0001181431-12-004503.txt : 20120130
0001181431-12-004503.hdr.sgml : 20120130
20120130183739
ACCESSION NUMBER: 0001181431-12-004503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120126
FILED AS OF DATE: 20120130
DATE AS OF CHANGE: 20120130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PETERS AULANA L
CENTRAL INDEX KEY: 0001192904
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 12556957
MAIL ADDRESS:
STREET 1: MERRILL LYNCH CORP
STREET 2: 222 BROADWAY 17TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 954840775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
BUSINESS PHONE: 703-280-2900
MAIL ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
4
1
rrd331644.xml
FORM 4 - RELEASE & DISTRIBUTION OF SHARES FROM SUA
X0304
4
2012-01-26
0
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001192904
PETERS AULANA L
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH
VA
22042
1
0
0
0
Common Stock
2012-01-26
4
J
0
2067
59.32
D
14314
D
Common Stock
2012-01-26
4
J
0
2067
59.32
A
16381
D
Common Stock
12475
I
Trustee: Peters Family Trust
Distribution of shares pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "2011 Plan") and the 1993 Stock Plan for Non-Employee Directors (the "1993 Plan") from stock unit account. This transaction is exempt pursuant to Rule 16b-3.
Represents shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan after payout of units into shares of common stock, in a transaction exempt pursuant to Rule 16b-3.
Amount includes (i) 2,067 shares of common stock received after payout of units from the 2011 Plan and the 1993 Plan; and (ii) 14,314 shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan.
/s/ Jennifer C. McGarey, Attorney-in-Fact for Aulana L. Peters
2012-01-30