0001209191-16-137398.txt : 20160816 0001209191-16-137398.hdr.sgml : 20160816 20160816211730 ACCESSION NUMBER: 0001209191-16-137398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160812 FILED AS OF DATE: 20160816 DATE AS OF CHANGE: 20160816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAITE CHARLES P JR CENTRAL INDEX KEY: 0001134570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 161837366 MAIL ADDRESS: STREET 1: OVP VENTURE PARTNERS STREET 2: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-12 0 0001401708 NanoString Technologies Inc NSTG 0001134570 WAITE CHARLES P JR C/O OVP VENTURE PARTNERS 1616 EASTLAKE AVE. E., SUITE 208 SEATTLE WA 98102 1 0 0 0 Common Stock 2016-08-12 4 S 0 9398 16.5165 D 1028082 I See footnote Common Stock 2016-08-15 4 S 0 47300 16.5181 D 980782 I See footnote Common Stock 2016-08-16 4 S 0 201000 16.5578 D 779782 I See footnote Common Stock 1707 D The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 732,083 of these shares are owned by OVP Venture Partners VI, L.P., 294,528 of these shares are owned by OVP Venture Partners VII, L.P., and 1,471 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC, the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 698,401 of these shares are owned by OVP Venture Partners VI, L.P., 280,976 of these shares are owned by OVP Venture Partners VII, L.P., and 1,405 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.735, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 555,269 of these shares are owned by OVP Venture Partners VI, L.P., 223,389 of these shares are owned by OVP Venture Partners VII, L.P., and 1,124 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. /s/ Barbara A. Mery, Attorney-in-fact 2016-08-16