0001209191-15-041870.txt : 20150512 0001209191-15-041870.hdr.sgml : 20150512 20150512180459 ACCESSION NUMBER: 0001209191-15-041870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150508 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTPORT INNOVATIONS INC CENTRAL INDEX KEY: 0001370416 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 101-1750 WEST 75TH AVENUE CITY: VANCOUVER STATE: A1 ZIP: 000000 BUSINESS PHONE: 6047182000 MAIL ADDRESS: STREET 1: 101-1750 WEST 75TH AVENUE CITY: VANCOUVER STATE: A1 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS JAMES E III CENTRAL INDEX KEY: 0001268476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 15855792 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVDL. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST CENTRAL INDEX KEY: 0001268475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 15855793 BUSINESS ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4155262200 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS FAMILY TRUST CENTRAL INDEX KEY: 0001268474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 15855794 BUSINESS ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 415-526-2200 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS KEVIN CENTRAL INDEX KEY: 0001132859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 15855795 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-08 0 0001370416 WESTPORT INNOVATIONS INC WPRT 0001132859 DOUGLAS KEVIN 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001268474 DOUGLAS FAMILY TRUST 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001268475 JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001268476 DOUGLAS JAMES E III 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group Common Stock 2015-05-08 4 P 0 39725 5.69 A 3553745 D Common Stock 2015-05-08 4 P 0 32773 5.69 A 3478179 I By James Douglas and Jean Douglas Irrevocable Descendants' Trust Common Stock 2015-05-08 4 P 0 16883 5.69 A 1816268 I By Douglas Family Trust Common Stock 2015-05-08 4 P 0 9932 5.69 A 1046778 I By James E. Douglas III Common Stock 2015-05-11 4 P 0 60275 6.02 A 3614020 D Common Stock 2015-05-11 4 P 0 49727 6.02 A 3527906 I By James Douglas and Jean Douglas Irrevocable Descendants' Trust Common Stock 2015-05-11 4 P 0 25617 6.02 A 1841885 I By Douglas Family Trust Common Stock 2015-05-11 4 P 0 15068 6.02 A 1061846 I By James E. Douglas III Common Stock 52902 I By KGD 2012 Trust Common Stock 52902 I By MMD 2012 Trust These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. These shares are held directly by James E. Douglas III and indirectly by Kevin Douglas. These shares are held by the KGD 2012 Trust, of which Kevin Douglas is the settlor and has the right to substitute property of equivalent value in return for the shares held by the KGD 2012 Trust, and indirectly by Kevin Douglas. These shares are held by the MMD 2012 Trust, of which Michelle Douglas is the settlor and has the right to substitute property of equivalent value in return for the shares held by the MMD 2012 Trust, and indirectly by Michelle Douglas and Kevin Douglas. /s/ Eileen Wheatman, attorney in fact for Kevin Douglas 2015-05-12 /s/ Eileen Wheatman, attorney in fact for Douglas Family Trust 2015-05-12 /s/ Eileen Wheatman, attorney in fact for James Douglas and Jean Douglas Irrevocable Descendants' Trust 2015-05-12 /s/ Eileen Wheatman, attorney in fact for James E. Douglas III 2015-05-12