0001401708-20-000116.txt : 20200518 0001401708-20-000116.hdr.sgml : 20200518 20200518181321 ACCESSION NUMBER: 0001401708-20-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAITE CHARLES P JR CENTRAL INDEX KEY: 0001134570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 20891035 MAIL ADDRESS: STREET 1: 11023 NE 116TH STREET CITY: KIRKLAND STATE: WA ZIP: 98034 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_158983998389198.xml FORM 4 X0306 4 2020-05-14 0 0001401708 NanoString Technologies Inc NSTG 0001134570 WAITE CHARLES P JR 530 FAIRVIEW AVENUE N SEATTLE WA 98109 1 0 0 0 Common Stock 2020-05-14 4 M 0 1734 8.45 A 1734 D Common Stock 2020-05-14 4 S 0 1734 30.17 D 0 D Stock Option (right to buy) 8.45 2020-05-14 4 M 0 1734 8.45 D 2023-07-09 Common Stock 1734.0 940 D The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $30.10 to $30.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 50% of the total shares subject to the Option shall vest on the one year anniversary of June 25, 2013, and the remaining 50% of the total shares shall vest in twelve equal monthly installments thereafter. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan. /s/ Shannon Atchison, Attorney-in-fact 2020-05-18