0001225208-13-001672.txt : 20130118 0001225208-13-001672.hdr.sgml : 20130118 20130118141608 ACCESSION NUMBER: 0001225208-13-001672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130116 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERS AULANA L CENTRAL INDEX KEY: 0001192904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 13537232 MAIL ADDRESS: STREET 1: MERRILL LYNCH CORP STREET 2: 222 BROADWAY 17TH FL CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2013-01-16 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001192904 PETERS AULANA L 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Common Stock 2013-01-16 4 J 0 4267.0000 66.8500 A 23164.0000 D Common Stock 2013-01-16 4 J 0 4267.0000 66.8500 D 18897.0000 D Common Stock 3238.0000 I Held in the Peters Family Trust. Distribution of shares pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "2011 Plan") and the 1993 Stock Plan for Non-Employee Directors (the "1993 Plan") from stock unit account. This transaction is exempt pursuant to Rule 16b-3. Amount includes (i) 6,334 shares of common stock (including 4,267 shares of common stock received after payout of units from the 2011 Plan); and (ii) 16,830 shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan, which transactions are exempt from Section 16 and not reportable under Rule 16a-11. Represents shares of common stock held after payout of units into shares of common stock, in a transaction exempt pursuant to Rule 16b-3. Amount inlcudes (i) 6,334 shares of common stock (including 4,267 shares of common stock after payout of units from the 2011 Plan); and (ii) 12,563 shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan. /s/ Jennifer C. McGarey, Attorney-in-Fact 2013-01-18