0001144204-17-026585.txt : 20170511
0001144204-17-026585.hdr.sgml : 20170511
20170511205653
ACCESSION NUMBER: 0001144204-17-026585
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170509
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPRICOR THERAPEUTICS, INC.
CENTRAL INDEX KEY: 0001133869
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8840 WILSHIRE BLVD
STREET 2: 2ND FLOOR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90211
BUSINESS PHONE: (310) 358-3200
MAIL ADDRESS:
STREET 1: 8840 WILSHIRE BLVD
STREET 2: 2ND FLOOR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90211
FORMER COMPANY:
FORMER CONFORMED NAME: Nile Therapeutics, Inc.
DATE OF NAME CHANGE: 20070920
FORMER COMPANY:
FORMER CONFORMED NAME: SMI PRODUCTS INC
DATE OF NAME CHANGE: 20010206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CEDARS SINAI MEDICAL CENTER
CENTRAL INDEX KEY: 0001269910
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34058
FILM NUMBER: 17836164
MAIL ADDRESS:
STREET 1: 8700 BEVERLY BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90048-1865
4
1
v466675_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-09
0
0001133869
CAPRICOR THERAPEUTICS, INC.
CAPR
0001269910
CEDARS SINAI MEDICAL CENTER
8700 BEVERLY BLVD
BEVERLY HILLS
CA
90048
0
0
1
0
Common Stock
2017-05-09
4
P
0
1145161
3.10
A
4049959
D
The Reporting Person entered into a Subscription Agreement with Capricor Therapeutics, Inc. (the "Issuer") pursuant to which the Reporting Person, on May 5, 2017 purchased an aggregate of 1,145,161 shares of the Issuer's common stock at a purchase price of $3.10 per share for total cash proceeds of approximately US$3,550,000.
/s/ James D. Laur, Vice President for Legal & Technology Affairs
2017-05-10