0001181431-12-010111.txt : 20120217
0001181431-12-010111.hdr.sgml : 20120217
20120217192245
ACCESSION NUMBER: 0001181431-12-010111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120215
FILED AS OF DATE: 20120217
DATE AS OF CHANGE: 20120217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VICE THOMAS E
CENTRAL INDEX KEY: 0001493777
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 12624440
MAIL ADDRESS:
STREET 1: C/O NORTHROP GRUMMAN CORPORATION
STREET 2: 1840 CENTURY PARK EAST
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 954840775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
BUSINESS PHONE: 703-280-2900
MAIL ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
4
1
rrd334139.xml
2012 RPSRS & RSRS AWARDS
X0304
4
2012-02-15
0
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001493777
VICE THOMAS E
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH
VA
22042
0
1
0
0
Corp VP & Pres Tech Servs
Restricted Performance Stock Rights
2012-02-15
4
A
0
30764
0
A
Common Stock
30764
62004
D
Restricted Stock Rights
2012-02-15
4
A
0
12070
0
A
Common Stock
12070
32292
D
Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the three-year performance period ending December 31, 2014.
Total amount includes 30,764 unvested RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/15/12 with a valuation of performance measurement period ("measurement period") ending on 12/31/14; 11,286 unvested RPSRs granted under the 2001 Long-Term Incentive Stock Plan ("2001 LTISP") on 2/16/10 with a measurement period ending on 12/31/12; 9,843 unvested RPSRs granted under the 2001 LTISP on 8/3/10 with a measurement period ending on 12/31/12; and 10,111 unvested RPSRs granted under the 2001 LTISP on 2/15/11 with a measurement period ending on 12/31/13. Grants awarded pursuant to Rule 16b-3(d).
Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/15/12 and will vest on 2/15/15.
Total amount includes 12,070 RSRs granted under the LTISP on 2/15/12 that will vest on 2/15/15; 10,111 RSRs granted under the 2001 LTISP on 2/15/11 that will vest on 2/15/15; and 10,111 RSRs granted under the 2001 LTISP on 2/15/11 that will vest on 2/15/15. Grants awarded pursuant to Rule 16b-3(d).
/s/ Jennifer C. McGarey, Attorney-in-fact for Thomas E. Vice
2012-02-17