0001133639-15-000017.txt : 20150513
0001133639-15-000017.hdr.sgml : 20150513
20150513152757
ACCESSION NUMBER: 0001133639-15-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150513
DATE AS OF CHANGE: 20150513
EFFECTIVENESS DATE: 20150513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001133639
IRS NUMBER: 522206685
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06325
FILM NUMBER: 15858083
BUSINESS ADDRESS:
STREET 1: 51 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2125767000
MAIL ADDRESS:
STREET 1: 51 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10010
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001133639
XXXXXXXX
03-31-2015
03-31-2015
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
51 MADISON AVE
NEW YORK
NY
10010
13F COMBINATION REPORT
028-06325
0000354204
028-01186
DIMENSIONAL FUND ADVISORS LP
0001128251
028-05977
DUPONT CAPITAL MANAGEMENT Corp
0000790502
028-01666
EAGLE ASSET MANAGEMENT INC
0001305841
028-10968
Epoch Investment Partners, Inc.
0000050672
028-00016
INSTITUTIONAL CAPITAL LLC
0000812295
028-01343
JANUS CAPITAL MANAGEMENT LLC
0001453415
028-13283
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC.
0001561089
028-15275
Marketfield Asset Management LLC
0001089991
028-04869
MARKSTON INTERNATIONAL LLC
0000061227
028-00046
MACKAY SHIELDS LLC
0000912938
028-04968
MASSACHUSETTS FINANCIAL SERVICES CO /MA/
0001163368
028-10952
PACIFIC INVESTMENT MANAGEMENT CO LLC
0000080255
028-00115
PRICE T ROWE ASSOCIATES INC /MD/
0000869178
028-02783
VAN ECK ASSOCIATES CORP
0000900973
028-03676
Winslow Capital Management, LLC
0001123570
028-05923
CORNERSTONE CAPITAL MANAGEMENT LLC
0001329375
028-12384
CUSHING ASSET MANAGEMENT, LP
0001537014
028-16845
Candriam Luxembourg S.C.A.
N
Todd Minichino
Senior Director
973-394-3632
Todd Minichino
Parsippany
NJ
05-13-2015
2
253
890547
false
1
0001453415
028-13283
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC.
2
0001606720
028-16259
NYL Investors LLC
INFORMATION TABLE
2
r13f033115_table.xml
FORM 13F/HR AS OF 3/31/15
ABBVIE INC - WHEN ISSUE
COM
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583
9966
SH
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0
ACTAVIS PLC
SHS
G0083B108
515
1729
SH
SOLE
1729
0
0
ADT CORP
COM
00101J106
815
19636
SH
SOLE
19636
0
0
AGL RESOURCES INC
COM
001204106
278
5600
SH
OTR
01
0
5600
0
AIRGAS INC
COM
009363102
53
500
SH
OTR
01
0
500
0
AKAMAI TECHNOLOGIES
COM
00971T101
340
4787
SH
SOLE
4787
0
0
ALLEGION PLC
ORD SHS
G0176J109
780
12748
SH
SOLE
12748
0
0
ALLSTATE CORP
COM
020002101
455
6400
SH
OTR
01
0
6400
0
ALLY FINANCIAL INC
COM
02005N100
331
15763
SH
SOLE
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0
0
ALTISOURCE ASSET MANAGEMENT
COM
02153X108
83
449
SH
SOLE
449
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
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243
11657
SH
SOLE
11657
0
0
ALTRIA GROUP INC
COM
02209S103
405
8100
SH
OTR
01
0
8100
0
AMERICA MOVIL-ADR SERIES L
SPON ADR L SHS
02364W105
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SOLE
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0
0
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COM NEW
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6208
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SOLE
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0
0
AMERICAN TOWER CORP-CL A
COM
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193752
0
0
AMERICAN TOWER CORP-CL A
COM
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3494
SH
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AMERISOURCEBERGEN CORP
COM
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4100
SH
OTR
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0
4100
0
APARTMENT INVT & MGMT CO -A
CL A
03748R101
295
7500
SH
OTR
01
0
7500
0
APPLE INC
COM
037833100
326
2623
SH
SOLE
2623
0
0
AT&T INC
COM
00206R102
402
12300
SH
OTR
01
0
12300
0
AUTOMATIC DATA PROCESSING
COM
053015103
283
3300
SH
OTR
01
0
3300
0
AUTOZONE INC
COM
053332102
136
200
SH
OTR
01
0
200
0
AVALONBAY COMMUNITIES INC
COM
053484101
436
2500
SH
OTR
01
0
2500
0
BAIDU INC - SPON ADR
SPON ADR REP A
056752108
34
163
SH
SOLE
163
0
0
BANK OF NEW YORK MELLON CORP
COM
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347
8625
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SOLE
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0
BARD (C.R.) INC
COM
067383109
151
900
SH
OTR
01
0
900
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BAXTER INTERNATIONAL INC
COM
071813109
418
6100
SH
OTR
01
0
6100
0
BLACKHAWK NETWORK HD - B
CL B
09238E203
390
10960
SH
SOLE
10960
0
0
BOSTON PROPERTIES INC
COM
101121101
98
700
SH
OTR
01
0
700
0
BROOKFIELD PROPERTY PARTNERS
UNIT LTD PARTN
G16249107
722
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SH
SOLE
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0
C.H. ROBINSON WORLDWIDE INC
COM NEW
12541W209
441
6027
SH
OTR
01
0
6027
0
CANADIAN PACIFIC RAILWAY LTD
COM
13645T100
322
1761
SH
SOLE
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0
CARDINAL HEALTH INC
COM
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99
1100
SH
OTR
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1100
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CARETRUST REIT INC
COM
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155
11439
SH
SOLE
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CARNIVAL CORP
PAIRED CTF
143658300
77
1600
SH
OTR
01
0
1600
0
CDW CORP/DE
COM
12514G108
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SH
SOLE
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0
CELANESE CORP-SERIES A
COM SER A
150870103
327
5850
SH
SOLE
5850
0
0
CENTURYLINK INC
COM
156700106
117
3400
SH
OTR
01
0
3400
0
CHEETAH MOBILE INC - ADR
ADR
163075104
5185
303420
SH
SOLE
303420
0
0
CHUBB CORP
COM
171232101
253
2500
SH
OTR
01
0
2500
0
CIGNA CORP
COM
125509109
466
3600
SH
OTR
01
0
3600
0
CINCINNATI FINANCIAL CORP
COM
172062101
181
3400
SH
OTR
01
0
3400
0
CISCO SYSTEMS INC
COM
17275R102
429
15600
SH
OTR
01
0
15600
0
CITIGROUP INC
COM NEW
172967424
339
6574
SH
SOLE
6574
0
0
CIVEO CORP
COM
178787107
55
21764
SH
SOLE
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0
CLOROX COMPANY
COM
189054109
464
4200
SH
OTR
01
0
4200
0
COLGATE-PALMOLIVE CO
COM
194162103
444
6400
SH
OTR
01
0
6400
0
CONAGRA FOODS INC
COM
205887102
263
7200
SH
OTR
01
0
7200
0
CONSOLIDATED EDISON INC
COM
209115104
403
6600
SH
OTR
01
0
6600
0
CONSUMER DISCRETIONARY SELT
SBI CONS DISCR
81369Y407
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COSTCO WHOLESALE CORP
COM
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01
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3100
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CROWN CASTLE INTL CORP
COM
22822V101
315
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SH
SOLE
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0
0
CROWN CASTLE INTL CORP
COM
22822V101
41
500
SH
OTR
01
0
500
0
CST BRANDS INC
COM
12646R105
693
15817
SH
SOLE
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0
0
DARDEN RESTAURANTS INC
COM
237194105
104
1500
SH
OTR
01
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1500
0
DARLING IINGREDIENTS INC
COM
237266101
270
19284
SH
SOLE
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0
0
DAVITA HEALTHCARE PARTNERS INC
COM
23918K108
463
5700
SH
OTR
01
0
5700
0
DENTSPLY INTERNATIONAL INC
COM
249030107
356
7000
SH
OTR
01
0
7000
0
DOLLAR TREE INC
COM
256746108
446
5500
SH
OTR
01
0
5500
0
DR HORTON INC
COM
23331A109
352
12352
SH
SOLE
12352
0
0
DTE ENERGY COMPANY
COM
233331107
210
2600
SH
OTR
01
0
2600
0
DUKE ENERGY CORP
COM NEW
26441C204
138
1800
SH
OTR
01
0
1800
0
DUNKIN' BRANDS GROUP INC
COM
265504100
343
7209
SH
SOLE
7209
0
0
EBAY INC
COM
278642103
346
6000
SH
OTR
01
0
6000
0
EDISON INTERNATIONAL
COM
281020107
12
200
SH
OTR
01
0
200
0
EMC CORP/MASS
COM
268648102
125
4900
SH
OTR
01
0
4900
0
ENERGY SELECT SECTOR SPDR
SBI INT-ENERGY
81369Y506
1131
14574
SH
SOLE
9924
0
4650
ENGILITY HOLDINGS INC
COM
29286C107
109
3612
SH
SOLE
3612
0
0
ENTERGY CORP
COM
29364G103
387
5000
SH
OTR
01
0
5000
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
327
9942
SH
SOLE
9942
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
288
3700
SH
OTR
01
0
3700
0
ERA GROUP INC
COM
26885G109
87
4184
SH
SOLE
4184
0
0
EVERSOURCE ENERGY
COM
30040W108
192
3800
SH
OTR
01
0
3800
0
EXPEDITORS INTL WASH INC
COM
302130109
169
3500
SH
OTR
01
0
3500
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
113
1300
SH
OTR
01
0
1300
0
EXTENDED STAY AMERICA INC
UNIT 99/99/9999B
30224P200
51
2599
SH
SOLE
2599
0
0
FACEBOOK INC-A
CL A
30303M102
360
4383
SH
SOLE
4383
0
0
FINANCIAL SELECT SECTOR SPDR
SBI INT-FINL
81369Y605
6670
276667
SH
SOLE
206590
0
70077
FLEETCOR TECHNOLOGIES INC
COM
339041105
335
2218
SH
SOLE
2218
0
0
FMC CORP
COM NEW
302491303
305
5320
SH
SOLE
5320
0
0
FOSSIL GROUP INC
COM
34988V106
157
1900
SH
OTR
01
0
1900
0
FTD COS INC
COM
30281V108
122
4064
SH
SOLE
4064
0
0
GENERAL MILLS INC
COM
370334104
192
3400
SH
OTR
01
0
3400
0
GENERAL MOTORS CO
COM
37045V100
341
9087
SH
SOLE
9087
0
0
GLOBAL X GURU INDEX ETF
GLB X GURU INDEX
37950E341
6229
237398
SH
SOLE
0
0
237398
GUGGENHEIM CHINA SMALL CAP E
GUGG CHN SML CAP
18383Q853
11906
439669
SH
SOLE
439669
0
0
GUGGENHEIM ENHANCED SHORT DU
GUGG ENH SHT DUR
18383M654
32996
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SH
SOLE
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0
0
GUGGENHEIM FRONTIER MARKETS
GUGG FRNTR MKT
18383Q838
2934
216347
SH
SOLE
216347
0
0
GUGGENHEIM SPIN-OFF ETF
GUGG SPINOFF ETF
18383M605
6505
136911
SH
SOLE
0
0
136911
HARRIS CORP
COM
413875105
71
900
SH
OTR
01
0
900
0
HARVARD APPARATUS REGENERATIVE TECHNOLOGY
COM
41690A106
5
1464
SH
SOLE
1464
0
0
HASBRO INC
COM
418056107
462
7300
SH
OTR
01
0
7300
0
HCP INC
COM
40414L109
410
9500
SH
OTR
01
0
9500
0
HEALTH CARE REIT INC
COM
42217K106
418
5400
SH
OTR
01
0
5400
0
HEALTH CARE SELECT SECTOR
SBI HEALTHCARE
81369Y209
2904
40058
SH
SOLE
27531
0
12527
HERSHEY CO/THE
COM
427866108
232
2300
SH
OTR
01
0
2300
0
HEWLETT-PACKARD CO
COM
428236103
0
0
SH
OTR
01
0
0
0
HOUGHTON MIFFLIN HARCOURT CO
COM
44157R109
399
17011
SH
SOLE
17011
0
0
HUDSON CITY BANCORP INC
COM
443683107
466
44500
SH
OTR
01
0
44500
0
HYSTER-YAL MATERIALS - W/I
CL A
449172105
249
3392
SH
SOLE
3392
0
0
INDUSTRIAL SELECT SECT SPDR
SBI INT-INDS
81369Y704
10073
180612
SH
SOLE
132175
0
48437
INTL BUSINESS MACHINES CORP
COM
459200101
385
2400
SH
OTR
01
0
2400
0
INTUIT INC
COM
461202103
116
1200
SH
OTR
01
0
1200
0
IQ MERGER ARBITRAGE ETF
IQ MRGR ARB ETF
45409B800
16371
567655
SH
SOLE
567655
0
0
ISHARES 10+ YEAR CREDIT BOND BND ETFUND
10+ YR CR BD ETF
464289511
22811
364400
SH
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02
364400
0
0
ISHARES 20+ YEAR TREASURY BOND ETF
20+ YR TR BD ETF
464287432
10044
76850
SH
SOLE
02
76850
0
0
ISHARES 7-10 YEAR TREASURY BOND ETF
7-10 Y TR BD ETF
464287440
14131
130371
SH
SOLE
02
130371
0
0
ISHARES 7-10 YEAR TREASURY ETF
7-10 Y TR BD ETF
464287440
27510
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SH
SOLE
253803
0
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CHINA LG-CAP ETF
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SH
SOLE
133758
0
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ISHARES CORE S&P 500 ETF
CORE S&P500 ETF
464287200
24405
117430
SH
SOLE
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0
39139
ISHARES CORE US AGGREGATE BOND ETF
CORE US AGGBD ET
464287226
28039
251633
SH
SOLE
02
251633
0
0
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IBOXX INV CP ETF
464287242
27051
222255
SH
SOLE
02
222255
0
0
ISHARES INTERMEDIATE CREDIT BOND ETF
INTERM CR BD ETF
464288638
19927
180056
SH
SOLE
02
180056
0
0
ISHARES INTERMEDIATE GOVERNM
INTRM GOV/CR ETF
464288612
57678
515906
SH
SOLE
515906
0
0
ISHARES MSCI ALL COUNTRY ASI
MSCI AC ASIA ETF
464288182
13012
203320
SH
SOLE
203320
0
0
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
9969
155350
SH
SOLE
02
155350
0
0
ISHARES MSCI FRONTIER 100
MSCI FRNTR100ETF
464286145
7564
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SH
SOLE
254345
0
0
ISHARES MSCI GERMANY ETF
MSCI GERMANY ETF
464286806
5480
183653
SH
SOLE
183653
0
0
ISHARES MSCI INDIA ETF
MSCI INDIA ETF
46429B598
3373
105466
SH
SOLE
105466
0
0
ISHARES MSCI PHILIPPINES
MSCI PHILIPS ETF
46429B408
6202
149093
SH
SOLE
149093
0
0
ISHARES MSCI POLAND CAPPED E
MSCI POL CAP ETF
46429B606
625
26731
SH
SOLE
26731
0
0
ISHARES MSCI SPAIN CAPPED ET
MSCI SPAN CP ETF
464286764
2113
60755
SH
SOLE
60755
0
0
ISHARES MSCI UNITED KINGDOM
MSCI UTD KNGDM
46434V548
4748
263623
SH
SOLE
263623
0
0
ISHARES NORTH AMERICAN TECH-
NA TEC-SFTWR ETF
464287515
781
8129
SH
SOLE
5536
0
2593
ISHARES RUSSELL 1000 ETF
RUS 1000 ETF
464287622
7002
60436
SH
SOLE
02
60436
0
0
ISHARES RUSSELL 1000 VALUE
RUS 1000 VAL ETF
464287598
3681
35706
SH
SOLE
35706
0
0
ISHARES RUSSELL 2000
RUSSELL 2000 ETF
464287655
57059
458784
SH
SOLE
433423
0
25361
ISHARES RUSSELL 3000 ETF
RUSSELL 3000 ETF
464287689
7014
56635
SH
SOLE
02
56635
0
0
ISHARES USTECHNOLOGY ETF
U.S. TECH ETF
464287721
3879
36961
SH
SOLE
25151
0
11810
JM SMUCKER CO/THE-NEW COMMON
COM NEW
832696405
231
2000
SH
OTR
01
0
2000
0
JOHNSON & JOHNSON
COM
478160104
252
2500
SH
OTR
01
0
2500
0
JPMORGAN CHASE & CO
COM
46625H100
346
5708
SH
SOLE
5708
0
0
KELLOGG CO
COM
487836108
350
5300
SH
OTR
01
0
5300
0
KIMBERLY-CLARK CORP
COM
494368103
418
3900
SH
OTR
01
0
3900
0
KIMCO REALTY CORP
COM
49446R109
442
16478
SH
OTR
01
0
16478
0
KNOWLES CORP
COM
49926D109
357
18545
SH
SOLE
18545
0
0
KOHLS CORP
COM
500255104
39
500
SH
OTR
01
0
500
0
KRAFT FOODS GROUP INC
COM
50076Q106
1001
11492
SH
SOLE
11492
0
0
LABORATORY CRP OF AMER HLDGS
COM NEW
50540R409
454
3600
SH
OTR
01
0
3600
0
LANDS END INC
COM
51509F105
228
6348
SH
SOLE
6348
0
0
LIBERTY GLOBAL INC-SERIES C
SHS CL C
G5480U120
330
6619
SH
SOLE
6619
0
0
LIBERTY MEDIA CORP A
CL A
531229102
737
19106
SH
SOLE
19106
0
0
LINKEDIN CORP - A
COM CL A
53578A108
315
1261
SH
SOLE
1261
0
0
M & T BANK CORP
COM
55261F104
343
2700
SH
OTR
01
0
2700
0
MALLINCKRODT
SHS
G5785G107
938
7407
SH
SOLE
7407
0
0
MARKET VECTORS AFRICA INDEX
AFRICA ETF
57060U787
7915
316456
SH
SOLE
316456
0
0
MARKET VECTORS EMERGING MARK
EM LC CURR DBT
57060U522
3147
156418
SH
SOLE
156418
0
0
MARSH & MCLENNAN COS
COM
571748102
280
5000
SH
OTR
01
0
5000
0
MASTERCARD INC-CLASS A
CL A
57636Q104
331
3834
SH
SOLE
3834
0
0
MATTEL INC
COM
577081102
53
2300
SH
OTR
01
0
2300
0
MCCORMICK & CO-NON VTG SHRS
COM NON VTG
579780206
463
6000
SH
OTR
01
0
6000
0
MCDONALD'S CORP
COM
580135101
448
4600
SH
OTR
01
0
4600
0
MCKESSON CORP
COM
58155Q103
181
800
SH
OTR
01
0
800
0
MICHAELS COS INC/THE
COM
59408Q106
331
12221
SH
SOLE
12221
0
0
MICRON TECHNOLOGY INC
COM
595112103
287
10575
SH
SOLE
10575
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
331
9160
SH
SOLE
9160
0
0
MOODY'S CORP
COM
615369105
357
3440
SH
SOLE
3440
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
326
4890
SH
SOLE
4890
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
433
6500
SH
OTR
01
0
6500
0
MURPHY USA INC
COM
626755102
682
9429
SH
SOLE
9429
0
0
NAVIENT CORP
COM
63938C108
673
33110
SH
SOLE
33110
0
0
NETAPP INC
COM
64110D104
202
5700
SH
OTR
01
0
5700
0
NEW MEDIA INVESTMENT GROUP
COM
64704V106
183
7648
SH
SOLE
7648
0
0
NEW RESIDENTIAL INVESTMENT
COM NEW
64828T201
441
29370
SH
SOLE
29370
0
0
NEWS CORP-NEW CL A
CL A
65249B109
708
44229
SH
SOLE
44229
0
0
NIKE INC -CL B
CL B
654106103
362
3607
SH
SOLE
3607
0
0
NORDSTROM INC
COM
655664100
458
5700
SH
OTR
01
0
5700
0
NOW INC
COM
67011P100
481
22245
SH
SOLE
22245
0
0
ONE GAS INC
COM
68235P108
470
10878
SH
SOLE
10878
0
0
OWENS-ILLINOIS INC
COM NEW
690768403
295
12671
SH
SOLE
12671
0
0
PANDORA MEDIA INC
COM
698354107
371
22885
SH
SOLE
22885
0
0
PATTERSON COS INC
COM
703395103
439
9000
SH
OTR
01
0
9000
0
PAYCHEX INC
COM
704326107
449
9046
SH
OTR
01
0
9046
0
PEOPLE'S UNITED FINANCIAL
COM
712704105
458
30100
SH
OTR
01
0
30100
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
136
1800
SH
OTR
01
0
1800
0
PIMCO ENHANCED SHORT MATURIT
ENHAN SHRT MA AC
72201R833
54551
539315
SH
SOLE
539315
0
0
PINNACLE WEST CAPITAL
COM
723484101
153
2400
SH
OTR
01
0
2400
0
PLUM CREEK TIMBER CO
COM
729251108
469
10800
SH
OTR
01
0
10800
0
POWERSHARES DB US DOL IND BU
DOLL INDX BULL
73936D107
9609
371015
SH
SOLE
371015
0
0
POWERSHARES S&P 500 LOW VOLA
S&P500 LOW VOL
73937B779
47
1247
SH
OTR
01
0
1247
0
PRAXAIR INC
COM
74005P104
193
1600
SH
OTR
01
0
1600
0
PROCTER & GAMBLE CO
COM
742718109
74
900
SH
OTR
01
0
900
0
PROGRESSIVE CORP
COM
743315103
207
7600
SH
OTR
01
0
7600
0
PROSHARES ULTRASHORT EURO
ULTRASHRT EURO
74347W882
4205
156022
SH
SOLE
156022
0
0
PROSHARES ULTRASHORT YEN
ULTRASHORT YEN N
74347W569
5324
59877
SH
SOLE
59877
0
0
PROTHENA CORP PLC
SHS
G72800108
210
5500
SH
SOLE
5500
0
0
PUBLIC STORAGE
COM
74460D109
440
2234
SH
OTR
01
0
2234
0
QUEST DIAGNOSTICS
COM
74834L100
430
5600
SH
OTR
01
0
5600
0
RADWARE LTD
ORD
M81873107
294
14070
SH
SOLE
14070
0
0
REPUBLIC SERVICES INC
COM
760759100
373
9200
SH
OTR
01
0
9200
0
ROSS STORES INC
COM
778296103
421
4000
SH
OTR
01
0
4000
0
RR DONNELLEY & SONS CO
COM
257867101
362
18884
SH
SOLE
18884
0
0
SCANA CORP
COM
80589M102
165
3000
SH
OTR
01
0
3000
0
SCIENCE APPLICATIONS INTE
COM
808625107
510
9936
SH
SOLE
9936
0
0
SHIRE PLC-ADR
SPONSORED ADR
82481R106
1015
4242
SH
SOLE
4242
0
0
SIBANYE GOLD- SPON ADR
SPONSORED ADR
825724206
1635
191664
SH
SOLE
191664
0
0
SILVER BAY REALTY TRUST CO
COM
82735Q102
124
7689
SH
SOLE
7689
0
0
SIMON PROPERTY GROUP INC
COM
828806109
411
2100
SH
OTR
01
0
2100
0
SIZMEK INC
COM
83013P105
44
6008
SH
SOLE
6008
0
0
SOUTHERN CO
COM
842587107
394
8891
SH
OTR
01
0
8891
0
SPDR BARCLAYS HIGH YIELD BOND ETF
BRC HGH YLD BD
78464A417
6955
177333
SH
SOLE
02
177333
0
0
SPDR BARCLAYS LONG TERM CORPORATE
LNG TRM CORP BD
78464A367
5713
134900
SH
SOLE
02
134900
0
0
SPDR EURO STOXX 50 ETF
EURO STOXX 50
78463X202
5502
141719
SH
SOLE
141719
0
0
SPDR S&P EMERGING MKTS SMALL
S&P EMKTSC ETF
78463X756
6934
154940
SH
SOLE
154940
0
0
SPIRIT AEROSYSTEMS HOLD-CL A
COM CL A
848574109
354
6784
SH
SOLE
6784
0
0
STARWOOD WAYPOINT RESIDE
COM SHS
85571W109
198
7668
SH
SOLE
7668
0
0
STERICYCLE INC
COM
858912108
463
3300
SH
OTR
01
0
3300
0
STRAIGHT PATH COMMUNICATIONS INC
CL B
862578101
48
2398
SH
SOLE
2398
0
0
STRYKER CORP
COM
863667101
148
1600
SH
OTR
01
0
1600
0
SYSCO CORP
COM
871829107
415
11000
SH
OTR
01
0
11000
0
TARGET CORP
COM
87612E106
320
3900
SH
OTR
01
0
3900
0
TECO ENERGY INC
COM
872375100
229
11800
SH
OTR
01
0
11800
0
THE INTERPUBLIC GROUP OF COMPANIES
COM
460690100
168
7584
SH
SOLE
02
7584
0
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
116
6709
SH
SOLE
6709
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
355
2642
SH
SOLE
2642
0
0
TORCHMARK CORP
COM
891027104
189
3450
SH
OTR
01
0
3450
0
TOTAL SYSTEM SERVICES INC
COM
891906109
195
5100
SH
OTR
01
0
5100
0
TRAVELERS COS INC/THE
COM
89417E109
454
4200
SH
OTR
01
0
4200
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
97
1000
SH
OTR
01
0
1000
0
UNITEDHEALTH GROUP INC
COM
91324P102
177
1500
SH
OTR
01
0
1500
0
URBAN OUTFITTERS INC
COM
917047102
256
5600
SH
OTR
01
0
5600
0
US BANCORP
COM NEW
902973304
26
600
SH
OTR
01
0
600
0
VANGUARD EXTENDED DURATION TREASURY ETF
EXTENDED DUR
921910709
8131
62634
SH
SOLE
62634
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
FTSE DEV MKT ETF
921943858
4259
106917
SH
SOLE
02
106917
0
0
VANGUARD INFO TECH ETF
INF TECH ETF
92204A702
30188
283398
SH
SOLE
177238
0
106160
VANGUARD INTERMEDIATE TERM CORPORA
INT-TERM CORP
92206C870
11410
130100
SH
SOLE
02
130100
0
0
VANGUARD LONG TERM BOND INDEX FUND
LONG TERM BOND
921937793
11481
119200
SH
SOLE
02
119200
0
0
VANGUARD LONG TERM CORPORATE BOND
LG-TERM COR BD
92206C813
40075
425900
SH
SOLE
02
425900
0
0
VANGUARD MID-CAP VALUE ETF
MCAP VL IDXVIP
922908512
9113
99151
SH
SOLE
99151
0
0
VANGUARD REIT INDEX FUND ETF
REIT ETF
922908553
7225
85700
SH
SOLE
02
85700
0
0
VANGUARD S/T INFL PROT SEC INDEX FUND
STRM INFPROIDX
922020805
16179
333853
SH
SOLE
333853
0
0
VANGUARD TELECOM SERVICE ETF
TELCOMM ETF
92204A884
273
3163
SH
SOLE
1836
0
1327
VANGUARD TOTAL BOND MARKET INDEX F
TOTAL BND MRKT
921937835
28019
336083
SH
SOLE
02
336083
0
0
VANGUARD TOTAL STOCK MARKET INDEX
TOTAL STK MKT
922908769
14007
130606
SH
SOLE
02
130606
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
188
2000
SH
OTR
01
0
2000
0
VENTAS INC
COM
92276F100
29
400
SH
OTR
01
0
400
0
VERISIGN INC
COM
92343E102
475
7100
SH
OTR
01
0
7100
0
VERIZON COMMUNICATIONS INC
COM
92343V104
399
8200
SH
OTR
01
0
8200
0
VISA INC-CLASS A SHARES
COM CL A
92826C839
105
1600
SH
OTR
01
0
1600
0
VOYA FINANCIAL INC
COM
929089100
329
7638
SH
SOLE
7638
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
229
2700
SH
OTR
01
0
2700
0
WAL-MART STORES INC
COM
931142103
428
5200
SH
OTR
01
0
5200
0
WHITEWAVE FOODS CO - A
COM
966244105
895
20192
SH
SOLE
20192
0
0
WHOLE FOODS MARKET INC
COM
966837106
89
1700
SH
OTR
01
0
1700
0
WILLIAMS COS INC
COM
969457100
350
6913
SH
SOLE
6913
0
0
WINDSTREAM CORP
COM
97382A101
215
29100
SH
OTR
01
0
29100
0
WISDOMTREE EUROPE HEDGED EQU
EUROPE HEDGED EQ
97717X701
5659
85559
SH
SOLE
85559
0
0
WISDOMTREE JAPAN HEDGED EQ
JAPN HEDGE EQT
97717W851
27846
505189
SH
SOLE
505189
0
0
WP GLIMCHER INC
COM
92939N102
527
31707
SH
SOLE
31707
0
0
XCEL ENERGY INC
COM
98389B100
174
5000
SH
OTR
01
0
5000
0
XL CAPITAL PLC
SHS
G98290102
394
10700
SH
OTR
01
0
10700
0
ZOETIS INC
CL A
98978V103
734
15865
SH
SOLE
15865
0
0
ZOETIS INC
CL A
98978V103
380
8200
SH
OTR
01
0
8200
0