SH SOLE 160000 PERVASIVE SOFTWARE INC COMMON 715710109 295 75200 SH SOLE 75200 PIER 1 IMPORTS INC (DELAWARE) COMMON 720279108 210 10000 SH SOLE 10000 PITTSTON BRINK'S GROUP COMMON 725701106 408 17000 SH SOLE 17000 PREVIEW SYS INC COMMON 741379101 5 136400 SH SOLE 136400 PROCOM TECHNOLOGY INC COMMON 74270W107 13 24500 SH SOLE 24500 QIAO XING UNIVERSAL TELEPHONE COMMON G7303A109 14 3850 SH SOLE 3850 R.J.REYNOLDS TOBACCO HOLDINGS INC COMMON 76182K105 699 13000 SH SOLE 13000 RATEXCHANGE CORP COMMON 754091106 3 8000 SH SOLE 8000 RDO EQUIPMENT COMPANY CL-A COMMON 749413100 1103 210100 SH SOLE 210100 REEBOK INTERNATIONAL LTD COMMON 758110100 1033 35000 SH SOLE 35000 RENT-A-CENTER INC COMMON 76009N100 876 15100 SH SOLE 15100 RES-CARE INC. COMMON 760943100 527 79600 SH SOLE 79600 RESEARCH FRONTIERS COMMON 760911107 103 6900 SH SOLE 6900 RFS HOTEL INVESTORS INC COMMON 74955J108 677 50000 SH SOLE 50000 RICA FOODS INC COMMON 762582203 38 37950 SH SOLE 37950 RPM INC (OHIO) COMMON 749685103 877 57500 SH SOLE 57500 RYERSON TULL INC (NEW) COMMON 78375P107 814 70000 SH SOLE 70000 SABRE GROUP HOLDINGS CLASS A COMMON 785905100 394 11000 SH SOLE 11000 SALTON INC COMMON 795757103 86 6000 SH SOLE 6000 SCHWEITZER-MAUDUIT INTL INC COMMON 808541106 394 16000 SH SOLE 16000 SCM MICROSYSTEMS, INC. COMMON 784018103 80 6000 SH SOLE 6000 SCOTTISH ANNUITY & LIFE HOLDINGS LTD COMMON G7885T104 572 30000 SH SOLE 30000 SED INTERNATIONAL HLDGS INC COMMON 784109209 58 50000 SH SOLE 50000 SENSAR CORPORATION COMMON 92847T100 0 1900 SH SOLE 1900 SILGAN HOLDINGS INC COMMON 827048109 1011 25000 SH SOLE 25000 SITEL CORP COMMON 82980K107 727 230000 SH SOLE 230000 SMARTSERV ONLINE INC (NEW) COMMON 83169M203 4 3600 SH SOLE 3600 SOCKET COMMUNICATIONS INC COMMON 833672108 8 7500 SH SOLE 7500 SOFTNET SYSTEMS INC COMMON 833964109 644 350000 SH SOLE 350000 SOUTHERN ENERGY HOMES INC COMMON 842814105 460 200000 SH SOLE 200000 SPEEDWAY MOTORSPORTS INC COMMON 847788106 153 6000 SH SOLE 6000 STEEL TECHNOLOGIES INC COMMON 858147101 989 75000 SH SOLE 75000 STILWELL FINL INC COMMON 860831106 1456 80000 SH SOLE 80000 SUNRISE TECHNOLOGIES INTL INC COMMON 86769L103 1 20000 SH SOLE 20000 SUPERCONDUCTOR TECHNOLOGIES INC COMMON 867931107 21 12500 SH SOLE 12500 SUPERIOR CONSULTANT HOLDINGS COMMON 868146101 347 60400 SH SOLE 60400 SYSTEMAX INC COMMON 871851101 336 140000 SH SOLE 140000 TELLABS INC. COMMON 879664100 155 25000 SH SOLE 25000 TERAFORCE TECHNOLOGY CORP COMMON 88077T109 7 30000 SH SOLE 30000 TITANIUM METALS CORPORATION COMMON 888339108 455 130000 SH SOLE 130000 U S PHYSICAL THERAPY INC COMMON 90337L108 443 21800 SH SOLE 21800 U.S.DIAGNOSTICS INC COMMON 90328Q108 0 12000 SH SOLE 12000 UBICS INC COMMON 90261L108 77 130000 SH SOLE 130000 UNITED ONLINE INC COMMON 911268100 2 160 SH SOLE 160 UNIVERSAL DISPLAY CORP COMMON 91347P105 136 16400 SH SOLE 16400 US XPRESS ENTERPRISES INC. CLASS-A COMMON 90338N103 385 29400 SH SOLE 29400 UST INC COMMON 902911106 1047 30800 SH SOLE 30800 UTAH MEDICAL PRODS INC. COMMON 917488108 476 30000 SH SOLE 30000 V SOURCES INC COMMON 92908B105 5 23000 SH SOLE 23000 VALUE LINE INC COMMON 920437100 526 12800 SH SOLE 12800 VENTAS INC COMMON 92276F100 956 75000 SH SOLE 75000 W.P. STEWART & CO., LTD. COMMON G84922106 383 15000 SH SOLE 15000 W.R. GRACE & CO (NEW) COMMON 38388F108 111 37000 SH SOLE 37000 WAVE SYSTEMS CORP CL-A COMMON 943526103 12 8100 SH SOLE 8100 WESCO INTERNATIONAL INC. COMMON 95082P105 218 34600 SH SOLE 34600 WESTAFF INC COMMON 957070105 152 52500 SH SOLE 52500 WESTERN POWER & EQUIPMENT CORPCMN COMMON 959221102 5 15800 SH SOLE 15800 WET SEAL INC CL-A COMMON 961840105 729 30000 SH SOLE 30000 WORKFLOW MANAGEMENT INC COMMON 98137N109 128 37500 SH SOLE 37500 XCELERA INC COMMON G31611109 8 10000 SH SOLE 10000 WTS/GOLDEN STATE BANCORPLITIG TRACKING WT WARRANTS 381197136 164 150000 SH SOLE 150000 CSR\4705\002\1198256.01