0001144204-16-124964.txt : 20160922 0001144204-16-124964.hdr.sgml : 20160922 20160922211010 ACCESSION NUMBER: 0001144204-16-124964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160921 FILED AS OF DATE: 20160922 DATE AS OF CHANGE: 20160922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPRICOR THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001133869 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 BUSINESS PHONE: (310) 358-3200 MAIL ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 FORMER COMPANY: FORMER CONFORMED NAME: Nile Therapeutics, Inc. DATE OF NAME CHANGE: 20070920 FORMER COMPANY: FORMER CONFORMED NAME: SMI PRODUCTS INC DATE OF NAME CHANGE: 20010206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CEDARS SINAI MEDICAL CENTER CENTRAL INDEX KEY: 0001269910 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34058 FILM NUMBER: 161898571 MAIL ADDRESS: STREET 1: 8700 BEVERLY BLVD CITY: LOS ANGELES STATE: CA ZIP: 90048-1865 4 1 v449260_4.xml OWNERSHIP DOCUMENT X0306 4 2016-09-21 0 0001133869 CAPRICOR THERAPEUTICS, INC. CAPR 0001269910 CEDARS SINAI MEDICAL CENTER 8700 BEVERLY BLVD BEVERLY HILLS CA 90048-1865 0 0 1 0 Common Stock 2016-09-21 4 P 0 312500 3.20 A 2904798 D The Reporting Person entered into a Subscription Agreement with Capricor Therapeutics, Inc. (the "Issuer") pursuant to which the Reporting Person, on September 21, 2015, purchased an aggregate of 312,500 shares of the Issuer's common stock at a purchase price of $3.20 per share for total cash proceeds of approximately US$1,000,000. /s/ James D. Laur, Vice President for Legal & Technology Affairs 2016-09-22