13F-HR 1 berk.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number:___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Berkshire Capital Holdings, Inc. Address: 475 Milan Drive Suite 103 San Jose, California 95134-2453 Form 13F File Number: 28-6289 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Malcolm R. Fobes III Title: President Phone: (408) 526-0707 Signature, Place, and Date of Signing: /s/ Malcolm R. Fobes III San Jose, California 11/15/01 ------------------------ -------------------- ------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 35 ----------- Form 13F Information Table Value Total: $ 51,645 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
Berkshire Capital Holdings, Inc. FORM 13F As of 09/30/01 VOTING AUTHORITY TITLE OF FAIR MARKET SHARES/ SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP VALUE (000's) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- Altera Corp. COM 021441100 1,242 75,850 SH SOLE 75,850 Analog Devices, Inc. COM 032654105 900 27,515 SH SOLE 27,515 Applied Materials, Inc. COM 038222105 2,528 88,900 SH SOLE 88,900 Applied Micro Circuits Corp. COM 03822W109 645 92,330 SH SOLE 92,330 BEA Systems, Inc. COM 073325102 2,124 221,470 SH SOLE 221,470 Broadcom Corp. COM 111320107 997 49,100 SH SOLE 49,100 Brocade Comm Systems, Inc. COM 111621108 2,658 189,461 SH SOLE 189,461 Check Point Software Tech COM M22465104 1,590 72,197 SH SOLE 72,197 Cisco Systems, Inc. COM 17275R102 2,770 227,450 SH SOLE 227,450 EMC Corp. COM 268648102 2,726 232,039 SH SOLE 232,039 Emulex Corp. COM 292475209 1,091 114,750 SH SOLE 114,750 Enterasys Networks, Inc. COM 293637104 1,127 174,800 SH SOLE 174,800 Extreme Networks, Inc. COM 30226D106 486 70,300 SH SOLE 70,300 Genesis Microchip, Inc. COM 371933102 1,000 35,525 SH SOLE 35,525 Integrated Device Technology COM 458118106 3,314 164,700 SH SOLE 164,700 Juniper Networks, Inc. COM 48203R104 1,973 203,352 SH SOLE 203,352 KLA Tencor Corp. COM 482480100 196 6,200 SH SOLE 6,200 Linear Technology Corp. COM 535678106 820 25,000 SH SOLE 25,000 Marvell Technology Group COM G5876H105 931 64,900 SH SOLE 64,900 Maxim Integrated Products COM 57772K101 2,295 65,670 SH SOLE 65,670 Novellus Systems, Inc. COM 670008101 2,273 79,590 SH SOLE 79,590 Openwave Systems, Inc. COM 683718100 1,644 128,950 SH SOLE 128,950 PeopleSoft, Inc. COM 712713106 1,448 80,290 SH SOLE 80,290 PMC-Sierra, Inc. COM 69344F106 1,014 98,700 SH SOLE 98,700 Qualcomm, Inc. COM 747525103 1,551 32,630 SH SOLE 32,630 RF Micro Devices, Inc. COM 749941100 1,964 118,290 SH SOLE 118,290 Riverstone Networks, Inc. COM 769320102 787 149,860 SH SOLE 149,860 Semtech Corp. COM 816850101 2,591 91,310 SH SOLE 91,310 Siebel Systems, Inc. COM 826170102 1,348 103,605 SH SOLE 103,605 Texas Instruments, Inc. COM 882508104 603 24,150 SH SOLE 24,150 TriQuint Semiconductor, Inc. COM 89674K103 1,609 100,650 SH SOLE 100,650 VeriSign Inc. COM 92343E102 2,261 53,970 SH SOLE 53,970 VERITAS Software Corp. COM 923436109 679 36,800 SH SOLE 36,800 Vitesse Semiconductor Corp. COM 928497106 226 29,200 SH SOLE 29,200 Xilinx, Inc. COM 983919101 232 9,870 SH SOLE 9,870 REPORT SUMMARY: 35 51,645