General Counsel/Chief Compliance Officer

0001133521-19-000017.txt : 20191114 0001133521-19-000017.hdr.sgml : 20191114 20191114170330 ACCESSION NUMBER: 0001133521-19-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEELHEAD PARTNERS LLC CENTRAL INDEX KEY: 0001133521 IRS NUMBER: 911740598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06101 FILM NUMBER: 191221433 BUSINESS ADDRESS: STREET 1: 333 108TH AVENUE NE STREET 2: SUITE 2010 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 2066892450 MAIL ADDRESS: STREET 1: 333 108TH AVENUE NE STREET 2: SUITE 2010 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133521 XXXXXXXX 09-30-2019 09-30-2019 false STEELHEAD PARTNERS LLC

333 108th Avenue Ne Suite 2010 Bellevue WA 98004

13F HOLDINGS REPORT 028-06101 N Brent E Binge General Counsel/Chief Compliance Officer 4259743772 Brent E Binge Bellevue WA 11-14-2019 0 47 1095564 INFORMATION TABLE 2 infotable.xml ADVANCED MICRO DEVICES INC COM 007903107 638 22000 SH SOLE 22000 0 0 OAKTREE STRATEGIC INCOME COR COM 67402D104 1516 183729 SH SOLE 183729 0 0 GLOBALSTAR INC COM 378973408 13246 32018227 SH SOLE 32018227 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.750%12/1 02917TAB0 27265 26878000 PRN SOLE 26878000 0 0 ARES CAP CORP NOTE 4.625% 3/0 04010LAW3 15696 14808000 PRN SOLE 14808000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 14379 17300000 PRN SOLE 17300000 0 0 BLACKROCK CAPITAL INVESTMENT NOTE 5.000% 6/1 092533AC2 7288 7300000 PRN SOLE 7300000 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 9454 6689000 PRN SOLE 6689000 0 0 FORESTAR GROUP INC NOTE 3.750% 3/0 346232AB7 36900 36785000 PRN SOLE 36785000 0 0 GOLDMAN SACHS BDC INC NOTE 4.500% 4/0 38147UAB3 44872 43612000 PRN SOLE 43612000 0 0 GOPRO INC NOTE 3.500% 4/1 38268TAB9 11818 11904000 PRN SOLE 11904000 0 0 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 42652 41490000 PRN SOLE 41490000 0 0 INPHI CORP NOTE 1.125%12/0 45772FAB3 28489 18193000 PRN SOLE 18193000 0 0 INPHI CORP NOTE 0.750% 9/0 45772FAC1 38604 31000000 PRN SOLE 31000000 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 59911 52496000 PRN SOLE 52496000 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 45930 55050000 PRN SOLE 55050000 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 3791 2500000 PRN SOLE 2500000 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2968 2775000 PRN SOLE 2775000 0 0 MOMO INC NOTE 1.250% 7/0 60879BAB3 15948 17714000 PRN SOLE 17714000 0 0 NEW MTN FIN CORP NOTE 5.750% 8/1 647551AC4 35487 33850000 PRN SOLE 33850000 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 6637 7000000 PRN SOLE 7000000 0 0 NUTANIX INC NOTE 1/1 67059NAB4 29935 31961000 PRN SOLE 31961000 0 0 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 19823 20100000 PRN SOLE 20100000 0 0 PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 19198 16000000 PRN SOLE 16000000 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 21912 22231000 PRN SOLE 22231000 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 16776 16808000 PRN SOLE 16808000 0 0 RAPID7 INC NOTE 1.250% 8/0 753422AB0 18187 14000000 PRN SOLE 14000000 0 0 REDFIN CORP NOTE 1.750% 7/1 75737FAA6 7888 8595000 PRN SOLE 8595000 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 13833 14000000 PRN SOLE 14000000 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 28175 21300000 PRN SOLE 21300000 0 0 SEA LTD NOTE 2.250% 7/0 81141RAB6 33638 19300000 PRN SOLE 19300000 0 0 SILVER STD RES INC NOTE 2.875% 2/0 82823LAC0 2369 2342000 PRN SOLE 2342000 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 34370 32000000 PRN SOLE 32000000 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 18052 16200000 PRN SOLE 16200000 0 0 SUNPOWER CORP DBCV 0.875% 6/0 867652AJ8 16313 17433000 PRN SOLE 17433000 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 34090 37062000 PRN SOLE 37062000 0 0 BLACKROCK TCP CAPITAL CORP NOTE 5.250%12/1 87238QAB9 27177 27089000 PRN SOLE 27089000 0 0 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 33833 32854000 PRN SOLE 32854000 0 0 TPG SPECIALTY LENDING INC NOTE 4.500%12/1 87265KAB8 44870 44702000 PRN SOLE 44702000 0 0 TPG SPECIALTY LENDING INC NOTE 4.500% 8/0 87265KAD4 15092 14382000 PRN SOLE 14382000 0 0 TWILIO INC NOTE 0.250% 6/0 90138FAB8 27585 16500000 PRN SOLE 16500000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 16531 16777000 PRN SOLE 16777000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 66653 62777000 PRN SOLE 62777000 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 8955 7284000 PRN SOLE 7284000 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 13065 13900000 PRN SOLE 13900000 0 0 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 32388 24500000 PRN SOLE 24500000 0 0 ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 31367 35642000 PRN SOLE 35642000 0 0