0001181431-12-004503.txt : 20120130 0001181431-12-004503.hdr.sgml : 20120130 20120130183739 ACCESSION NUMBER: 0001181431-12-004503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120126 FILED AS OF DATE: 20120130 DATE AS OF CHANGE: 20120130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERS AULANA L CENTRAL INDEX KEY: 0001192904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 12556957 MAIL ADDRESS: STREET 1: MERRILL LYNCH CORP STREET 2: 222 BROADWAY 17TH FL CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd331644.xml FORM 4 - RELEASE & DISTRIBUTION OF SHARES FROM SUA X0304 4 2012-01-26 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001192904 PETERS AULANA L 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 0 0 0 Common Stock 2012-01-26 4 J 0 2067 59.32 D 14314 D Common Stock 2012-01-26 4 J 0 2067 59.32 A 16381 D Common Stock 12475 I Trustee: Peters Family Trust Distribution of shares pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "2011 Plan") and the 1993 Stock Plan for Non-Employee Directors (the "1993 Plan") from stock unit account. This transaction is exempt pursuant to Rule 16b-3. Represents shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan after payout of units into shares of common stock, in a transaction exempt pursuant to Rule 16b-3. Amount includes (i) 2,067 shares of common stock received after payout of units from the 2011 Plan and the 1993 Plan; and (ii) 14,314 shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan. /s/ Jennifer C. McGarey, Attorney-in-Fact for Aulana L. Peters 2012-01-30