0001225208-18-007470.txt : 20180405 0001225208-18-007470.hdr.sgml : 20180405 20180405165854 ACCESSION NUMBER: 0001225208-18-007470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180401 FILED AS OF DATE: 20180405 DATE AS OF CHANGE: 20180405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pamiljans Janis G CENTRAL INDEX KEY: 0001701037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 18741246 MAIL ADDRESS: STREET 1: 212 LANSING ISLAND DRIVE CITY: INDIAN HARBOUR BEACH STATE: FL ZIP: 32937 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2018-04-01 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001701037 Pamiljans Janis G 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Corp VP & President AS Systems Common Stock 2018-04-01 4 M 0 3789.0000 0.0000 A 10466.1500 D Common Stock 2018-04-01 4 F 0 1879.0000 345.5200 D 8587.1500 D Common Stock 2018-04-04 4 S 0 955.0000 338.8500 D 7632.1500 D Common Stock 6223.3803 I Held in Northrop Grumman Savings & Investment Plan Restricted Stock Rights 2018-04-01 4 M 0 3789.0000 0.0000 D Common Stock 3789.0000 3926.0000 D In light of the vesting date, Sunday, April 1, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on April 2, 2018, the following business day. The shares were distributed into the participant's account on April 3, 2018. Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 4/1/17 that vested on 4/1/18. Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of March 31, 2018. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Shares issued upon vesting of RSRs granted under the LTISP on 4/1/17 that vested on 4/1/18. Total amount includes 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20. /s/ Jennifer C. McGarey, Attorney-in-Fact 2018-04-05