0001144204-16-124964.txt : 20160922
0001144204-16-124964.hdr.sgml : 20160922
20160922211010
ACCESSION NUMBER: 0001144204-16-124964
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160921
FILED AS OF DATE: 20160922
DATE AS OF CHANGE: 20160922
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPRICOR THERAPEUTICS, INC.
CENTRAL INDEX KEY: 0001133869
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8840 WILSHIRE BLVD
STREET 2: 2ND FLOOR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90211
BUSINESS PHONE: (310) 358-3200
MAIL ADDRESS:
STREET 1: 8840 WILSHIRE BLVD
STREET 2: 2ND FLOOR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90211
FORMER COMPANY:
FORMER CONFORMED NAME: Nile Therapeutics, Inc.
DATE OF NAME CHANGE: 20070920
FORMER COMPANY:
FORMER CONFORMED NAME: SMI PRODUCTS INC
DATE OF NAME CHANGE: 20010206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CEDARS SINAI MEDICAL CENTER
CENTRAL INDEX KEY: 0001269910
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34058
FILM NUMBER: 161898571
MAIL ADDRESS:
STREET 1: 8700 BEVERLY BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90048-1865
4
1
v449260_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-09-21
0
0001133869
CAPRICOR THERAPEUTICS, INC.
CAPR
0001269910
CEDARS SINAI MEDICAL CENTER
8700 BEVERLY BLVD
BEVERLY HILLS
CA
90048-1865
0
0
1
0
Common Stock
2016-09-21
4
P
0
312500
3.20
A
2904798
D
The Reporting Person entered into a Subscription Agreement with Capricor Therapeutics, Inc. (the "Issuer") pursuant to which the Reporting Person, on September 21, 2015, purchased an aggregate of 312,500 shares of the Issuer's common stock at a purchase price of $3.20 per share for total cash proceeds of approximately US$1,000,000.
/s/ James D. Laur, Vice President for Legal & Technology Affairs
2016-09-22