X0201 4 2004-02-02 0000049071 HUMANA INC HUM 0001133713 BLOEM JAMES H HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Sr. VP, CFO & Treasurer Humana Common 2004-02-02 4 F 0 17431 22.705 D 73961 D Humana Common 1060 I See Footnote Options 12.20 2011-02-01 Humana Common 16666 16666 D Options 9.70 2011-07-12 Humana Common 8333 8333 D Options 12.995 2012-03-13 Humana Common 20000 20000 D Options 9.26 2013-03-13 Humana Common 70000 70000 D Each share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share. Shares held for reporting person's benefit as of December 31, 2003 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c). Stock options were granted to reporting person on 2/1/01 with the remaining unexercised options vesting as follows: 8,196 non-qualified stock options to vest on 2/1/04, and 8,470 incentive stock options to vest 2/1/04. Non-qualified stock options were granted to reporting person on 7/12/01 vesting in thirds from 7/12/02 to 7/12/04. Stock options were granted to reporting person on 3/13/02 with the remaining unexercised options vesting as follows: 10,000 non-qualified stock options to vest on 3/13/04 and 2,305 on 3/13/05, and 7,695 incentive stock options to vest in full on 3/13/05. Stock options were granted to reporting person on 3/13/03 to vest as follows: 59,201 non-qualified stock options to vest in three increments - 23,334 on 3/13/04, 23,333 on 3/13/05 and 12,534 on 3/13/06, respectively, and 10,799 incentive stock options to vest in full on 3/13/06. Right to buy pursuant to the Company's 1996 Stock Incentive Plan for Employees. The ending balances reflect correction of typographical error from 12/29/03 Form 4. James H. Bloem 2004-02-02