Senior Director

0001133639-16-000079.txt : 20160815 0001133639-16-000079.hdr.sgml : 20160815 20160815132351 ACCESSION NUMBER: 0001133639-16-000079 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK LIFE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001133639 IRS NUMBER: 522206685 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06325 FILM NUMBER: 161831518 BUSINESS ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125767000 MAIL ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133639 XXXXXXXX 06-30-2016 06-30-2016 NEW YORK LIFE INVESTMENT MANAGEMENT LLC

51 MADISON AVE NEW YORK NY 10010

13F COMBINATION REPORT 028-06325 0000790502 028-01666 EAGLE ASSET MANAGEMENT INC 0001305841 028-10968 Epoch Investment Partners, Inc. 0000050672 028-00016 INSTITUTIONAL CAPITAL LLC 0000812295 028-01343 JANUS CAPITAL MANAGEMENT LLC 0001453415 028-13283 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 0001561089 028-15275 Marketfield Asset Management LLC 0001089991 028-04869 MARKSTON INTERNATIONAL LLC 0000061227 028-00046 MACKAY SHIELDS LLC 0000912938 028-04968 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0001163368 028-10952 PACIFIC INVESTMENT MANAGEMENT CO LLC 0000080255 028-00115 PRICE T ROWE ASSOCIATES INC /MD/ 0000869178 028-02783 VAN ECK ASSOCIATES CORP 0000900973 028-03676 Winslow Capital Management, LLC 0001123570 028-05923 CORNERSTONE CAPITAL MANAGEMENT LLC 0001329375 028-12384 CUSHING ASSET MANAGEMENT, LP 0001537014 028-16845 Candriam Luxembourg S.C.A. N Todd Minichino Senior Director 212-576-7915 Todd Minichino New York NY 08-15-2016 2 57 896865 false 2 0001606720 028-16259 NYL Investors LLC 3 0000071633 028-00065 NEW YORK LIFE INSURANCE CO INFORMATION TABLE 2 r13f063016_table.xml FORM 13F-HR AS OF 6/30/16 AMERICAN TOWER CORP COM 03027X100 22012 193752 SH SOLE 02 193752 0 0 EXPRESS SCRIPTS HOLDING COMPANY COM 30219G108 74966 989001 SH SOLE 02 989001 0 0 FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 1248 54620 SH SOLE 0 0 54620 FIRST TRUST MID CAP CORE ALP COM SHS 33735B108 491 9720 SH SOLE 0 0 9720 GOLDMAN ACTIVEBETA US LC ETF EQUITY ETF 381430503 2169 51087 SH SOLE 0 0 51087 GUGGENHEIM S&P SPIN-OFF ETF GUGG S&P SPINOFF 18383M605 1969 49935 SH SOLE 0 0 49935 INDUSTRIAL SELECT SECT SPDR SBI INT-INDS 81369Y704 1662 29671 SH SOLE 0 0 29671 IQ 50PCT HEDGED FTSE EUR ETF HDGD FTSE EURO 45409B552 23454 1373182 SH SOLE 03 1373182 0 0 IQ 50PCT HEDGED FTSE INT ETF HDGD FTSE INTL 45409B560 77098 4492887 SH SOLE 4492887 0 0 IQ 50PCT HEDGED FTSE INT ETF HDGD FTSE INTL 45409B560 23113 1346890 SH SOLE 03 1346890 0 0 IQ 50PCT HEDGED FTSE JPN ETF HDGD FTSE JAPN 45409B537 21436 1327287 SH SOLE 03 1327287 0 0 IQ Enhanced Core Bond US ETF IQ ENCH BD US 45409B487 31923 1578015 SH SOLE 1578015 0 0 IQ Enhanced Core Bond US ETF IQ ENCH BD US 45409B487 7485 370000 SH SOLE 03 370000 0 0 IQ ENHANCED CORE PLUS BOND U IQ ENCH COR PL 45409B479 112876 5563144 SH SOLE 5563144 0 0 IQ ENHANCED CORE PLUS BOND U IQ ENCH COR PL 45409B479 8725 430000 SH SOLE 03 430000 0 0 IQ GLOBAL RESOURCES ETF IQ GLB RES ETF 45409B883 19087 744963 SH SOLE 744963 0 0 IQ HEDGE EVENT-DRIVEN TRACKE HDG EVE DRIV 45409B404 1571 80000 SH SOLE 03 80000 0 0 IQ HEDGE LONG/SHORT TRACKER LNG SHT TRACK 45409B305 1512 80000 SH SOLE 03 80000 0 0 IQ LEADERS GTAA TRACKER ETF IQ LEADERS GTA 45409B511 13359 644741 SH SOLE 03 644741 0 0 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 4785 41010 SH SOLE 41010 0 0 ISHARES 10+ YEAR CREDIT BOND BND ETFUND 10+ YR CR BD ETF 464289511 24177 385900 SH SOLE 02 385900 0 0 ISHARES 20+ YEAR TREASURY BOND ETF 20 YR TR BD ETF 464287432 10508 75650 SH SOLE 02 75650 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF 7-10 Y TR BD ETF 464287440 14613 129371 SH SOLE 02 129371 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 983 4668 SH SOLE 0 0 4668 ISHARES CORE US AGGREGATE BOND ETF CORE US AGGBD ET 464287226 29013 257633 SH SOLE 02 257633 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORP BD IBOXX INV CP ETF 464287242 34360 279955 SH SOLE 02 279955 0 0 ISHARES INTERMEDIATE CREDIT INTERM CR BD ETF 464288638 18902 169886 SH SOLE 02 169886 0 0 ISHARES INTERMEDIATE GOVERNM INTRM GOV/CR ETF 464288612 54050 476839 SH SOLE 476839 0 0 ISHARES MSCI ALL COUNTRY ASI MSCI AC ASIA ETF 464288182 11272 206149 SH SOLE 206149 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 9414 168650 SH SOLE 02 168650 0 0 ISHARES MSCI FRONTIER 100 MSCI FRNTR100ETF 464286145 1689 68953 SH SOLE 68953 0 0 ISHARES MSCI INDIA ETF MSCI INDIA ETF 46429B598 1848 66188 SH SOLE 66188 0 0 ISHARES MSCI PHILIPPINES MSCI PHILIPS ETF 46429B408 1583 40405 SH SOLE 40405 0 0 ISHARES MSCI POLAND CAPPED E MSCI POL CAP ETF 46429B606 767 45253 SH SOLE 45253 0 0 ISHARES RUSSELL 1000 ETF RUS 1000 ETF 464287622 7111 60836 SH SOLE 02 60836 0 0 ISHARES RUSSELL 1000 VALUE RUS 1000 VAL ETF 464287598 411 3978 SH SOLE 3978 0 0 ISHARES RUSSELL 2000 RUSSELL 2000 ETF 464287655 58343 507415 SH SOLE 497919 0 9496 ISHARES RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 7111 57335 SH SOLE 02 57335 0 0 SPDR BARCLAYS HIGH YIELD BOND ETF BRC HGH YLD BD 78464A417 7211 202033 SH SOLE 02 202033 0 0 SPDR BARCLAYS LONG TERM CORPORATE LNG TRM CORP BD 78464A367 6036 143000 SH SOLE 02 143000 0 0 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 1180 5633 SH SOLE 0 0 5633 SPDR S&P EMERGING MKTS SMALL S&P EMKTSC ETF 78463X756 8174 207673 SH SOLE 207673 0 0 THE INTERPUBLIC GROUP OF COMPANIES COM 460690100 175 7584 SH SOLE 02 7584 0 0 VANECK VECTORS AFRICA INDEX AFRICA INDEX ETF 92189F866 1035 51577 SH SOLE 51577 0 0 VANECK VECTORS EMERGING MARK JP MORGAN MKTS 92189F494 1756 93057 SH SOLE 93057 0 0 VANECK VECTORS INDIA S/C INDIA SMALL CAP 92189F767 1360 32090 SH SOLE 32090 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 4063 114917 SH SOLE 02 114917 0 0 VANGUARD INFO TECH ETF INF TECH ETF 92204A702 2525 23574 SH SOLE 0 0 23574 VANGUARD INTERMEDIATE TERM CORPORA INT-TERM CORP 92206C870 11936 133500 SH SOLE 02 133500 0 0 VANGUARD LONG TERM BOND INDEX FUND LONG TERM BOND 921937793 12119 123600 SH SOLE 02 123600 0 0 VANGUARD LONG TERM CORPORATE BOND LG-TERM COR BD 92206C813 36332 384300 SH SOLE 02 384300 0 0 VANGUARD MID-CAP VALUE ETF MCAP VL IDXVIP 922908512 2819 31648 SH SOLE 31648 0 0 VANGUARD REIT INDEX FUND ETF REIT ETF 922908553 7528 84900 SH SOLE 02 84900 0 0 VANGUARD S/T INFL PROT SEC INDEX FUND STRM INFPROIDX 922020805 10895 220196 SH SOLE 220196 0 0 VANGUARD TELECOM SERVICE ETF TELCOMM ETF 92204A884 1438 14613 SH SOLE 0 0 14613 VANGUARD TOTAL BOND MARKET INDEX F TOTAL BND MRKT 921937835 29031 344383 SH SOLE 02 344383 0 0 VANGUARD TOTAL STOCK MARKET INDEX TOTAL STK MKT 922908769 14156 132106 SH SOLE 02 132106 0 0