-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRrZtMcRKBFuc0RkwToIQd3JndfKlCbsmb0N8G6HWJRXoJfxBqRVidc8wxrv/15X 6mCzzgLGxtNv6iYnNBuOvw== 0001181431-07-016062.txt : 20070301 0001181431-07-016062.hdr.sgml : 20070301 20070301191804 ACCESSION NUMBER: 0001181431-07-016062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070228 FILED AS OF DATE: 20070301 DATE AS OF CHANGE: 20070301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETTERS C MICHAEL CENTRAL INDEX KEY: 0001307506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 07665239 BUSINESS ADDRESS: BUSINESS PHONE: (310) 201-3000 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067-2199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105536262 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd149385.xml 2007 RPSR AND STOCK OPTION GRANTS X0202 4 2007-02-28 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001307506 PETTERS C MICHAEL 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Corp. VP & Pres. Newport News Common Stock 2007-02-28 4 A 0 18000 71.85 A 74892 D Common Stock 947.27 I See footnote. Stock Option (Right-to-Buy) 71.85 2007-02-28 4 A 0 36000 71.85 A 2008-02-28 2017-02-28 Common Stock 36000 36000 D Total includes 20,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/28/05, with a valuation of performance measurement period ("measurement period") ending on 12/31/2007; 20,000 unvested RPSRs granted under the 2001 LTISP on 2/15/06 with the measurement period ending on 12/31/08; and 18,000 RPSRs granted under the 2001 LTISP on 2/28/07, with the measurement period ending on 12/31/09. Grants awarded pursuant to Rule 16b-3(d). Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of Februry 1, 2007. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. This option vests in four equal installments (25%) on each anniversary of grant date commencing 2/28/08. /s/ Kathleen M. Salmas, Attorney-in-fact for C. Michael Petters 2007-03-01 -----END PRIVACY-ENHANCED MESSAGE-----