0001209191-14-056973.txt : 20140908 0001209191-14-056973.hdr.sgml : 20140908 20140908212052 ACCESSION NUMBER: 0001209191-14-056973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140904 FILED AS OF DATE: 20140908 DATE AS OF CHANGE: 20140908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAITE CHARLES P JR CENTRAL INDEX KEY: 0001134570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 141092237 MAIL ADDRESS: STREET 1: OVP VENTURE PARTNERS STREET 2: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-04 0 0001401708 NanoString Technologies Inc NSTG 0001134570 WAITE CHARLES P JR C/O OVP VENTURE PARTNERS 1616 EASTLAKE AVE. E., SUITE 208 SEATTLE WA 98102 1 0 0 0 Common Stock 2014-09-04 4 S 0 43017 11.144 D 1641037 I See footnotes Common Stock 2014-09-04 4 S 0 23276 11.144 D 1617761 I See footnotes Common Stock 2014-09-04 4 S 0 589 11.144 D 1617172 I See footnotes Common Stock 2014-09-04 4 S 0 60 11.144 D 1617112 I See footnotes Common Stock 2014-09-05 4 S 0 12852 11.2606 D 1604260 I See footnotes Common Stock 2014-09-05 4 S 0 6954 11.2606 D 1597306 I See footnotes Common Stock 2014-09-05 4 S 0 176 11.2606 D 1597130 I See footnotes Common Stock 2014-09-05 4 S 0 18 11.2606 D 1597112 I See footnotes The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.375, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 1,105,544 of these shares are owned by OVP Venture Partners VI, L.P., 15,794 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 518,097 of these shares are owned by OVP Venture Partners VII, L.P., and 1,602 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC, the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein. 1,105,544 of these shares are owned by OVP Venture Partners VI, L.P., 15,794 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 494,821 of these shares are owned by OVP Venture Partners VII, L.P., and 1,602 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,105,544 of these shares are owned by OVP Venture Partners VI, L.P., 15,205 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 494,821 of these shares are owned by OVP Venture Partners VII, L.P., and 1,602 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,105,544 of these shares are owned by OVP Venture Partners VI, L.P., 15,205 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 494,821 of these shares are owned by OVP Venture Partners VII, L.P., and 1,542 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $11.235 to $11.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 1,092,692 of these shares are owned by OVP Venture Partners VI, L.P., 15,205 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 494,821 of these shares are owned by OVP Venture Partners VII, L.P., and 1,542 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,092,692 of these shares are owned by OVP Venture Partners VI, L.P., 15,205 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 487,867 of these shares are owned by OVP Venture Partners VII, L.P., and 1,542 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,092,692 of these shares are owned by OVP Venture Partners VI, L.P., 15,029 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 487,867 of these shares are owned by OVP Venture Partners VII, L.P., and 1,542 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,092,692 of these shares are owned by OVP Venture Partners VI, L.P., 15,029 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 487,867 of these shares are owned by OVP Venture Partners VII, L.P., and 1,524 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. /s/ Barbara A. Mery, Attorney-in-fact 2014-09-08