-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LBwGdKxJ792Ev5r/jjF+bF5fXu0yP3IDqFYQnDuhnnw87BVZ6TJ7z/RywFCNnxab 9a4MOKm7df9HDSP8169sqQ== 0001181431-04-044474.txt : 20040921 0001181431-04-044474.hdr.sgml : 20040921 20040921151304 ACCESSION NUMBER: 0001181431-04-044474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040919 FILED AS OF DATE: 20040921 DATE AS OF CHANGE: 20040921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUGAR RONALD D CENTRAL INDEX KEY: 0001216519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 041039236 BUSINESS ADDRESS: STREET 1: NORTHROP GRUMMAN CORP. STREET 2: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067-2199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105536262 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd53002.xml X0202 4 2004-09-19 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001216519 SUGAR RONALD D 1840 CENTURY PARK EAST LOS ANGELES CA 90067 1 1 0 0 CEO & President Common Stock 2004-09-19 2004-09-19 4 F 0 15844 53.18 D 274542 D Common Stock 25008 I Trustee: R.D. Sugar Revocable Trust Includes grants of 40,000 Restricted Performance Stock Rights (RPSRs) under the 2001 Northrop Grumman Long-Term Incentive Stock Plan (LTISP) with the measurement period ending on December 31, 2004; 50,000 RPSRs granted under the 2001 LTISP on 8/20/02 with the measurement period ending on 12/31/05; and 100,000 RPSRs granted under the 2001 LTISP on 8/20/03 with the measurement period ending on 12/31/06. Grants awarded pursuant to Rule 16b-3(d). Effective June 21, 2004, the common stock of Northrop Grumman Corporation was split 2-for-1. The number of shares and price per share were adjusted accordingly on the day of trading following the June 21, 2004 distribution date. Kathleen M. Salmas, Attorney-in-fact for Ronald D. Sugar 2004-09-21 -----END PRIVACY-ENHANCED MESSAGE-----