0001209191-12-023707.txt : 20120419 0001209191-12-023707.hdr.sgml : 20120419 20120419203402 ACCESSION NUMBER: 0001209191-12-023707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120328 FILED AS OF DATE: 20120419 DATE AS OF CHANGE: 20120419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS KEVIN CENTRAL INDEX KEY: 0001132859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 12769350 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 93939 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTPORT INNOVATIONS INC CENTRAL INDEX KEY: 0001370416 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 101-1750 WEST 75TH AVENUE CITY: VANCOUVER STATE: A1 ZIP: 000000 BUSINESS PHONE: 6047182000 MAIL ADDRESS: STREET 1: 101-1750 WEST 75TH AVENUE CITY: VANCOUVER STATE: A1 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS FAMILY TRUST CENTRAL INDEX KEY: 0001268474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 12769349 BUSINESS ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 415-526-2200 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST CENTRAL INDEX KEY: 0001268475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 12769348 BUSINESS ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4155262200 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVD. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLAS JAMES E III CENTRAL INDEX KEY: 0001268476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34152 FILM NUMBER: 12769351 MAIL ADDRESS: STREET 1: 125 E. SIR FRANCIS DRAKE BLVDL. STREET 2: SUITE 400 CITY: LARKSPUR STATE: CA ZIP: 94939 4 1 c28373_4x0.xml MAIN DOCUMENT DESCRIPTION X0305 4 2012-03-28 0001370416 WESTPORT INNOVATIONS INC WPRT 0001132859 DOUGLAS KEVIN 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001268474 DOUGLAS FAMILY TRUST 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001268475 JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group 0001268476 DOUGLAS JAMES E III 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR CA 94939 0 0 1 1 13(d)(3) group Put Option (obligation to buy) 41 2012-03-28 4 S 0 616 153 D 2012-03-28 2012-04-20 Common Stock 61600 61600 D Put Option (obligation to buy) 41 2012-03-28 4 S 0 507 153 D 2012-03-28 2012-04-20 Common Stock 50700 50700 I By James and Jean Douglas Irrevocable Descendants? Trust Put Option (obligation to buy) 41 2012-03-28 4 S 0 261 153 D 2012-03-28 2012-04-20 Common Stock 26100 26100 I By Douglas Family Trust Put Option (obligation to buy) 41 2012-03-28 4 S 0 154 153 D 2012-03-28 2012-04-20 Common Stock 15400 15400 I By James E Douglas III Put Option (obligation to buy) 40 2012-03-29 4 S 0 800 159 D 2012-03-29 2012-04-20 Common Stock 80000 80000 D Put Option (obligation to buy) 40 2012-03-29 4 S 0 660 159 D 2012-03-29 2012-04-20 Common Stock 66000 66000 I By James and Jean Douglas Irrevocable Descendants? Trust Put Option (obligation to buy) 40 2012-03-29 4 S 0 340 159 D 2012-03-29 2012-04-20 Common Stock 34000 34000 I By Douglas Family Trust Put Option (obligation to buy) 40 2012-03-29 4 S 0 200 159 D 2012-03-29 2012-04-20 Common Stock 20000 20000 I By James E Douglas III Put Option (obligation to buy) 38 2012-04-04 4 S 0 400 263 D 2012-04-04 2012-05-18 Common Stock 40000 40000 D Put Option (obligation to buy) 38 2012-04-04 4 S 0 330 263 D 2012-04-04 2012-05-18 Common Stock 33000 33000 I By James and Jean Douglas Irrevocable Descendants? Trust Put Option (obligation to buy) 38 2012-04-04 4 S 0 170 263 D 2012-04-04 2012-05-18 Common Stock 17000 17000 I By Douglas Family Trust Put Option (obligation to buy) 38 2012-04-04 4 S 0 100 263 D 2012-04-04 2012-05-18 Common Stock 10000 10000 I By James E Douglas III These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. These shares are held directly by James E. Douglas III and indirectly by Kevin Douglas. /s/ Eileen Wheatman, attorney in fact for Kevin Douglas 2012-04-19 /s/ Eileen Wheatman, attorney in fact for Douglas Family Trust 2012-04-19 /s/ Eileen Wheatman, attorney in fact for James Douglas and Jean Douglas Irrevocable Descendants? Trust 2012-04-19 /s/ Eileen Wheatman, attorney in fact for James E. Douglas III 2012-04-19