0001140361-12-036772.txt : 20120814
0001140361-12-036772.hdr.sgml : 20120814
20120814104439
ACCESSION NUMBER: 0001140361-12-036772
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLEROCK ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001134576
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06185
FILM NUMBER: 121030300
BUSINESS ADDRESS:
STREET 1: 101 PARK AVENUE 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
BUSINESS PHONE: 2128787654
MAIL ADDRESS:
STREET 1: 101 PARK AVENUE 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CastleRock Asset Management, Inc.
Address: 101 Park Avenue, 23rd Floor
New York, NY 10178
Form 13F File Number: 028-6185
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Paul P. Tanico
Title: Principal
Phone: 212-251-3300
Signature, Place, and Date of Signing:
/s/ Paul P. Tanico New York, NY 8/14/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 19
Form 13F Information Table Value Total: $ 128,726
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- ---------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ----
AMARIN CORP PLC SPONS ADR NEW 023111206 145 10,000 SH SOLE N/A 10,000 0 0
APPLE INC COM 037833100 11,859 20,306 SH SOLE N/A 20,306 0 0
BIOGEN IDEC INC COM 09062X103 7,141 49,460 SH SOLE N/A 49,460 0 0
CBS CORP NEW CL B 124857202 6,428 196,092 SH SOLE N/A 196,092 0 0
CITIGROUP INC COM NEW 172967424 2,159 78,776 SH SOLE N/A 78,776 0 0
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 3,172 545,410 SH SOLE N/A 545,410 0 0
ELAN PLC ADR 284131208 9,485 650,131 SH SOLE N/A 650,131 0 0
EQUINIX INC COM NEW 29444U502 12,165 69,256 SH SOLE N/A 69,256 0 0
FINISAR CORP COM NEW 31787A507 5,592 373,800 SH SOLE N/A 373,800 0 0
JOY GLOBAL INC COM 481165108 4,103 72,325 SH SOLE N/A 72,325 0 0
KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 1,585 733,737 SH SOLE N/A 733,737 0 0
KINDER MORGAN INC DEL COM 49456B101 4,605 142,928 SH SOLE N/A 142,928 0 0
NATIONAL OILWELL VARCO INC COM 637071101 8,555 132,762 SH SOLE N/A 132,762 0 0
NEWMONT MINING CORP COM 651639106 6,018 124,053 SH SOLE N/A 124,053 0 0
PRECISION CASTPARTS CORP COM 740189105 4,769 28,991 SH SOLE N/A 28,991 0 0
TRANSOCEAN LTD REG SHS H8817H100 8,757 195,775 SH SOLE N/A 195,775 0 0
UNITED RENTALS INC COM 911363109 14,334 421,096 SH SOLE N/A 421,096 0 0
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 11,607 919,004 SH SOLE N/A 919,004 0 0
YAMANA GOLD INC COM 98462Y100 6,247 405,663 SH SOLE N/A 405,663 0 0