X0206 3 2024-04-03 0 0001133869 CAPRICOR THERAPEUTICS, INC. CAPR 0001361865 Nippon Shinyaku Co Ltd 14 NISHINOSHO MONGUCHI CHO KISSHOIN MINAMIKU KYOTO M0 00000 JAPAN true Common Stock, par value $0.001 per share 2145922 D Warrant (right to buy) 5.7 2024-04-03 2030-10-03 Common Stock 2145922 D On September 29, 2023, the reporting person entered into a securities purchase agreement with Capricor Therapeutics, Inc., a Delaware corporation (the "Issuer"), pursuant to which the reporting person purchased (a) 2,145,922 shares of common stock, $0.001 par value per share (the "Common Stock"), of the Issuer's Common Stock and (b) warrants to purchase 2,145,922 shares of the Issuer's Common Stock (the "Warrants"). The combined offering price per share of Common Stock and the accompanying Warrant was $4.66. The Warrants will expire seven years from October 3, 2023 (the date of issuance). The Warrants are fully exercisable. /s/ Takanori Edamitsu, Director, Business Management & Sustainability 2024-08-23