0001133521-16-000052.txt : 20160516 0001133521-16-000052.hdr.sgml : 20160516 20160516111249 ACCESSION NUMBER: 0001133521-16-000052 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEELHEAD PARTNERS LLC CENTRAL INDEX KEY: 0001133521 IRS NUMBER: 911740598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06101 FILM NUMBER: 161651608 BUSINESS ADDRESS: STREET 1: 333 108TH AVENUE NE STREET 2: SUITE 2010 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 2066892450 MAIL ADDRESS: STREET 1: 333 108TH AVENUE NE STREET 2: SUITE 2010 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133521 XXXXXXXX 03-31-2016 03-31-2016 false STEELHEAD PARTNERS LLC

333 108th Avenue Ne Suite 2010 Bellevue WA 98004

13F HOLDINGS REPORT 028-06101 N Brent Binge 425-974-3772 Brent E. Binge Bellevue WA 05-16-2016 0 57 1024186 INFORMATION TABLE 2 infotable.xml ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1985 433493 SH SOLE 433493 0 0 CONSOL ENERGY INC COM 20854P109 1637 145000 SH SOLE 145000 0 0 GLOBALSTAR INC COM 378973408 47888 32576923 SH SOLE 32576923 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 1733 88400 SH SOLE 88400 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 15445 292236 SH SOLE 292236 0 0 MERCER INTL INC COM 588056101 95 10000 SH SOLE 10000 0 0 MICRON TECHNOLOGY INC COM 595112103 2403 229500 SH SOLE 229500 0 0 MOSAIC CO NEW COM 61945C103 4185 155000 SH SOLE 155000 0 0 PENDRELL CORP COM 70686R104 262 493800 SH SOLE 493800 0 0 PHOTRONICS INC COM 719405102 1004 96431 SH SOLE 96431 0 0 RESOLUTE FST PRODS INC COM 76117W109 33033 5995028 SH SOLE 5995028 0 0 SKULLCANDY INC COM 83083J104 203 57000 SH SOLE 57000 0 0 TPG SPECIALTY LENDING INC COM 87265K102 400 24774 SH SOLE 24774 0 0 WYNN RESORTS LTD COM 983134107 1007 10779 SH SOLE 10779 0 0 ALASKA COMMUNICATIONS SYS GR NOTE 6.250% 5/0 01167PAE1 22800 24000000 PRN SOLE 24000000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 55510 56933000 PRN SOLE 56933000 0 0 ARES CAP CORP NOTE 5.125% 6/0 04010LAD5 4020 4000000 PRN SOLE 4000000 0 0 ARES CAP CORP NOTE 4.875% 3/1 04010LAG8 30572 30009000 PRN SOLE 30009000 0 0 ARES CAP CORP NOTE 4.750% 1/1 04010LAJ2 7398 7262000 PRN SOLE 7262000 0 0 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 17095 16863000 PRN SOLE 16863000 0 0 BLACKROCK CAPITAL INVESTMENT NOTE 5.500% 2/1 092533AB4 3090 3000000 PRN SOLE 3000000 0 0 BLUCORA INC NOTE 4.250% 4/0 095229AB6 7963 10600000 PRN SOLE 10600000 0 0 FIFTH STR FIN CORP NOTE 5.375% 4/0 31679BAC4 25056 25056000 PRN SOLE 25056000 0 0 FINISAR CORP NOTE 0.500%12/1 31787AAM3 38727 39517000 PRN SOLE 39517000 0 0 INFINERA CORPORATION DBCV 1.750% 6/0 45667GAB9 63496 44750000 PRN SOLE 44750000 0 0 INTERDIGITAL INC NOTE 1.500% 3/0 458660AD9 28461 27666000 PRN SOLE 27666000 0 0 JDS UNIPHASE CORP DBCV 0.625% 8/1 46612JAF8 26342 27000000 PRN SOLE 27000000 0 0 LINKEDIN CORP NOTE 0.500%11/0 53578AAB4 54791 60500000 PRN SOLE 60500000 0 0 MEDIDATA SOLUTIONS INC NOTE 1.000% 8/0 58471AAB1 7613 7500000 PRN SOLE 7500000 0 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 18060 16000000 PRN SOLE 16000000 0 0 NETSUITE INC NOTE 0.250% 6/0 64118QAB3 30804 32129000 PRN SOLE 32129000 0 0 NEW MTN FIN CORP NOTE 5.000% 6/1 647551AB6 10508 10750000 PRN SOLE 10750000 0 0 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 56537 36300000 PRN SOLE 36300000 0 0 PHOTRONICS INC NOTE 3.250% 4/0 719405AK8 7858 6603000 PRN SOLE 6603000 0 0 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 9873 11000000 PRN SOLE 11000000 0 0 RAMBUS INC DEL NOTE 1.125% 8/1 750917AE6 32473 25544000 PRN SOLE 25544000 0 0 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 1940 2000000 PRN SOLE 2000000 0 0 RUDOLPH TECHNOLOGIES INC NOTE 3.750% 7/1 781268AB3 6515 5950000 PRN SOLE 5950000 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 39747 36591000 PRN SOLE 36591000 0 0 SERVICESOURCE INTL INC NOTE 1.500% 8/0 81763UAB6 6445 7957000 PRN SOLE 7957000 0 0 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 18747 18747000 PRN SOLE 18747000 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 22192 22192000 PRN SOLE 22192000 0 0 STARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 85571WAB5 4455 4500000 PRN SOLE 4500000 0 0 STARWOOD WAYPOINT RESIDENTL NOTE 4.500%10/1 85571WAD1 24219 23500000 PRN SOLE 23500000 0 0 STILLWATER MNG CO NOTE 1.750%10/1 86074QAL6 5378 5000000 PRN SOLE 5000000 0 0 TCP CAP CORP NOTE 5.250%12/1 87238QAB9 29271 29529000 PRN SOLE 29529000 0 0 TPG SPECIALTY LENDING INC NOTE 4.500%12/1 87265KAB8 19323 19580000 PRN SOLE 19580000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 11632 6530000 PRN SOLE 6530000 0 0 TRULIA INC NOTE 2.750%12/1 897888AB9 11571 9900000 PRN SOLE 9900000 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 44928 51200000 PRN SOLE 51200000 0 0 WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 21516 18812000 PRN SOLE 18812000 0 0 WEBMD HEALTH CORP NOTE 1.500%12/0 94770VAK8 35828 26900000 PRN SOLE 26900000 0 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 35246 31088000 PRN SOLE 31088000 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 14744 12500000 PRN SOLE 12500000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 83 50000 SH Put SOLE 50000 0 0 SMUCKER J M CO COM NEW 832696405 16 40000 SH Put SOLE 40000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 63 50000 SH Put SOLE 50000 0 0