0001225208-12-025100.txt : 20121212 0001225208-12-025100.hdr.sgml : 20121212 20121212131724 ACCESSION NUMBER: 0001225208-12-025100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121210 FILED AS OF DATE: 20121212 DATE AS OF CHANGE: 20121212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRASER DARRYL M CENTRAL INDEX KEY: 0001430016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 121258531 MAIL ADDRESS: STREET 1: C/O NORTHROP GRUMMAN CORPORATION STREET 2: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2012-12-10 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001430016 FRASER DARRYL M 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Corp VP, Communications Common Stock 2012-12-10 4 M 0 20000.0000 41.1400 A 38529.0000 D Common Stock 2012-12-10 4 S 0 20000.0000 68.0100 D 18529.0000 D Common Stock 3668.7179 I Held in Northrop Grumman Savings & Investment Plan Stock Option (Right-to-buy) 41.1400 2012-12-10 4 M 0 20000.0000 0.0000 D 2016-02-17 Common Stock 20000.0000 10626.0000 D Represents the weighted average sale price of $68.01 rounded to the nearest hundredth. The highest price at which the shares were sold was $68.22 and the lowest price at which the shares were sold was $67.69. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of December 10, 2012. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. The option is fully exercisable. /s/ Jennifer C. McGarey, Attorney-in-Fact 2012-12-12