X0306 4 2013-11-07 0000049071 HUMANA INC HUM 0001133713 BLOEM JAMES H HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Sr. VP, CFO & Treasurer Humana Common 2013-11-07 4 M 0 17201 .1667 A 38968 D Humana Common 2013-11-07 4 F 0 8642 96.005 D 30326 D Options 61.18 2018-02-17 Humana Common 7589 7589 D Options 88.6475 2019-02-23 Humana Common 28436 28436 D Options 72.84 2020-02-20 Humana Common 18201 18201 D Restricted Stock Units Humana Common 5149 5149 D Restricted Stock Units 2013-11-07 4 M 0 17201 .1667 D Humana Common 17201 0 D Restricted Stock Units Humana Common 5528 5528 D Restricted Stock Units Humana Common 6006 6006 D Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16. Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 02/17/11, 100% of the award is vesting on 02/17/14. Restricted stock units granted to reporting person on 11/7/11, 100% of the award is vesting on 11/7/13. Restricted stock units granted to reporting person on 02/23/12, 100% of the award is vesting on 02/23/15. Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16. James H. Bloem 2013-11-08