0001193125-05-056707.txt : 20120622 0001193125-05-056707.hdr.sgml : 20120622 20050321165432 ACCESSION NUMBER: 0001193125-05-056707 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20050321 DATE AS OF CHANGE: 20050321 GROUP MEMBERS: NORTHROP GRUMMAN SPACE & MISSION SYSTEMS CORP. GROUP MEMBERS: RICHMOND TAI INC. GROUP MEMBERS: RICHMOND UK INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP CENTRAL INDEX KEY: 0001267097 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 810597059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79586 FILM NUMBER: 05694671 MAIL ADDRESS: STREET 1: 12025 TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105536262 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)1

 

 

 

TRW Automotive Holdings Corp.


(Name of Issuer)

 

Common Stock, par value $.01 per share


(Title of Class of Securities)

 

 

87264S 10 6


                                (CUSIP Number)                                

 

March 11, 2005


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

1   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 8


CUSIP No. 87264S 10 6

  13G   Page 2 of 8 Pages

 

  (1)  

Name of Reporting Persons

I.R.S. Identification No. of Above Persons (Entities Only)

 

            Northrop Grumman Corporation (“Northrop Grumman”)

            95-4840775

   
  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  (3)  

SEC USE ONLY

 

   
  (4)  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  (5)    Sole Voting Power

 

                9,743,500*


  (6)    Shared Voting Power

 

                -0-


  (7)    Sole Dispositive Power

 

                9,743,500*


  (8)    Shared Dispositive Power

 

                -0-

  (9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            9,743,500*

   
(10)  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 

 

¨

(11)  

Percent of Class Represented by Amount in Row (9)

 

            9.8%*

   
(12)  

Type of Reporting Person

 

            CO

   


CUSIP No. 87264S 10 6

  13G   Page 3 of 8 Pages

 

  (1)  

Name of Reporting Persons

I.R.S. Identification No. of Above Persons (Entities Only)

 

             Northrop Grumman Space & Mission Systems Corp. (“NGS&MS”)

            34-0575430

   
  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  (3)  

SEC USE ONLY

 

   
  (4)  

Citizenship or Place of Organization

 

            Ohio

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  (5)    Sole Voting Power:

 

                9,743,500 *


  (6)    Shared Voting Power

 

                -0-


  (7)    Sole Dispositive Power

 

                9,743,500*


  (8)    Shared Dispositive Power

 

                -0-

  (9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            9,743,500*

   
(10)  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 

 

¨

(11)  

Percent of Class Represented by Amount in Row (9)

 

            9.8%*

   
(12)  

Type of Reporting Person

 

            CO

   


CUSIP No. 87264S 10 6

  13G   Page 4 of 8 Pages

 

  (1)  

Name of Reporting Persons

I.R.S. Identification No. of Above Persons (Entities Only)

 

            Richmond TAI Inc. (“Richmond TAI”)

            03-0450952

   
  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  (3)  

SEC USE ONLY

 

   
  (4)  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  (5)    Sole Voting Power:

 

                 9,743,500*


  (6)    Shared Voting Power:

 

                -0-


  (7)    Sole Dispositive Power:

 

                9,743,500*


  (8)    Shared Dispositive Power:

 

                -0-

  (9)  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

            9,743,500*

   
(10)  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ¨
(11)  

Percent of Class Represented by Amount in Row (9)

 

            9.8%*

   
(12)  

Type of Reporting Person

 

            CO

   


CUSIP No. 87264S 10 6

  13G   Page 5 of 8 Pages

 

  (1)  

Name of Reporting Persons

I.R.S. Identification No. of Above Persons (Entities Only)

 

            Richmond U.K. Inc. (“Richmond UK”)

            14-1857691

   
  (2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  (3)  

SEC USE ONLY

 

   
  (4)  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  (5)    Sole Voting Power:

 

                9,743,500*


  (6)    Shared Voting Power:

 

                -0-


  (7)    Sole Dispositive Power:

 

                9,743,500*


  (8)    Shared Dispositive Power:

 

                -0-

  (9)  

            9,743,500*

   
(10)  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 

¨

(11)  

Percent of Class Represented by Amount in Row (9)

 

            9.8%*

   
(12)  

Type of Reporting Person

 

            CO

   

 

* In connection with the Issuer’s initial public offering of its common stock, par value $0.01 per share (the “Common Stock”), on February 2, 2004 (the “IPO”), the Issuer filed with the Securities and Exchange Commission Amendment No. 8 to its Registration Statement on Form S-1 on January 30, 2004 (the “Registration Statement”). Prior to the IPO, the Reporting Persons held 17,000,000 shares of the Issuer’s Common Stock. On March 11, 2005, the Reporting Persons sold 7,256,500 shares of Common Stock to the Issuer (the “Disposition”). The number of shares of Common Stock covered under this Schedule 13G (the “Shares”) reflects those beneficially owned by the Reporting Persons following the IPO and the Disposition. The calculation of the foregoing percentage is based on 98,971,479 shares of common stock outstanding as of February 3, 2005, based on the TRW Automotive Holdings Corp. Annual Report for the year ended December 31, 2004 filed on Form 10-K with the United States Securities and Exchange Commission on February 23, 2005. The record owner of the Shares is Richmond U.K. Inc. (“Richmond UK”), which has the direct power to vote and dispose of the Shares. Richmond UK is a wholly-owned subsidiary of Richmond TAI Corp. (“Richmond TAI”), which has the indirect power to direct the voting and disposition of the Shares. Richmond TAI is a wholly-owned subsidiary of Northrop Grumman Space & Mission Systems Corp. (“NGS&MS”), which has the indirect power to direct the voting and disposition of the Shares. NGS&MS is a wholly-owned subsidiary of Northrop Grumman Corporation, which as the ultimate indirect parent, has the indirect power to direct the voting and disposition of the Shares.


CUSIP No. 87264S 10 6    13G    Page 6 of 8 Pages

 

Item 1

 

(a).

   Name of Issuer:          
         TRW Automotive Holdings Corp.          

Item 1

 

(b).

   Address of Issuer’s Principal Executive Offices:          
        

12001 Tech Center Drive

Livonia, Michigan 48150

         

Item 2

 

(a).

   Name of Person Filing:          
         Northrop Grumman Corporation          

Item 2

 

(b).

   Address of Principal Business Office or, if None, Residence:          
        

1840 Century Park East

Los Angeles, California 90067

         

Item 2

 

(c).

   Citizenship:          
         Delaware          

Item 2

 

(d).

   Title of Class of Securities:          
         TRW Automotive Holdings Corp., Common Stock, par value $0.01 per share

Item 2

 

(e).

   CUSIP Number:              
         87264S 10 6          

Item 3.

  If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:     
    Not applicable.          


CUSIP No. 87264S 10 6    13G    Page 7 of 8 Pages

 

Item 4.

   Ownership:          
     (a)    Amount beneficially owned:          
          9,743,500          
     (b)    Percent of class:          
          9.8%          
     (c)    Number of shares as to which such person has:          
          (i)    Sole power to vote or to direct the vote:          
               9,743,500          
          (ii)    Shared power to vote or to direct the vote:          
               -0-**          
          (iii)    Sole power to dispose or to direct the disposition of:          
               9,743,500          
          (iv)    Shared power to dispose or to direct the disposition of:          
               -0-          

**     Pursuant to Article VI of the Second Amended and Restated Stockholders Agreement by and among TRW Automotive Holdings Corp., Automotive Investors L.L.C. (“AI LLC”) and Northrop Grumman Corporation, dated January 28, 2004 and filed with TRW Automotive Holdings’ Amendment No. 7 to its Registration Statement on Form S-1 on January 29, 2004 (the “Stockholders Agreement”), Northrop Grumman Corporation has certain rights to designate one nominee for election to the board of directors of Issuer and AI LLC agrees to vote its shares of Common Stock for such designee.

Item 5.

   Ownership of Five Percent or Less of a Class:     
     Not applicable     

Item 6.

   Ownership of More than Five Percent on Behalf of Another Person:          
     Not applicable.          

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
     Not applicable.

Item 8.

   Identification and Classification of Members of the Group:          
     Not applicable.          

Item 9.

   Notice of Dissolution of Group:          
     Not applicable.          

Item 10.

   Certifications:          
     Not applicable.          


CUSIP No. 87264S 10 6    13G    Page 8 of 8 Pages

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: March 21, 2005    NORTHROP GRUMMAN CORPORATION
     By:  

/s/ John H. Mullan


         John H. Mullan, Corporate Vice President and Secretary
Date: March 21, 2005   

NORTHROP GRUMMAN SPACE

& MISSION SYSTEMS CORP.

     By:  

/s/ Kathleen M. Salmas


         Kathleen M. Salmas, Secretary
Date: March 21, 2005    RICHMOND TAI INC.
     By:  

/s/ Kathleen M. Salmas


         Kathleen M. Salmas, Secretary
Date: March 21, 2005    RICHMOND U.K. INC.
     By:  

/s/ Kathleen M. Salmas


         Kathleen M. Salmas, Secretary

 

 

EX-1 2 dex1.htm JOINT FILING AGREEMENT Joint Filing Agreement

Exhibit 1

 

JOINT FILING AGREEMENT

 

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate.

 

This Agreement may be executed in counterparts and each of such counterparts taken together shall constitute one and the same instrument.

 

Date: March 21, 2005    NORTHROP GRUMMAN CORPORATION
     By:   

/s/ John H. Mullan


          John H. Mullan, Corporate Vice President and Secretary
Date: March 21, 2005   

NORTHROP GRUMMAN SPACE

    & MISSION SYSTEMS CORP.

     By:   

/s/ Kathleen M. Salmas


          Kathleen M. Salmas, Secretary
Date: March 21, 2005    RICHMOND TAI INC.
     By:   

/s/ Kathleen M. Salmas


          Kathleen M. Salmas, Secretary
Date: March 21, 2005    RICHMOND U.K. INC.
     By:   

/s/ Kathleen M. Salmas


          Kathleen M. Salmas, Secretary