0001181431-11-021912.txt : 20110404 0001181431-11-021912.hdr.sgml : 20110404 20110404172154 ACCESSION NUMBER: 0001181431-11-021912 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110404 DATE AS OF CHANGE: 20110404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERS AULANA L CENTRAL INDEX KEY: 0001192904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 11737001 MAIL ADDRESS: STREET 1: MERRILL LYNCH CORP STREET 2: 222 BROADWAY 17TH FL CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-1630 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd306410.xml FORM 4 X0303 4 2011-03-31 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001192904 PETERS AULANA L 1840 CENTURY PARK EAST LOS ANGELES CA 90067 1 0 0 0 Common Stock 2011-03-31 4 A 0 1190 0 A 13884 I See footnote Common Stock 2011-03-31 4 J 0 580 62.71 A 14464 I See footnote Common Stock 12475 D Stock Option (Right-to-Buy) 56.25 2011-03-31 4 A 0 3281 A 2012-05-20 Common Stock 3281 3281 D Stock Option (Right-to-Buy) 50.55 2011-03-31 4 A 0 3281 A 2015-05-20 Common Stock 3281 3281 D On March 30, 2011, New P, Inc., now renamed "Northrop Grumman Corporation" ("Issuer"), became the successor issuer of Northrop Grumman Corporation ("Old Northrop Grumman"), now renamed "Titan II Inc.", pursuant to a merger. As a result of the merger, each holder of Old Northrop Grumman common stock received the identical number and percentage of the outstanding shares of common stock of Issuer as they owned of Old Northrop Grumman prior to the merger. Pursuant to anti-dilution provisions of this grant, the number of shares subject to it (and for options, the exercise price) was adjusted in conjunction with the Issuer's spin-off of Huntington Ingalls Industries, Inc. The terms of the adjustment were approved by the Issuer's Board of Directors. Represents shares of common stock held in a stock unit account pursuant to the 1993 Stock Plan for Non-Employee Directors. Shares of common stock deferred into stock unit account, including dividends, pursuant to the 1993 Stock Plan for Non-Employee Directors in a transaction exempt pursuant to Rule 16b-3. The option is fully exercisable. Granted without payment by grantee. /s/ Kathleen M. Salmas, Attorney-in-Fact for Aulana L. Peters 2011-04-04