The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 307 | 6,702 | SH | SOLE | 6,702 | 0 | 0 | |||
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 1,684 | 171,600 | SH | SOLE | 171,600 | 0 | 0 | |||
| GLOBALSTAR INC | COM | 378973408 | 16,608 | 32,018,227 | SH | SOLE | 32,018,227 | 0 | 0 | |||
| OAKTREE STRATEGIC INCOME COR | COM | 67402D104 | 1,505 | 183,729 | SH | SOLE | 183,729 | 0 | 0 | |||
| ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 10,708 | 10,421,000 | PRN | SOLE | 10,421,000 | 0 | 0 | |||
| AMERICAN RLTY CAP PPTYS INC | NOTE 3.750%12/1 | 02917TAB0 | 1,348 | 1,325,000 | PRN | SOLE | 1,325,000 | 0 | 0 | |||
| ARES CAP CORP | NOTE 4.625% 3/0 | 04010LAW3 | 694 | 650,000 | PRN | SOLE | 650,000 | 0 | 0 | |||
| ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 5,354 | 6,300,000 | PRN | SOLE | 6,300,000 | 0 | 0 | |||
| BLACKROCK CAPITAL INVESTMENT | NOTE 5.000% 6/1 | 092533AC2 | 19,927 | 19,853,000 | PRN | SOLE | 19,853,000 | 0 | 0 | |||
| DEXCOM INC | NOTE 0.750%12/0 | 252131AH0 | 54,077 | 36,500,000 | PRN | SOLE | 36,500,000 | 0 | 0 | |||
| DOCUSIGN INC | NOTE 0.500% 9/1 | 256163AB2 | 11,191 | 8,994,000 | PRN | SOLE | 8,994,000 | 0 | 0 | |||
| FORESTAR GROUP INC | NOTE 3.750% 3/0 | 346232AB7 | 36,854 | 36,785,000 | PRN | SOLE | 36,785,000 | 0 | 0 | |||
| GOLDMAN SACHS BDC INC | NOTE 4.500% 4/0 | 38147UAB3 | 45,068 | 43,612,000 | PRN | SOLE | 43,612,000 | 0 | 0 | |||
| HERCULES CAPITAL INC | DBCV 4.375% 2/0 | 427096AF9 | 42,654 | 41,470,000 | PRN | SOLE | 41,470,000 | 0 | 0 | |||
| INPHI CORP | NOTE 1.125%12/0 | 45772FAB3 | 35,807 | 19,219,000 | PRN | SOLE | 19,219,000 | 0 | 0 | |||
| INPHI CORP | NOTE 0.750% 9/0 | 45772FAC1 | 50,000 | 35,250,000 | PRN | SOLE | 35,250,000 | 0 | 0 | |||
| KARYOPHARM THERAPEUTICS INC | NOTE 3.000%10/1 | 48576UAA4 | 36,577 | 25,500,000 | PRN | SOLE | 25,500,000 | 0 | 0 | |||
| LIGAND PHARMACEUTICALS INC | NOTE 0.750% 5/1 | 53220KAF5 | 55,709 | 64,118,000 | PRN | SOLE | 64,118,000 | 0 | 0 | |||
| MESA LABS INC | NOTE 1.375% 8/1 | 59064RAA7 | 3,050 | 2,775,000 | PRN | SOLE | 2,775,000 | 0 | 0 | |||
| MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 29,223 | 31,335,000 | PRN | SOLE | 31,335,000 | 0 | 0 | |||
| NEW MTN FIN CORP | NOTE 5.750% 8/1 | 647551AC4 | 35,527 | 33,850,000 | PRN | SOLE | 33,850,000 | 0 | 0 | |||
| NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 18,246 | 18,702,000 | PRN | SOLE | 18,702,000 | 0 | 0 | |||
| NUTANIX INC | NOTE 1/1 | 67059NAB4 | 38,604 | 38,742,000 | PRN | SOLE | 38,742,000 | 0 | 0 | |||
| PACIRA BIOSCIENCES | NOTE 2.375% 4/0 | 695127AD2 | 11,744 | 11,250,000 | PRN | SOLE | 11,250,000 | 0 | 0 | |||
| PERFICIENT INC | NOTE 2.375% 9/1 | 71375UAB7 | 21,784 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | |||
| PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 19,392 | 19,400,000 | PRN | SOLE | 19,400,000 | 0 | 0 | |||
| RAMBUS INC DEL | NOTE 1.375% 2/0 | 750917AG1 | 17,084 | 16,808,000 | PRN | SOLE | 16,808,000 | 0 | 0 | |||
| RAPID7 INC | NOTE 1.250% 8/0 | 753422AB0 | 20,895 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | |||
| REDFIN CORP | NOTE 1.750% 7/1 | 75737FAA6 | 8,580 | 8,625,000 | PRN | SOLE | 8,625,000 | 0 | 0 | |||
| REPLIGEN CORP | NOTE 0.375% 7/1 | 759916AB5 | 6,611 | 6,126,000 | PRN | SOLE | 6,126,000 | 0 | 0 | |||
| SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 37,563 | 19,300,000 | PRN | SOLE | 19,300,000 | 0 | 0 | |||
| SILVER STD RES INC | NOTE 2.875% 2/0 | 82823LAC0 | 2,384 | 2,342,000 | PRN | SOLE | 2,342,000 | 0 | 0 | |||
| SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 35,577 | 29,500,000 | PRN | SOLE | 29,500,000 | 0 | 0 | |||
| SQUARE INC | NOTE 0.500% 5/1 | 852234AD5 | 12,499 | 11,200,000 | PRN | SOLE | 11,200,000 | 0 | 0 | |||
| SUNPOWER CORP | DBCV 0.875% 6/0 | 867652AJ8 | 18,552 | 19,948,000 | PRN | SOLE | 19,948,000 | 0 | 0 | |||
| SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 24,140 | 29,062,000 | PRN | SOLE | 29,062,000 | 0 | 0 | |||
| BLACKROCK TCP CAPITAL CORP | NOTE 4.625% 3/0 | 87238QAD5 | 33,871 | 32,854,000 | PRN | SOLE | 32,854,000 | 0 | 0 | |||
| TPG SPECIALTY LENDING INC | NOTE 4.500% 8/0 | 87265KAD4 | 15,251 | 14,382,000 | PRN | SOLE | 14,382,000 | 0 | 0 | |||
| TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 22,453 | 17,617,000 | PRN | SOLE | 17,617,000 | 0 | 0 | |||
| TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 56,818 | 37,557,000 | PRN | SOLE | 37,557,000 | 0 | 0 | |||
| TWILIO INC | NOTE 0.250% 6/0 | 90138FAB8 | 25,300 | 16,500,000 | PRN | SOLE | 16,500,000 | 0 | 0 | |||
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 8,539 | 8,777,000 | PRN | SOLE | 8,777,000 | 0 | 0 | |||
| TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 58,511 | 60,277,000 | PRN | SOLE | 60,277,000 | 0 | 0 | |||
| WEIBO CORP | NOTE 1.250%11/1 | 948596AC5 | 28,990 | 30,639,000 | PRN | SOLE | 30,639,000 | 0 | 0 | |||
| WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 29,491 | 23,038,000 | PRN | SOLE | 23,038,000 | 0 | 0 | |||
| ZENDESK INC | NOTE 0.250% 3/1 | 98936JAB7 | 33,606 | 24,500,000 | PRN | SOLE | 24,500,000 | 0 | 0 | |||
| ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 34,225 | 35,642,000 | PRN | SOLE | 35,642,000 | 0 | 0 | |||