0001225208-13-022466.txt : 20131030 0001225208-13-022466.hdr.sgml : 20131030 20131030163310 ACCESSION NUMBER: 0001225208-13-022466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131028 FILED AS OF DATE: 20131030 DATE AS OF CHANGE: 20131030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERS AULANA L CENTRAL INDEX KEY: 0001192904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 131179727 MAIL ADDRESS: STREET 1: MERRILL LYNCH CORP STREET 2: 222 BROADWAY 17TH FL CITY: NEW YORK STATE: NY ZIP: 10038 4 1 doc4.xml X0306 4 2013-10-28 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001192904 PETERS AULANA L 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Common Stock 2013-10-28 4 M 0 3000.0000 50.5500 A 23377.0000 D Common Stock 2013-10-28 4 S 0 3000.0000 108.1946 D 20377.0000 D Common Stock 3238.0000 I Held in the Peters Family Trust. Stock Option (Right-to-buy) 50.5500 2013-10-28 4 M 0 3000.0000 0.0000 D 2015-05-20 Common Stock 3000.0000 281.0000 D Represents the weighted average sale price of $108.19 rounded to the nearest hundredth. The highest price at which the shares were sold was $108.24 and the lowest price at which the shares were sold was $108.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Amount includes (i) 6,334 shares of common stock; and (ii) 14,043 shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors. The remaining 281 options are fully vested. /s/ Jennifer C. McGarey, Attorney-in-Fact 2013-10-30