0001181431-11-021912.txt : 20110404
0001181431-11-021912.hdr.sgml : 20110404
20110404172154
ACCESSION NUMBER: 0001181431-11-021912
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110404
DATE AS OF CHANGE: 20110404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PETERS AULANA L
CENTRAL INDEX KEY: 0001192904
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 11737001
MAIL ADDRESS:
STREET 1: MERRILL LYNCH CORP
STREET 2: 222 BROADWAY 17TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 954840775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1840 CENTURY PK E
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-1630
MAIL ADDRESS:
STREET 1: 1840 CENTURY PARK EAST
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
4
1
rrd306410.xml
FORM 4
X0303
4
2011-03-31
0
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001192904
PETERS AULANA L
1840 CENTURY PARK EAST
LOS ANGELES
CA
90067
1
0
0
0
Common Stock
2011-03-31
4
A
0
1190
0
A
13884
I
See footnote
Common Stock
2011-03-31
4
J
0
580
62.71
A
14464
I
See footnote
Common Stock
12475
D
Stock Option (Right-to-Buy)
56.25
2011-03-31
4
A
0
3281
A
2012-05-20
Common Stock
3281
3281
D
Stock Option (Right-to-Buy)
50.55
2011-03-31
4
A
0
3281
A
2015-05-20
Common Stock
3281
3281
D
On March 30, 2011, New P, Inc., now renamed "Northrop Grumman Corporation" ("Issuer"), became the successor issuer of Northrop Grumman Corporation ("Old Northrop Grumman"), now renamed "Titan II Inc.", pursuant to a merger. As a result of the merger, each holder of Old Northrop Grumman common stock received the identical number and percentage of the outstanding shares of common stock of Issuer as they owned of Old Northrop Grumman prior to the merger.
Pursuant to anti-dilution provisions of this grant, the number of shares subject to it (and for options, the exercise price) was adjusted in conjunction with the Issuer's spin-off of Huntington Ingalls Industries, Inc. The terms of the adjustment were approved by the Issuer's Board of Directors.
Represents shares of common stock held in a stock unit account pursuant to the 1993 Stock Plan for Non-Employee Directors.
Shares of common stock deferred into stock unit account, including dividends, pursuant to the 1993 Stock Plan for Non-Employee Directors in a transaction exempt pursuant to Rule 16b-3.
The option is fully exercisable.
Granted without payment by grantee.
/s/ Kathleen M. Salmas, Attorney-in-Fact for Aulana L. Peters
2011-04-04