-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BghODw/rylLnMPBiNQSNU5SEQrXnArEhITrb0hstQJQ6LKAkWB/F8Ghe7NzH6dAr sS193BOehIprxnzMigfteQ== 0000894189-02-000104.txt : 20040115 0000894189-02-000104.hdr.sgml : 20040115 20020214150128 ACCESSION NUMBER: 0000894189-02-000104 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LINDNER ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001134120 IRS NUMBER: 431615580 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03947 FILM NUMBER: 02547499 BUSINESS ADDRESS: STREET 1: 7711 CARONDELET STREET 2: SUITE 700 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147275305 13F-HR 1 lindnerholdings.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year Ended or Quarter Ended: December 31, 2001 Check here is Amendment [ ] Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this report: Lindner Asset Management, Inc. 520 Lake Cook Road Suite 381 Deerfield, IL 60015 Form 13F File Number: 28-6220 The institutional investment manger filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Robert Miller Title: Vice-President Phone: 847-945-7788 Signature, Place and Date of Signing: Deerfield, IL August 13, 2001 [Signature] [City, State] [Date] Report Type: (Check only one): [xx] 13F Holdings Report (Check here if all holdings of this reporting managers are reported in this report.) [ ] 13F Notice. (Check here if no holdings reported are in this report and all holdings are reported by other reporting manager (s). ) [ ] 13F Combination Report (Check here only if a portion of the holdings for this reporting manager are reported this report and a portion are reported by other reporting manager (s).) List of Other Managers Reporting for this Manager: NONE Form 13F Summary Page Report Summary: Number of Other Included Managers: none Form 13F Information Table Entry Total: 339 Form 13 F Information Table Value Total: 416,841 (Thousands) List of Other included Managers: Provide a numbered list of the name (s) and Form 13F file number (s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report NONE
FORM 13F TABLE A OF 12/31/01 FILE #28-6220 LINDNER ASSET MANAGEMENT, INC. COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME OF ISSUER TITLE OF CUSIP FAIR MARKET SHARES OR S/H INVEST. MANAGER VOTING CLASS(2) NUMBER VALUE PRINC. AMT PRIN DISCRETION AUTHORITY (X 1000) SOLE SOLE 3M CO COMMON STOCK 604059105 5426 45,900 X 45,900 ABBOTT LABS COMMON STOCK 002824100 3629 65,100 X 65,100 ABBOTT LABS COMMON STOCK 002824100 78 1,400 X 1,400 ACCREDO HEALTH INC COMMON STOCK 00437V104 258 6,500 X 6,500 ACE LTD COMMON STOCK G0070K103 74 1,850 X 1,850 ACTIVISION INC COMMON STOCK 004930202 297 11,400 X 11,400 AES CORP COMMON STOCK 00130H105 3110 190,200 X 190,200 AIR PRODUCTS & CHEMICALS INC COMMON STOCK 009158106 4911 104,700 X 104,700 ALCOA INC COMMON STOCK 013817101 5311 149,400 X 149,400 ALCOA INC COMMON STOCK 013817101 1017 28,600 X 28,600 ALLERGAN COMMON STOCK 018490102 105 1,400 X 1,400 ALLIANCE DATA SYSTEMS COMMON STOCK 018581108 124 6,500 X 6,500 ALLIANT TECHSYSTEMS INC COMMON STOCK 018804104 116 1,500 X 1,500 ALLOY INC COMMON STOCK 019855105 334 15,500 X 15,500 ALLTELL CORP COMMON STOCK 020039103 772 12,500 X 12,500 ALTERA CORP COMMON STOCK 021441100 41 1,950 X 1,950 AMBAC FINANCIAL GROUP, INC. COMMON STOCK 023139108 78 1,350 X 1,350 AMER HOME PRODUCTS CORP COMMON STOCK 026609107 2129 34,700 X 34,700 AMERICAN AXLE & MFG HOLDINGS COMMON STOCK 024061103 34 1,600 X 1,600 AMERICAN EXPRESS COMP COMMON STOCK 025816109 1271 35,600 X 35,600 AMERICAN HEALTHWAYS INC COMMON STOCK 02649V104 287 9,000 X 9,000 AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874107 4621 58,200 X 58,200 AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874107 44 550 X 550 AMERICAN MEDICAL SYSTEMS COMMON STOCK 02744M108 257 12,400 X 12,400 AMERICAN STANDARD CO COMMON STOCK 029712106 198 2,900 X 2,900 AMERICAN TELEPHONE AND TELEG COMMON STOCK 001957109 907 50,000 X 50,000 AMERIGROUP CORP COMMON STOCK 03073T102 124 5,700 X 5,700 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 102 1,600 X 1,600 AMGEN COMMON STOCK 031162100 X AMSOUTH BANCORP COMMON STOCK 032165102 1550 82,000 X 82,000 ANADARKO PETROLEUM COR COMMON STOCK 032511107 563 9,900 X 9,900 ANDREW CORP COMMON STOCK 034425108 219 10,000 X 10,000 ANHEUSER-BUSCH COMPANIES INC COMMON STOCK 035229103 940 20,800 X 20,800 AOL TIME WARNER INC COMMON STOCK 00184A105 4146 129,150 X 129,150 AOL TIME WARNER INC COMMON STOCK 00184A105 3980 124,000 X 124,000 AOL TIME WARNER INC COMMON STOCK 00184A105 337 10,500 X 10,500 AON CORPORATION COMMON STOCK 037389103 X APACHE CORP COMMON STOCK 037411105 313 6,270 X 6,270 ARGOSY GAMING CO COMMON STOCK 040228108 70 2,150 X 2,150 ARGOSY GAMING CO COMMON STOCK 040228108 140 4,300 X 4,300 ATLAS MINERALS INC COMMON STOCK 049371107 - 959,981 X 959,981 AUTOMATIC DATA PROCESSING IN COMMON STOCK 053015103 4647 78,900 X 78,900 AUTOMATIC DATA PROCESSING IN COMMON STOCK 053015103 2974 50,500 X 50,500 AUTOZONE INC COMMON STOCK 053332102 1694 23,600 X 23,600 AUTOZONE INC COMMON STOCK 053332102 2046 28,500 X 28,500 AVON PRODUCTS INC COMMON STOCK 054303102 60 1,300 X 1,300 BAKER HUGHES INC COMMON STOCK 057224107 704 19,300 X 19,300 BANK OF AMERICA CORP COMMON STOCK 060505104 4526 71,900 X 71,900 BANK OF NEW YORK COMMON STOCK 064057102 118 2,900 X 2,900 BARD C.R. INC COMMON STOCK 067383109 897 13,900 X 13,900 BAXTER INTERNATIONAL INC COMMON STOCK 071813109 1266 23,600 X 23,600 BAXTER INTERNATIONAL INC COMMON STOCK 071813109 56 1,050 X 1,050 BB&T CORPORATION COMMON STOCK 054937107 1701 47,100 X 47,100 BECKMAN COULTER INC. COMMON STOCK 075811109 82 1,850 X 1,850 BED BATH AND BEYOND INC COMMON STOCK 075896100 1356 40,000 X 40,000 BELL SOUTH CORP COMMON STOCK 079860102 1934 50,700 X 50,700 BELL SOUTH CORP COMMON STOCK 079860102 1335 35,000 X 35,000 BJ'S WHOLESALE CLUB COMMON STOCK 05548J106 53 1,200 X 1,200 BOEING COMMON STOCK 097023105 853 22,000 X 22,000 BOSTON COMM. GROUP INC COMMON STOCK 100582105 57 5,000 X 5,000 BOSTON PROPERTIES INC COMMON STOCK 101121101 46 1,200 X 1,200 BROADWING INC COMMON STOCK 111620100 3147 331,300 X 331,300 BROADWING INC COMMON STOCK 111620100 523 55,000 X 55,000 BURLINGTON RESOURCES, INC COMMON STOCK 122014103 593 15,800 X 15,800 CANADIAN NATL RAILWAY CO COMMON STOCK 136375102 53 1,100 X 1,100 CAPITAL ONE FINANCIAL CORP. COMMON STOCK 14040H105 3194 59,200 X 59,200 CAREER EDUCATION CORP COMMON STOCK 141665109 89 2,600 X 2,600 CBL & ASSOCIATES PROPERTIES COMMON STOCK 124830100 79 2,500 X 2,500 CELGENE CORPORATION COMMON STOCK 151020104 910 28,500 X 28,500 CENTURYTEL INC COMMON STOCK 156700106 820 25,000 X 25,000 CERNER CORP COMMON STOCK 156782104 190 3,800 X 3,800 CHARTER ONE FINANCIAL INC COMMON STOCK 160903100 64 2,350 X 2,350 CHEVRONTEXACO CORP COMMON STOCK 166764100 2876 32,100 X 32,100 CHRISTOPHER & BANKS CORP COMMON STOCK 171046105 187 5,450 X 5,450 CHURCH AND DWIGHT COMMON STOCK 171340102 45 1,700 X 1,700 CIENA CORP COMMON STOCK 171779101 72 5,000 X 5,000 CIRCUIT CITY STORES, INC. COMMON STOCK 172737306 250 11,000 X 11,000 CISCO SYSTEMS INC COMMON STOCK 17275R102 4388 242,300 X 242,300 CISCO SYSTEMS INC COMMON STOCK 17275R102 344 19,000 X 19,000 CITIGROUP INC COMMON STOCK 172967101 6497 128,700 X 128,700 CITIGROUP INC COMMON STOCK 172967101 6180 122,433 X 122,433 CITIGROUP INC COMMON STOCK 172967101 61 1,200 X 1,200 CLEAR CHANNEL COMMUNICATIONS COMMON STOCK 184502102 433 8,500 X 8,500 COCA-COLA CO COMMON STOCK 191216100 2640 56,000 X 56,000 COMCAST CORP CL A SPECIAL COMMON STOCK 200300200 6829 189,700 X 189,700 COMERICA INC COMMON STOCK 200340107 54 950 X 950 CONAGRA FOODS INC COMMON STOCK 205887102 2662 112,000 X 112,000 CONAGRA FOODS INC COMMON STOCK 205887102 102 4,300 X 4,300 CONCORD EFS INC COMMON STOCK 206197105 570 17,400 X 17,400 CONCORD EFS INC COMMON STOCK 206197105 77 2,350 X 2,350 CONSTELLATION BRANDS INC - A COMMON STOCK 21036P108 103 2,400 X 2,400 COORS (ADOLPH) COMMON STOCK 217016104 99 1,850 X 1,850 COPART INC COMMON STOCK 217204106 436 12,000 X 12,000 CVS CORPORATION COMMON STOCK 126650100 83 2,800 X 2,800 D & K HEALTHCARE RESOURCES,I COMMON STOCK 232861104 290 5,100 X 5,100 DAL-TILE INTERNATIONAL INC COMMON STOCK 23426R108 228 9,800 X 9,800 DANAHER CORPORATION COMMON STOCK 235851102 4167 69,100 X 69,100 DARDEEN RESAURANTS COMMON STOCK 237194105 1204 34,000 X 34,000 DARDEEN RESAURANTS COMMON STOCK 237194105 89 2,500 X 2,500 DEAN FOODS CO COMMON STOCK 242370104 119 1,750 X 1,750 DENTSPLY INTERNATIONAL INC COMMON STOCK 249030107 55 1,100 X 1,100 DEUTSCHE TELEKOM AG-SPON ADR COMMON STOCK 251566105 507 30,000 X 30,000 DIGITAL INSIGHT CORP COMMON STOCK 25385P106 143 6,400 X 6,400 DOW JONES & CO COMMON STOCK 260561105 706 12,900 X 12,900 DUPONT DE NEMOURS & CO COMMON STOCK 263534109 1127 26,500 X 26,500 EBAY INC COMMON STOCK 278642103 4830 72,200 X 72,200 EL PASO CORPORATION COMMON STOCK 28336L109 3819 85,600 X 85,600 ELECTRONICS BOUTIQUE HOLDING COMMON STOCK 286045109 252 6,300 X 6,300 EMC CORP MASSACHUSETTS COMMON STOCK 268648102 340 25,300 X 25,300 ENCORE ACQUISITION CO COMMON STOCK 29255W100 129 9,700 X 9,700 ENDO PHARMACEUTICALS CORP COMMON STOCK 29264F205 111 9,500 X 9,500 ENZON, INC. COMMON STOCK 293904108 6433 114,300 X 114,300 EVEREST RE GROUP LTD COMMON STOCK G3223R108 78 1,100 X 1,100 EXELIXIS INC COMMON STOCK 30161Q104 133 8,000 X 8,000 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 5093 129,600 X 129,600 FAIR ISSAC & COMPANY INC. COMMON STOCK 303250104 54 850 X 850 FANNIE MAE COMMON STOCK 313586109 3721 46,800 X 46,800 FANNIE MAE COMMON STOCK 313586109 68 850 X 850 FED HOME LOAN MTG CORP COMMON STOCK 313400301 3944 60,300 X 60,300 FED HOME LOAN MTG CORP COMMON STOCK 313400301 98 1,500 X 1,500 FEDERATED DEPT STORES (NEW) COMMON STOCK 31410H101 137 3,350 X 3,350 FINANCIAL FEDERAL CORP COMMON STOCK 317492106 203 6,500 X 6,500 FIRST DATA COMMON STOCK 319963104 1224 15,600 X 15,600 FIRST DATA COMMON STOCK 319963104 133 1,700 X 1,700 FIRST HEALTH GROUP CORP COMMON STOCK 320960107 74 3,000 X 3,000 FIRST HORIZON PHARMACEUTICAL COMMON STOCK 32051K106 310 10,550 X 10,550 FISERV, INC. COMMON STOCK 337738108 5603 132,400 X 132,400 FLEET BOSTON FINANCIAL CORP COMMON STOCK 339030108 93 2,550 X 2,550 FOOT LOCKER INC COMMON STOCK 344849104 115 7,350 X 7,350 FORD MOTOR CO COMMON STOCK 345370860 921 58,600 X 58,600 FPL GROUP INC COMMON STOCK 302571104 3328 59,000 X 59,000 FREDS INC CL A COMMON STOCK 356108100 455 11,100 X 11,100 GALLAGHER ARTHUR J & CO COMMON STOCK 363576109 1138 33,000 X 33,000 GALLAGHER ARTHUR J & CO COMMON STOCK 363576109 48 1,400 X 1,400 GENERAL DYNAMICS CORP COMMON STOCK 369550108 147 1,850 X 1,850 GENERAL ELECTRIC COMMON STOCK 369604103 8429 210,300 X 210,300 GENERAL GROWTH INDS COMMON STOCK 370021107 105 2,700 X 2,700 GENERAL MOTORS CLASS H COMMON STOCK 370442832 464 30,000 X 30,000 GENESCO INC COMMON STOCK 371532102 49 2,350 X 2,350 GENESIS MICROCHIP INC. COMMON STOCK 371933102 172 2,600 X 2,600 GENUINE PARTS CO COMMON STOCK 372460105 44 1,200 X 1,200 GENZYME CORP COMMON STOCK 372917104 4250 71,000 X 71,000 GILLETTE CO COMMON STOCK 375766102 845 25,300 X 25,300 GILLETTE CO COMMON STOCK 375766102 72 2,150 X 2,150 GLIMCHER REALTY TRUST COMMON STOCK 379302102 120 6,350 X 6,350 GLOBALSANTAFE CORP COMMON STOCK G3930E101 3294 115,510 X 115,510 GOLDMAN SACHS GROUP INC. COMMON STOCK 38141G104 97 1,050 X 1,050 GRANITE CONSTRUCTION INC COMMON STOCK 387328107 63 2,600 X 2,600 GREENPOINT FINANCIAL CORP COMMON STOCK 395384100 39 1,100 X 1,100 HAND TECHNOLOGIES COMMON STOCK 4102399A7 - 528,000 X 528,000 HCC INSURANCE HOLDINGS INC COMMON STOCK 404132102 65 2,350 X 2,350 HCC INSURANCE HOLDINGS INC COMMON STOCK 404132102 306 11,100 X 11,100 HEALTH MGMT. ASSOC. CL.A COMMON STOCK 421933102 69 3,750 X 3,750 HERSHEY FOODS COMMON STOCK 427866108 542 8,000 X 8,000 HOME DEPOT COMMON STOCK 437076102 2591 50,800 X 50,800 HOT TOPIC COMMON STOCK 441339108 163 5,200 X 5,200 HOUSEHOLD INTERNATIONA COMMON STOCK 441815107 869 15,000 X 15,000 INGERSOLL RAND CO COMMON STOCK 456866102 5603 134,000 X 134,000 INGERSOLL RAND CO COMMON STOCK 456866102 102 2,450 X 2,450 INNKEEPERS USA TRUST COMMON STOCK 4576J0104 53 5,400 X 5,400 INTEGRA LIFESCIENCES HOLDING COMMON STOCK 457985208 245 9,300 X 9,300 INTEGRATED CIRCUIT SYSTEMS COMMON STOCK 45811K208 334 14,800 X 14,800 INTEL CORP COMMON STOCK 458140100 4799 152,600 X 152,600 INTERNATIONAL GAME TECHNOLOG COMMON STOCK 459902102 89 1,300 X 1,300 INT'L BUSINESS MACHINES COMMON STOCK 459200101 5540 45,800 X 45,800 INTUIT INC COMMON STOCK 461202103 2374 55,500 X 55,500 INVITROGEN CORP COMMON STOCK 46185R100 74 1,200 X 1,200 IRON MOUNTAIN INC. COMMON STOCK 462846106 210 4,800 X 4,800 ITRON INC COMMON STOCK 465741106 167 5,500 X 5,500 ITT INDUSTRIES INC. COMMON STOCK 450911102 98 1,950 X 1,950 JABIL CIRCUIT INC COMMON STOCK 466313103 488 21,500 X 21,500 JACOBS ENGINEERING GROUP INC COMMON STOCK 469814107 66 1,000 X 1,000 JOHNSON & JOHNSON CO COMMON STOCK 478160104 7151 121,000 X 121,000 JOHNSON & JOHNSON CO COMMON STOCK 478160104 5349 90,500 X 90,500 JOHNSON CONTROLS COMMON STOCK 478366107 89 1,100 X 1,100 JP MORGAN CHASE & COMPANY COMMON STOCK 46625H100 5256 144,600 X 144,600 JP MORGAN CHASE & COMPANY COMMON STOCK 46625H100 98 2,700 X 2,700 KB HOME COMMON STOCK 48666K109 90 2,250 X 2,250 KENSEY NASH CORPORATION COMMON STOCK 490057106 149 8,300 X 8,300 KIMBERLY CLARK COMMON STOCK 494368103 3510 58,700 X 58,700 KIMBERLY CLARK COMMON STOCK 494368103 45 750 X 750 KOHLS DEPARTMENT STORES COMMON STOCK 500255104 2029 28,800 X 28,800 L-3 COMMUNICATIONS HOLDINGS COMMON STOCK 502424104 5058 56,200 X 56,200 LABORATORY CORP OF AMERICA H COMMON STOCK 50540R409 97 1,200 X 1,200 LEHMAN BROTHERS HOLDINGS COMMON STOCK 524908100 1964 29,400 X 29,400 LEXICON GENETICS INC COMMON STOCK 528872104 485 42,000 X 42,000 LIBERTY MEDIA CORP - A COMMON STOCK 530718105 525 37,500 X 37,500 LIBERTY PROPERTY TRUST COMMON STOCK 531172104 109 3,650 X 3,650 LIZ CLAIBORNE INC COMMON STOCK 539320101 60 1,200 X 1,200 LOCKHEED MARTIN CORP COMMON STOCK 539830109 51 1,100 X 1,100 LOWES COMPANIES COMMON STOCK 548661107 1281 27,600 X 27,600 MACROVISION CORP COMMON STOCK 555904101 5117 145,300 X 145,300 MANOR CARE INC COMMON STOCK 564055101 47 2,000 X 2,000 MATTEL CS COMMON STOCK 577081102 5728 333,000 X 333,000 MAXIMUS INC COMMON STOCK 577933104 X MAY DEPT STORES COMMON STOCK 577778103 55 1,500 X 1,500 MBNA CORPORATION COMMON STOCK 55262L100 1771 50,300 X 50,300 MBNA CORPORATION COMMON STOCK 55262L100 109 3,100 X 3,100 MCCORMICK AND CO COMMON STOCK 579780206 63 1,500 X 1,500 MEDTRONIC INC COMMON STOCK 585055106 4440 86,700 X 86,700 MERCK & CO COMMON STOCK 589331107 3299 56,100 X 56,100 MERCK & CO COMMON STOCK 589331107 65 1,100 X 1,100 MERRILL LYNCH COMMON STOCK 590188108 83 1,600 X 1,600 METRIS COMPANIES INC COMMON STOCK 591598107 81 3,150 X 3,150 METRO ONE TELECOMMUNICATIONS COMMON STOCK 59163F105 142 4,700 X 4,700 METTLER-TOLEDO INTERNATIONAL COMMON STOCK 592688105 73 1,400 X 1,400 MICRON TECHNOLOGY INC COMMON STOCK 595112103 5003 161,400 X 161,400 MICROSEMI CORP COMMON STOCK 595137100 169 5,700 X 5,700 MICROSOFT CORP COMMON STOCK 594918104 8175 123,400 X 123,400 MICROSOFT CORP COMMON STOCK 594918104 50 750 X 750 MILLIPORE CORP COMMON STOCK 601073109 2243 36,960 X 36,960 MIRANT CORP COMMON STOCK 604675108 2238 139,700 X 139,700 MOHAWK INDUSTRIES COMMON STOCK 608190104 93 1,700 X 1,700 MOHAWK INDUSTRIES COMMON STOCK 608190104 192 3,500 X 3,500 MONOCO COACH CORP COMMON STOCK 60886R103 230 10,500 X 10,500 MONOLITHIC SYSTEM TECHNOLOGY COMMON STOCK 609842109 210 10,200 X 10,200 MOTOROLA INC COMMON STOCK 620076109 6376 424,500 X 424,500 MOTOROLA INC COMMON STOCK 620076109 315 21,000 X 21,000 MYLAN LABORATORIES COMMON STOCK 628530107 56 1,500 X 1,500 NABORS INDUSTRIES COMMON STOCK 629568106 659 19,200 X 19,200 NETIQ CORP COMMON STOCK 64115P102 212 6,000 X 6,000 NEW YORK COMMUNITY BANCORP I COMMON STOCK 649445103 77 3,350 X 3,350 NEW YORK TIMES CLASS A COMMON STOCK 650111107 48 1,100 X 1,100 NEWELL RUBBERMAID INC COMMON STOCK 651229106 3912 141,900 X 141,900 NEXTEL COMMUNICATIONS INC-A COMMON STOCK 65332V103 219 20,000 X 20,000 NICOR COMMON STOCK 654086107 3873 93,000 X 93,000 NORFOLK SOUTHERN CO COMMON STOCK 655844108 6416 350,000 X 350,000 NORTEL NETWORKS CORP COMMON STOCK 656568102 378 50,400 X 50,400 NPS PHARMACEUTICALS INC COMMON STOCK 62936P103 203 5,300 X 5,300 NUMERICAL TECHNOLOGIES INC COMMON STOCK 67053T101 232 6,600 X 6,600 OAK TECHNOLOGY INC COMMON STOCK 671802106 276 20,100 X 20,100 OCEAN ENERGY INC COMMON STOCK 67481E106 1930 100,500 X 100,500 OCEANEERING INTERNATIONAL COMMON STOCK 675232102 170 7,700 X 7,700 OLD REPUBLIC COMMON STOCK 680223104 81 2,900 X 2,900 OMNICOM GROUP COMMON STOCK 681919106 134 1,500 X 1,500 ORACLE SYSTEMS COMMON STOCK 68389X105 1200 86,900 X 86,900 P.F. CHANG'S CHINA BISTRO, I COMMON STOCK 69333Y108 246 5,200 X 5,200 PANERA BREAD COMPANY CLASS A COMMON STOCK 69840W108 265 5,100 X 5,100 PARKWAY PROPERTIES INC COMMON STOCK 70159Q104 61 1,850 X 1,850 PEDIATRIX MEDICAL GROUP INC. COMMON STOCK 705324101 288 8,500 X 8,500 PEMSTAR INC COMMON STOCK 706552106 202 16,800 X 16,800 PENN NATIONAL GAMING INC COMMON STOCK 707569109 306 10,100 X 10,100 PENNEY JC CO COMMON STOCK 708160106 5541 206,000 X 206,000 PEPSICO INC COMMON STOCK 713448108 97 2,000 X 2,000 PERFORMANCE FOOD GROUP CO COMMON STOCK 713755106 390 11,100 X 11,100 PFIZER INC COMMON STOCK 717081103 6476 162,500 X 162,500 PFIZER INC COMMON STOCK 717081103 116 2,900 X 2,900 PHAMACEUTICAL RES INC COMMON STOCK 717125108 230 6,800 X 6,800 PHARMACEUTICAL PRODUCT DEVEL COMMON STOCK 717124101 3748 116,000 X 116,000 PHARMACEUTICAL PRODUCT DEVEL COMMON STOCK 717124101 29 900 X 900 PHARMACIA CORPORATION COMMON STOCK 71713U102 68 1,600 X 1,600 PHILIP MORRIS CO INC COMMON STOCK 718154107 2393 52,200 X 52,200 PHILIP MORRIS CO INC COMMON STOCK 718154107 69 1,500 X 1,500 PHILLIPS PETROLEUM CO COMMON STOCK 718507106 464 7,700 X 7,700 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 98 1,750 X 1,750 POLARIS INDUSTRIES INC. COMMON STOCK 731068102 101 1,750 X 1,750 POLO RALPH LAUREN CORP COMMON STOCK 731572103 75 2,800 X 2,800 POWER INTEGRATIONS, INC. COMMON STOCK 739276103 235 10,300 X 10,300 PRENTISS PROPERTIES TRUST COMMON STOCK 740706106 71 2,600 X 2,600 PREPAID LEGAL SERVICES INC COMMON STOCK 740065107 230 10,500 X 10,500 PRIORITY HEALTHCARE CORP-B COMMON STOCK 74264T102 348 9,900 X 9,900 PROCTER & GAMBLE COMMON STOCK 742718109 87 1,100 X 1,100 PROGRESSIVE CORP COMMON STOCK 743315103 941 6,300 X 6,300 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 83 2,500 X 2,500 PSB BUSINESS PARKS INC COMMON STOCK 69360J107 65 2,050 X 2,050 PULTE HOMES INC COMMON STOCK 745867101 78 1,750 X 1,750 QWEST COMMUNICATIONS INTL COMMON STOCK 749121109 636 45,000 X 45,000 RADIAN GROUP INC COMMON STOCK 750236101 47 1,100 X 1,100 REGIS CORP COMMON STOCK 758932107 325 12,600 X 12,600 RENAISSANCE RE HOLDINGS LTD COMMON STOCK G7496G103 52 550 X 550 RENAL CARE GROUP INC COMMON STOCK 759930100 114 3,550 X 3,550 REPUBLIC SERVICES, INC COMMON STOCK 760759100 65 3,250 X 3,250 RESPIRONICS COMMON STOCK 761230101 71 2,050 X 2,050 ROCKWELL COLLINS COMMON STOCK 774341101 61 3,150 X 3,150 ROYAL DUTCH PETROLEUM ADR COMMON STOCK 780257804 1956 39,900 X 39,900 SAFEWAY INC COMMON STOCK 786514208 90 2,150 X 2,150 SARA LEE CORP COMMON STOCK 803111103 48 2,150 X 2,150 SBC COMMUNICATIONS, INC. COMMON STOCK 78387G103 1199 30,600 X 30,600 SBC COMMUNICATIONS, INC. COMMON STOCK 78387G103 783 20,000 X 20,000 SCHERING PLOUGH CORP COMMON STOCK 806605101 4247 118,600 X 118,600 SCIOS NOVA INC COMMON STOCK 808905103 162 6,800 X 6,800 SCP POOL CORP COMMON STOCK 784028102 187 6,800 X 6,800 SEARS ROEBUCK & CO COMMON STOCK 812387108 102 2,150 X 2,150 SEPRACOR INC COMMON STOCK 817315104 63 1,100 X 1,100 SIGMA-ALDRICH CORP COMMON STOCK 826552101 264 6,700 X 6,700 SILICON VALLEY BANCSHARES COMMON STOCK 827064106 52 1,950 X 1,950 SIMPLEX SOLUTIONS INC COMMON STOCK 828854109 154 9,300 X 9,300 SONIC CORP COMMON STOCK 835451105 47 1,300 X 1,300 SONICWALL INC COMMON STOCK 835470105 235 12,100 X 12,100 SPEECHWORKS INTERNATIONAL COMMON STOCK 84764M101 1736 154,300 X 154,300 SPINNAKER EXPLORATION CO COMMON STOCK 84855W109 132 3,200 X 3,200 SPRINT CORPORATION COMMON COMMON STOCK 852061100 4659 232,000 X 232,000 SPRINT CORPORATION COMMON COMMON STOCK 852061100 763 38,000 X 38,000 SPRINT PCS GROUP COMMON STOCK 852061506 2758 113,000 X 113,000 SPRINT PCS GROUP COMMON STOCK 852061506 317 13,000 X 13,000 STARWOOD HOTELS & RESORTS WO COMMON STOCK 85590A203 94 3,150 X 3,150 STERICYCLE, INC. COMMON STOCK 858912108 560 9,200 X 9,200 STERLING BANCSHARES COMMON STOCK 858907108 159 12,700 X 12,700 STILWELL FINANCIAL INC COMMON STOCK 860831106 2284 83,900 X 83,900 STRYKER CORP COMMON STOCK 863667101 4033 69,100 X 69,100 SYLVAN LEARNING SYSTEMS, INC COMMON STOCK 871399101 199 9,000 X 9,000 SYMBOL TECHNOLOGIES INC COMMON STOCK 871508107 3919 246,800 X 246,800 SYSCO CORP COMMON STOCK 871829107 511 19,500 X 19,500 SYSCO CORP COMMON STOCK 871829107 54 2,050 X 2,050 TALBOTS INC COMMON STOCK 874161102 74 2,050 X 2,050 TELEFLEX, INC. 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