0001628280-23-033487.txt : 20231002 0001628280-23-033487.hdr.sgml : 20231002 20231002162203 ACCESSION NUMBER: 0001628280-23-033487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231002 DATE AS OF CHANGE: 20231002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRISHNA ARVIND CENTRAL INDEX KEY: 0001629898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 231299976 MAIL ADDRESS: STREET 1: IBM CORPORATION STREET 2: ONE NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504-1722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 wk-form4_1696278114.xml FORM 4 X0508 4 2023-09-30 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001629898 KRISHNA ARVIND 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 0 0 0 0 Common Stock 2023-09-30 4 A 0 79 440.19 A 804 D Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. /s/ Jennifer C. McGarey, Attorney-in-Fact 2023-10-02