0001225208-13-001672.txt : 20130118
0001225208-13-001672.hdr.sgml : 20130118
20130118141608
ACCESSION NUMBER: 0001225208-13-001672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130116
FILED AS OF DATE: 20130118
DATE AS OF CHANGE: 20130118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PETERS AULANA L
CENTRAL INDEX KEY: 0001192904
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 13537232
MAIL ADDRESS:
STREET 1: MERRILL LYNCH CORP
STREET 2: 222 BROADWAY 17TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 800640649
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
BUSINESS PHONE: 703-280-2900
MAIL ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
4
1
doc4.xml
X0306
4
2013-01-16
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001192904
PETERS AULANA L
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH
VA
22042
1
Common Stock
2013-01-16
4
J
0
4267.0000
66.8500
A
23164.0000
D
Common Stock
2013-01-16
4
J
0
4267.0000
66.8500
D
18897.0000
D
Common Stock
3238.0000
I
Held in the Peters Family Trust.
Distribution of shares pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "2011 Plan") and the 1993 Stock Plan for Non-Employee Directors (the "1993 Plan") from stock unit account. This transaction is exempt pursuant to Rule 16b-3.
Amount includes (i) 6,334 shares of common stock (including 4,267 shares of common stock received after payout of units from the 2011 Plan); and (ii) 16,830 shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan, which transactions are exempt from Section 16 and not reportable under Rule 16a-11.
Represents shares of common stock held after payout of units into shares of common stock, in a transaction exempt pursuant to Rule 16b-3. Amount inlcudes (i) 6,334 shares of common stock (including 4,267 shares of common stock after payout of units from the 2011 Plan); and (ii) 12,563 shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan.
/s/ Jennifer C. McGarey, Attorney-in-Fact
2013-01-18