-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NeRhUGhqoDcXpP9k2/cOQUJJzJtCP2K71iZivj611FH+BQpW0UtxtZIpPNsQSa5d zXt97PV4vnitzOY2bSySgQ== 0001162044-02-000161.txt : 20021118 0001162044-02-000161.hdr.sgml : 20021118 20021115142127 ACCESSION NUMBER: 0001162044-02-000161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE CAPITAL HOLDINGS INC CENTRAL INDEX KEY: 0001133742 IRS NUMBER: 770330031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06289 FILM NUMBER: 02829442 BUSINESS ADDRESS: STREET 1: 135 MERCHANT STREET STREET 2: SUITE 230 CITY: CINCINNATI STATE: OH ZIP: 45245 BUSINESS PHONE: 513 13F-HR 1 berk.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number:___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Berkshire Capital Holdings, Inc. Address: 475 Milan Drive Suite 103 San Jose, California 95134-2453 Form 13F File Number: 28-6289 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Malcolm R. Fobes III Title: President Phone: (408) 526-0707 Signature, Place, and Date of Signing: /s/ Malcolm R. Fobes III San Jose, California 11/15/02 - ------------------------ -------------------- ------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 25 ----------- Form 13F Information Table Value Total: $ 19,137 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
Berkshire Capital Holdings, Inc. FORM 13F As of 9/30/02 VOTING AUTHORITY TITLE OF FAIR MARKET SHARES/ SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP VALUE (000's) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Altera Corp. COM 021441100 439 50,580 SH SOLE 50,580 Applied Materials, Inc. COM 038222105 1,010 87,450 SH SOLE 87,450 Applied Micro Circuits Corp. COM 03822W109 634 221,700 SH SOLE 221,700 Broadcom Corp. COM 111320107 1,018 95,350 SH SOLE 95,350 Brocade Comm Systems, Inc. COM 111621108 892 118,490 SH SOLE 118,490 CIENA Corp. COM 171779101 236 79,400 SH SOLE 79,400 Cisco Systems, Inc. COM 17275R102 976 93,100 SH SOLE 93,100 EMC Corp. COM 268648102 223 48,900 SH SOLE 48,900 Emulex Corp. COM 292475209 738 65,550 SH SOLE 65,550 Extreme Networks, Inc. COM 30226D106 58 13,700 SH SOLE 13,700 Integrated Device Technology COM 458118106 1,354 129,700 SH SOLE 129,700 Juniper Networks, Inc. COM 48203R104 144 30,000 SH SOLE 30,000 KLA-Tencor Corp. COM 482480100 655 23,450 SH SOLE 23,450 Linear Technology Corp. COM 535678106 1,245 60,110 SH SOLE 60,110 Marvell Technology Group COM G5876H105 1,095 69,055 SH SOLE 69,055 Maxim Integrated Products COM 57772K101 1,340 54,120 SH SOLE 54,120 Microchip Technology, Inc. COM 595017104 1,814 88,700 SH SOLE 88,700 Micron Technology, Inc. COM 595112103 351 28,400 SH SOLE 28,400 Network Appliance, Inc. COM 64120L104 579 79,000 SH SOLE 79,000 Novellus Systems, Inc. COM 670008101 1,236 59,375 SH SOLE 59,375 PMC-Sierra, Inc. COM 69344F106 619 159,550 SH SOLE 159,550 Qlogic Corp. COM 747277101 1,264 48,525 SH SOLE 48,525 Siebel Systems, Inc. COM 826170102 272 47,300 SH SOLE 47,300 VERITAS Software Corp. COM 923436109 396 27,000 SH SOLE 27,000 Xilinx, Inc. COM 983919101 550 34,700 SH SOLE 34,700 REPORT SUMMARY: 25 19,137
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