13F-HR 1 form13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number:___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Berkshire Capital Holdings, Inc. Address: 475 Milan Drive Suite 103 San Jose, California 95134-2453 Form 13F File Number: 28-6289 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Malcolm R. Fobes III Title: President Phone: (408) 526-0707 Signature, Place, and Date of Signing: /s/ Malcolm R. Fobes III San Jose, California 2/13/02 ------------------------ -------------------- ------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 33 ----------- Form 13F Information Table Value Total: $ 79,643 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
Berkshire Capital Holdings, Inc. FORM 13F As of 12/31/01 VOTING AUTHORITY TITLE OF FAIR MARKET SHARES/ SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP VALUE (000's) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- Altera Corp. COM 021441100 1,689 79,610 SH SOLE 79,610 Applied Materials, Inc. COM 038222105 2,619 65,310 SH SOLE 65,310 Applied Micro Circuits Corp. COM 03822W109 700 61,860 SH SOLE 61,860 BEA Systems, Inc. COM 073325102 2,039 132,405 SH SOLE 132,405 Broadcom Corp. COM 111320107 1,795 43,910 SH SOLE 43,910 Brocade Comm Systems, Inc. COM 111621108 4,602 138,936 SH SOLE 138,936 Check Point Software Tech COM M22465104 2,487 62,347 SH SOLE 62,347 CIENA Corp. COM 171779101 1,277 89,230 SH SOLE 89,230 Cisco Systems, Inc. COM 17275R102 3,988 220,225 SH SOLE 220,225 Conexant Systems, Inc. COM 207142100 2,953 205,650 SH SOLE 205,650 Emulex Corp. COM 292475209 3,810 96,430 SH SOLE 96,430 Extreme Networks, Inc. COM 30226D106 907 70,300 SH SOLE 70,300 Integrated Device Technology COM 458118106 2,041 76,740 SH SOLE 76,740 JDS Uniphase Corp. COM 46612J101 1,375 158,375 SH SOLE 158,375 Juniper Networks, Inc. COM 48203R104 2,951 155,732 SH SOLE 155,732 Linear Technology Corp. COM 535678106 3,235 82,875 SH SOLE 82,875 Marvell Technology Group COM G5876H105 3,669 102,420 SH SOLE 102,420 Maxim Integrated Products COM 57772K101 3,750 71,410 SH SOLE 71,410 Micron Technology, Inc. COM 595112103 1,235 39,850 SH SOLE 39,850 Network Appliance, Inc. COM 64120L104 1,969 90,050 SH SOLE 90,050 Novellus Systems, Inc. COM 670008101 2,407 61,015 SH SOLE 61,015 NVIDIA Corp. COM 67066G104 3,215 48,055 SH SOLE 48,055 PeopleSoft, Inc. COM 712713106 2,826 70,290 SH SOLE 70,290 PMC-Sierra, Inc. COM 69344F106 1,305 61,365 SH SOLE 61,365 Qlogic Corp. COM 747277101 2,956 66,405 SH SOLE 66,405 Qualcomm, Inc. COM 747525103 1,680 33,270 SH SOLE 33,270 RF Micro Devices, Inc. COM 749941100 1,792 93,180 SH SOLE 93,180 Riverstone Networks, Inc. COM 769320102 2,316 139,545 SH SOLE 139,545 Semtech Corp. COM 816850101 3,115 87,280 SH SOLE 87,280 Siebel Systems, Inc. COM 826170102 3,253 116,260 SH SOLE 116,260 VERITAS Software Corp. COM 923436109 2,864 63,895 SH SOLE 63,895 Vitesse Semiconductor Corp. COM 928497106 828 66,600 SH SOLE 66,600 Xilinx, Inc. COM 983919101 1,995 51,100 SH SOLE 51,100 REPORT SUMMARY: 33 79,643