0001225208-21-003984.txt : 20210301 0001225208-21-003984.hdr.sgml : 20210301 20210301083854 ACCESSION NUMBER: 0001225208-21-003984 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210301 DATE AS OF CHANGE: 20210301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHESTON SHEILA C. CENTRAL INDEX KEY: 0001499087 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 21693983 MAIL ADDRESS: STREET 1: C/O NORTHROP GRUMMAN CORPORATION STREET 2: 2980 FAIRVIEW PARK DRIVE CITY: FALLS CHURCH STATE: VA ZIP: 22042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4/A 1 doc4a.xml X0306 4/A 2021-02-16 2021-02-18 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001499087 CHESTON SHEILA C. 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Corp. VP & General Counsel Restricted Performance Stock Rights 2021-02-16 4 A 0 6517.5500 0.0000 A Common Stock 6517.5500 23609.5500 D Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period"). The RSPRs acquired include (i) 258.55 vested RPSRs with respect to the measurement period ended 12/31/20 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/18 that resulted in settlement at 105% of the target award; and (ii) 6,259 unvested RPSRs granted under the LTISP on 2/16/21 with a measurement period ending on 12/31/23. A total of 5,429.55 shares were issued in settlement of the 2018 RPSRs with a measurement period that ended 12/31/20, and the target award amount of 5,171 RPSRs was previously reported in connection with the grant of the 2018 RPSRs. Due to technical issues, a footnote was omitted from the reporting person's Form 4 filed on February 18, 2021. The row reported in Table II of this amended Form 4 is provided for purposes of adding the omitted footnote. This amended Form 4 does not reflect the grant of any additional RPSRs. None of the information previously reported in the tables on February 18, 2021 has changed. /s/ Jennifer C. McGarey, Attorney-in-Fact 2021-02-26