0001209191-12-023931.txt : 20120423 0001209191-12-023931.hdr.sgml : 20120423 20120423181824 ACCESSION NUMBER: 0001209191-12-023931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120419 FILED AS OF DATE: 20120423 DATE AS OF CHANGE: 20120423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS KEVIN CENTRAL INDEX KEY: 0001132859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 12774256 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 93939 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTPORT INNOVATIONS INC CENTRAL INDEX KEY: 0001370416 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 101-1750 WEST 75TH AVENUE CITY: VANCOUVER STATE: A1 ZIP: 000000 BUSINESS PHONE: 6047182000 MAIL ADDRESS: STREET 1: 101-1750 WEST 75TH AVENUE CITY: VANCOUVER STATE: A1 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS FAMILY TRUST CENTRAL INDEX KEY: 0001268474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 12774255 BUSINESS ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 415-526-2200 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST CENTRAL INDEX KEY: 0001268475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 12774254 BUSINESS ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4155262200 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS JAMES E III CENTRAL INDEX KEY: 0001268476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 12774253 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVDL. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KGD 2010 Annuity Trust V CENTRAL INDEX KEY: 0001544920 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 12774252 BUSINESS ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD, STE 400 CITY: LARKSPUR STATE: CA ZIP: 93939 BUSINESS PHONE: 415-526-2200 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD, STE 400 CITY: LARKSPUR STATE: CA ZIP: 93939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MMD 2010 Annuity Trust V CENTRAL INDEX KEY: 0001544921 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 12774257 BUSINESS ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD, STE 400 CITY: LARKSPUR STATE: CA ZIP: 93939 BUSINESS PHONE: 415-526-2200 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD, STE 400 CITY: LARKSPUR STATE: CA ZIP: 93939 4 1 c28400_4x0.xml MAIN DOCUMENT DESCRIPTION X0305 4 2012-04-19 0001370416 WESTPORT INNOVATIONS INC WPRT 0001132859 DOUGLAS KEVIN 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001268474 DOUGLAS FAMILY TRUST 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001268475 JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001268476 DOUGLAS JAMES E III 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001544920 KGD 2010 Annuity Trust V 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001544921 MMD 2010 Annuity Trust V 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group Common Stock 2012-04-19 4 X 0 18500 40 A 2407253 D Common Stock 2012-04-20 4 X 0 5800 41 A 2957315 I By James Douglas and Jean Douglas Irrevocable Descendants' Trust Common Stock 2012-04-21 4 X 0 61600 41 A 2468853 D Common Stock 2012-04-21 4 X 0 44900 41 A 3002215 I By James Douglas and Jean Douglas Irrevocable Descendants' Trust Common Stock 2012-04-21 4 X 0 26100 41 A 1571075 I By Douglas Family Trust Common Stock 2012-04-21 4 X 0 15400 41 A 902546 I By James E. Douglas III Common Stock 2012-04-21 4 X 0 61500 40 A 2530353 D Common Stock 2012-04-21 4 X 0 66000 40 A 3068215 I By James Douglas and Jean Douglas Irrevocable Descendants' Trust Common Stock 2012-04-21 4 X 0 34000 40 A 1605075 I By Douglas Family Trust Common Stock 2012-04-21 4 X 0 20000 40 A 922546 I By James E. Douglas III Common Stock 601839 I By KGD 2010 Annuity Trust V Common Stock 601839 I By MMD 2010 Annuity Trust V Put Option (obligation to buy) 40 2012-04-19 4 X 0 185 0 D 2012-03-29 2012-04-20 Common Stock 18500 61500 D Put Option (obligation to buy) 41 2012-04-20 4 X 0 58 0 D 2012-03-28 2012-04-20 Common Stock 5800 44900 I By James and Jean Douglas Irrevocable Descendants? Trust Put Option (obligation to buy) 41 2012-04-21 4 X 0 616 0 D 2012-03-28 2012-04-20 Common Stock 61600 0 D Put Option (obligation to buy) 41 2012-04-21 4 X 0 449 0 D 2012-03-28 2012-04-20 Common Stock 44900 0 I By James and Jean Douglas Irrevocable Descendants? Trust Put Option (obligation to buy) 41 2012-04-21 4 X 0 261 0 D 2012-03-28 2012-04-20 Common Stock 26100 0 I By Douglas Family Trust Put Option (obligation to buy) 41 2012-04-21 4 X 0 154 0 D 2012-03-28 2012-04-20 Common Stock 15400 0 I By James E. Douglas III Put Option (obligation to buy) 40 2012-04-21 4 X 0 615 0 D 2012-03-29 2012-04-20 Common Stock 61500 0 D Put Option (obligation to buy) 40 2012-04-21 4 X 0 660 0 D 2012-03-29 2012-04-20 Common Stock 66000 0 I By James and Jean Douglas Irrevocable Descendants? Trust Put Option (obligation to buy) 40 2012-04-21 4 X 0 340 0 D 2012-03-29 2012-04-20 Common Stock 34000 0 I By Douglas Family Trust Put Option (obligation to buy) 40 2012-04-21 4 X 0 200 0 D 2012-03-29 2012-04-20 Common Stock 20000 0 I By James E. Douglas III These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. These shares are held directly by James E. Douglas III and indirectly by Kevin Douglas. These shares are held directly by the KGD 2010 Annuity Trust V, a grantor-retained annuity trust of which Kevin Douglas is the sole trustee, and indirectly by Kevin Douglas. These shares are held directly by the MMD 2010 Annuity Trust V, a grantor-retained annuity trust of which Michelle Douglas is the sole trustee, and indirectly by Michelle Douglas and Kevin Douglas. /s/ Tim McGaw, attorney in fact for Kevin Douglas 2012-04-23 /s/ Tim McGaw, attorney in fact for Douglas Family Trust 2012-04-23 /s/ Tim McGaw, attorney in fact for James Douglas and Jean Douglas Irrevocable Descendants? Trust 2012-04-23 /s/ Tim McGaw, attorney in fact for James E. Douglas III 2012-04-23 /s/ Tim McGaw, attorney in fact for KGD 2010 Annuity Trust V 2012-04-23 /s/ Tim McGaw, attorney in fact for MMD 2010 Annuity Trust V 2012-04-23