0001140361-14-041792.txt : 20141114 0001140361-14-041792.hdr.sgml : 20141114 20141114101217 ACCESSION NUMBER: 0001140361-14-041792 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 141221149 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128250400 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134119 XXXXXXXX 09-30-2014 09-30-2014 CLINTON GROUP INC

601 LEXINGTON AVE. 51ST FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-06121 N Francis Ruchalski 212-825-0400 Francis Ruchalski New York NY 11-14-2014 2 365 247194 false 1 0001167048 028-10034 CGI HOLDINGS INC 2 0001167051 028-10033 CLINTON GROUP EQUITY CO INFORMATION TABLE 2 form13fInfoTable.xml ABBOTT LABS COM 002824100 590 14188 SH DFND 01,02 14188 0 0 ACI WORLDWIDE INC COM 004498101 243 12940 SH DFND 01,02 12940 0 0 ACTIVISION BLIZZARD INC COM 00507V109 499 23994 SH DFND 01,02 23994 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1061 311091 SH DFND 01,02 311091 0 0 AERCAP HOLDINGS NV SHS N00985106 422 10318 SH DFND 01,02 10318 0 0 AETNA INC NEW COM 00817Y108 463 5712 SH DFND 01,02 5712 0 0 AGL RES INC COM 001204106 348 6779 SH DFND 01,02 6779 0 0 AIR LEASE CORP CL A 00912X302 1195 36758 SH DFND 01,02 36758 0 0 ALASKA AIR GROUP INC COM 011659109 854 19607 SH DFND 01,02 19607 0 0 ALCOA INC COM 013817101 1068 66357 SH DFND 01,02 66357 0 0 ALLEGHANY CORP DEL COM 017175100 246 588 SH DFND 01,02 588 0 0 ALLIANCE RES PARTNER L P UT LTD 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