0001132716-23-000004.txt : 20230214 0001132716-23-000004.hdr.sgml : 20230214 20230214114255 ACCESSION NUMBER: 0001132716-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS OCONNOR LLC CENTRAL INDEX KEY: 0001132716 IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 23624941 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001132716 XXXXXXXX 12-31-2022 12-31-2022 UBS OCONNOR LLC

ONE NORTH WACKER DRIVE 31ST FLOOR CHICAGO IL 60606

13F HOLDINGS REPORT 028-06327 N Charles Mathys 3125254114 Charles Mathys Chicago IL 02-14-2023 0 745 3388921000 true INFORMATION TABLE 2 ubsocQ4_2022infotable.xml ADT INC COM 00090Q103 59000 90300 SH Put DFND 90300 0 0 ADT INC COM 00090Q103 2233000 246182 SH DFND 246182 0 0 AES CORP COM 00130H105 12176000 423373 SH DFND 423373 0 0 AMCI ACQ CLASS 00166R100 7075000 708931 SH DFND 708931 0 0 ABBVIE I COM 00287Y109 2764000 17102 SH DFND 17102 0 0 ACCEL EN COMCL 00436Q106 2913000 378313 SH DFND 378313 0 0 ACCRETIO COM 00438Y107 2390000 236311 SH DFND 236311 0 0 ACCRETIO RIGHT 00438Y123 8000 101089 SH DFND 101089 0 0 ACHARI V COM 00444X101 2507000 236311 SH DFND 236311 0 0 ACLARIS COM 00461U105 2121000 134693 SH DFND 134693 0 0 ACORDA T NOTE6 00484MAC0 20962000 30000000 PRN DFND 30000000 0 0 ACROPOLI CLA 005029103 5613000 565295 SH DFND 565295 0 0 ACUMEN P COM 00509G209 289000 53436 SH DFND 53436 0 0 ADAPTIVE COM 00650F109 1170000 153082 SH DFND 153082 0 0 ADARA AC *WEXP 00653H110 8000 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6874000 28371 SH DFND 28371 0 0 CYTOMX T COM 23284F105 313000 195388 SH DFND 195388 0 0 D AND Z COMCL 23305Q106 2609000 260886 SH DFND 260886 0 0 D AND Z *WEXP 23305Q114 5000 88913 SH DFND 88913 0 0 DMY TECH CLACO 233247105 6960000 692581 SH DFND 692581 0 0 D R HORT COM 23331A109 739000 8295 SH DFND 8295 0 0 DTRT HEA COMCL 23344T103 2490000 240341 SH DFND 240341 0 0 DTRT HEA *WEXP 23344T111 53000 190798 SH DFND 190798 0 0 DAY ONE COM 23954D109 946000 43936 SH DFND 43936 0 0 DECIBEL COM 24343R106 385000 187966 SH DFND 187966 0 0 DECIPHER COM 24344T101 779000 47500 SH DFND 47500 0 0 DELTA AI COM 247361702 249000 28200 SH Put DFND 28200 0 0 DELTA AI COMNE 247361702 3446000 104855 SH DFND 104855 0 0 DENBURY COM 24790A101 1789000 20561 SH DFND 20561 0 0 DEVON EN COM 25179M103 3722000 60504 SH DFND 60504 0 0 DIAMONDH CLA 25278L105 6990000 694865 SH DFND 694865 0 0 DIGITAL CLASS 25401K107 3242000 322718 SH DFND 322718 0 0 DIGITALO COM 25402D102 111000 50000 SH Put DFND 50000 0 0 DIGITALO 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378097 0 0 MERCK & COM 58933Y105 395000 3561 SH DFND 3561 0 0 MERCURY *WEXP 589381110 5000 121079 SH DFND 121079 0 0 MERITAGE COM 59001A102 5518000 59850 SH DFND 59850 0 0 MERSANA COM 59045L106 2830000 482901 SH DFND 482901 0 0 METHANEX COM 59151K108 5222000 137929 SH DFND 137929 0 0 MICROSTR NOTE2 594972AE1 10800000 30000000 PRN DFND 30000000 0 0 MID-AMER COM 59522J103 3886000 24754 SH DFND 24754 0 0 MIRATI T COM 60468T105 2084000 46000 SH DFND 46000 0 0 MONTE RO COM 61225M102 692000 90979 SH DFND 90979 0 0 MORPHIC COM 61775R105 1160000 43383 SH DFND 43383 0 0 MURPHY O COM 626717102 6181000 143721 SH DFND 143721 0 0 NGL ENER COM 62913M107 108000 81300 SH Put DFND 81300 0 0 NRG ENER COM 629377508 450000 200000 SH Put DFND 200000 0 0 NRG ENER COMNE 629377508 1308000 41098 SH DFND 41098 0 0 NVR INC COM 62944T105 2851000 618 SH DFND 618 0 0 NABORS E CLACO 629567108 4854000 472621 SH DFND 472621 0 0 NATIONAL COM 63633D104 1006000 19268 SH DFND 19268 0 0 NATIONAL COM 637417106 762000 16643 SH DFND 16643 0 0 NATIONAL COMSH 637870106 3495000 96757 SH DFND 96757 0 0 NAVIENT COM 63938C108 124000 107800 SH Put DFND 107800 0 0 NEUROCRI COM 64125C109 709000 5940 SH DFND 5940 0 0 NEW PROV CLASS 64823D102 22743000 2227500 SH DFND 2227500 0 0 NEWHOLD COMCL 651450108 17446000 1732500 SH DFND 1732500 0 0 NEWHOLD *WEXP 651450116 103000 891915 SH DFND 891915 0 0 NEXTERA COM 65339F101 1164000 13925 SH DFND 13925 0 0 NORTHERN COM 66516W107 1930000 192205 SH DFND 192205 0 0 NUBIA BR CLASS 67022R103 3910000 364093 SH DFND 364093 0 0 OGE ENER COM 670837103 1056000 26698 SH DFND 26698 0 0 OCCIDENT COM 674599105 9000 77100 SH Put DFND 77100 0 0 OCCIDENT COM 674599105 5135000 81521 SH DFND 81521 0 0 OCCIDENT *WEXP 674599162 48939000 1190448 SH DFND 1190448 0 0 OCULAR T COM 67576A100 860000 305953 SH DFND 305953 0 0 OMNICELL NOTE0 68213NAD1 10938000 12500000 PRN DFND 12500000 0 0 OMNILIT *WEXP 68218C116 2000 49491 SH DFND 49491 0 0 ONEMAIN COM 68268W103 104000 27900 SH Put DFND 27900 0 0 ORCHARD SPONA 68570P101 161000 432978 SH DFND 432978 0 0 ORIC PHA COM 68622P109 2035000 345435 SH DFND 345435 0 0 ORTHOPED COM 68752L100 1720000 43282 SH DFND 43282 0 0 OSIRIS A CLA 68829A103 2350000 235390 SH DFND 235390 0 0 OUTFRONT COM 69007J106 2226000 134243 SH DFND 134243 0 0 OWENS CO COM 690742101 509000 5970 SH DFND 5970 0 0 PBF ENER CLA 69318G106 1676000 41109 SH DFND 41109 0 0 PTC THER COM 69366J200 1246000 32655 SH DFND 32655 0 0 PTC INC COM 69370C100 1801000 15000 SH DFND 15000 0 0 PARATEK NOTE4 699374AB0 21956000 25000000 PRN DFND 25000000 0 0 PEABODY COM 704551100 10000 23000 SH Put DFND 23000 0 0 PELOTON NOTE2 70614WAB6 44375000 62500000 PRN DFND 62500000 0 0 PENNYMAC COM 70932M107 1728000 30502 SH DFND 30502 0 0 PENUMBRA COM 70975L107 2353000 10576 SH DFND 10576 0 0 PETIQ IN NOTE4 71639TAB2 12600000 15000000 PRN DFND 15000000 0 0 PHATHOM COM 71722W107 1729000 154093 SH DFND 154093 0 0 PINDUODU SPONS 722304102 4182000 51281 SH DFND 51281 0 0 PINE TEC CLASS 722850104 2379000 235542 SH DFND 235542 0 0 PIVOTAL COMCL 72582M106 2321000 229322 SH DFND 229322 0 0 POST HOL COMSE 737465104 2301000 231686 SH DFND 231686 0 0 PRAXIS P COM 74006W108 327000 137484 SH DFND 137484 0 0 PRECISIO COM 74019P108 925000 777225 SH DFND 777225 0 0 PRIVETER CLA 74275N102 4732000 470613 SH DFND 470613 0 0 PRIVETER *WEXP 74275N110 4000 112473 SH DFND 112473 0 0 PROCEPT COM 74276L105 493000 11874 SH DFND 11874 0 0 PROLOGIS COM 74340W103 5007000 44415 SH DFND 44415 0 0 PROMETHE COM 74349U108 495000 4500 SH DFND 4500 0 0 PROOF AC CLACO 74349W104 4724000 463372 SH DFND 463372 0 0 PROTALIX NOTE7 74365AAJ0 4200000 4000000 PRN DFND 4000000 0 0 PROTAGON COM 74366E102 3016000 276473 SH DFND 276473 0 0 PUBLIC S COM 74460D109 2935000 10474 SH DFND 10474 0 0 PULTE GR COM 745867101 783000 17194 SH DFND 17194 0 0 QUANTA S COM 74762E102 2647000 18574 SH DFND 18574 0 0 QUANTUM COMMO 74767A105 1198000 119225 SH DFND 119225 0 0 RADIAN G COM 750236101 41000 31500 SH Put DFND 31500 0 0 RAIN ONC COM 75082Q105 2408000 300956 SH DFND 300956 0 0 RANGE RE COM 75281A109 2000 35400 SH Put DFND 35400 0 0 RAPT THE COM 75382E109 1740000 87901 SH DFND 87901 0 0 REDFIN C NOTE0 75737FAE8 10462000 22500000 PRN DFND 22500000 0 0 REDWOOD COM 758075402 1221000 180653 SH DFND 180653 0 0 RELAY TH COM 75943R102 852000 57000 SH DFND 57000 0 0 RESOLUTE COM 76117W109 3033000 140498 SH DFND 140498 0 0 RETAIL O COM 76131N101 4541000 302138 SH DFND 302138 0 0 REVANCE COM 761330109 38000 100000 SH Put DFND 100000 0 0 REVANCE COM 761330109 1648000 89275 SH DFND 89275 0 0 REVANCE NOTE1 761330AB5 27162000 29364000 PRN DFND 29364000 0 0 REXFORD COM 76169C100 10719000 196167 SH DFND 196167 0 0 RIGEL PH COMNE 766559603 849000 566139 SH DFND 566139 0 0 RITCHIE COM 767744105 3828000 66228 SH DFND 66228 0 0 ROC ENER COMMO 77118V108 2374000 231686 SH DFND 231686 0 0 ROCKWELL COM 773903109 5283000 20511 SH DFND 20511 0 0 ROGERS C COM 775133101 44740000 374893 SH DFND 374893 0 0 ROTH CH COM 77867R100 937000 92674 SH DFND 92674 0 0 SHELL PL SPONA 780259305 2496000 43831 SH DFND 43831 0 0 RUMBLEON COMCL 781386305 970000 150000 SH DFND 150000 0 0 RYANAIR SPONS 783513203 19625000 262507 SH DFND 262507 0 0 SBA COMM CLA 78410G104 6652000 23730 SH DFND 23730 0 0 SPDR S&P COM 78462F103 3394000 680000 SH Put DFND 680000 0 0 SABRA HE COM 78573L106 1165000 93713 SH DFND 93713 0 0 SANOFI SPONS 80105N105 3812000 78712 SH DFND 78712 0 0 SAVARA I COM 805111101 700000 451441 SH DFND 451441 0 0 SCHLUMBE COMST 806857108 978000 18285 SH DFND 18285 0 0 SCHOLAR COM 80706P103 1168000 129101 SH DFND 129101 0 0 SCHRODIN COM 80810D103 1590000 85081 SH DFND 85081 0 0 SCYNEXIS COMNE 811292200 836000 535670 SH DFND 535670 0 0 SEAGEN I COM 81181C104 458000 3561 SH DFND 3561 0 0 SEAPORT CLASS 812204105 2427000 236311 SH DFND 236311 0 0 SEAPORT CLASS 81221H105 2651000 259942 SH DFND 259942 0 0 SEASPINE COM 81255T108 1597000 191210 SH DFND 191210 0 0 SEMPRA COM 816851109 1353000 8758 SH DFND 8758 0 0 SERVICE COM 81761L102 138000 467500 SH Put DFND 467500 0 0 7GC & CO COMCL 81786A107 2372000 234376 SH DFND 234376 0 0 SHAKE SH COM 819047101 190000 50000 SH Put DFND 50000 0 0 SHAKE SH NOTE3 819047AB7 18425000 27500000 PRN DFND 27500000 0 0 SHOULDER CLACO 82537G104 6032000 590777 SH DFND 590777 0 0 SIERRA W COM 826516106 36940000 1274230 SH DFND 1274230 0 0 SILENCE ADS 82686Q101 1356000 88936 SH DFND 88936 0 0 SILK RD COM 82710M100 1085000 20530 SH DFND 20530 0 0 SIX FLAG COM 83001A102 501000 33000 SH Put DFND 33000 0 0 SIZZLE A COMMO 83014E109 2415000 236311 SH DFND 236311 0 0 SKILLSOF CLA 83066P200 1084000 833638 SH DFND 833638 0 0 SOCIAL L *WEXP 83363K110 9000 131029 SH DFND 131029 0 0 SOUTHERN COM 842587107 4353000 60962 SH DFND 60962 0 0 SOUTHPOR CLACO 84465L105 3774000 370698 SH DFND 370698 0 0 SPIRIT A COM 848574109 366000 32200 SH Put DFND 32200 0 0 SPIRIT A COM 848577102 198000 100000 SH Put DFND 100000 0 0 SPIRIT A NOTE1 848577AB8 49143000 60858000 PRN DFND 60858000 0 0 SPIRIT R COMNE 84860W300 4823000 120776 SH DFND 120776 0 0 SPORTSMA COM 84921J108 2415000 236311 SH DFND 236311 0 0 SPOTIFY NOTE3 84921RAB6 8100000 10000000 PRN DFND 10000000 0 0 SPRINGWO COM 85205L107 2903000 111615 SH DFND 111615 0 0 SPRINGWA COM 85205U107 1915000 189048 SH DFND 189048 0 0 STAG IND COM 85254J102 5559000 172042 SH DFND 172042 0 0 STARWOOD COM 85571B105 317000 71100 SH Put DFND 71100 0 0 STORE CA COM 862121100 414410000 12926079 SH DFND 12926079 0 0 STRATIM CLASS 86309R107 4736000 470779 SH DFND 470779 0 0 STRYKER COM 863667101 1032000 4222 SH DFND 4222 0 0 SUN CMNT COM 866674104 8874000 62055 SH DFND 62055 0 0 SUSTAINA COMCL 86934L103 4895000 486606 SH DFND 486606 0 0 SUSTAINA *WEXP 86934L111 5000 119951 SH DFND 119951 0 0 SYNLOGIC COM 87166L100 483000 635312 SH DFND 635312 0 0 TG VENTU CLASS 87251T109 2364000 231686 SH DFND 231686 0 0 TLG ACQU COMCL 87257M108 2386000 234376 SH DFND 234376 0 0 TAIWAN S SPONS 874039100 5285000 70945 SH DFND 70945 0 0 TAILWIND *WEXP 87403Q110 15000 235307 SH DFND 235307 0 0 TANDEM D COMNE 875372203 941000 20935 SH DFND 20935 0 0 TARSUS P COM 87650L103 1371000 93500 SH DFND 93500 0 0 TASTEMAK COMCL 876545104 2372000 233953 SH DFND 233953 0 0 TASTEMAK *WEXP 876545112 13000 79340 SH DFND 79340 0 0 TECH AND CLASS 87823R102 4725000 471086 SH DFND 471086 0 0 TENET HE COM 88033G407 106000 39800 SH Put DFND 39800 0 0 TENET HE COMNE 88033G407 1689000 34626 SH DFND 34626 0 0 TERRENO COM 88146M101 6018000 105814 SH DFND 105814 0 0 TESLA IN COM 88160R101 2159000 17526 SH DFND 17526 0 0 THUNDER CLASS 88605L107 4749000 472993 SH DFND 472993 0 0 THUNDER COMCL 88605T100 4584000 469682 SH DFND 469682 0 0 THUNDER *WEXP 88605T118 11000 141183 SH DFND 141183 0 0 TREACE M COM 89455T109 3295000 143309 SH DFND 143309 0 0 TRIUMPH COM 896818101 83000 30600 SH Put DFND 30600 0 0 VNET GRO SPONS 90138A103 264000 46598 SH DFND 46598 0 0 UDR INC COM 902653104 2161000 55808 SH DFND 55808 0 0 ULTRAGEN COM 90400D108 2296000 49549 SH DFND 49549 0 0 UNITED A COM 910047109 534000 361200 SH Put DFND 361200 0 0 UNITED T COM 91307C102 3204000 11522 SH DFND 11522 0 0 UNITY BI COMNE 91381U200 584000 213040 SH DFND 213040 0 0 VMG CONS CLASS 91842V102 4098000 401729 SH DFND 401729 0 0 VALMONT COM 920253101 3139000 9492 SH DFND 9492 0 0 VAXCYTE COM 92243G108 369000 7687 SH DFND 7687 0 0 VENTYX B COM 92332V107 1370000 41787 SH DFND 41787 0 0 VERASTEM COM 92337C104 228000 566723 SH DFND 566723 0 0 VERONA P COM 925050106 2000 91000 SH Put DFND 91000 0 0 VERONA P SPONS 925050106 3369000 128926 SH DFND 128926 0 0 VICI PPT COM 925652109 19000 25000 SH Put DFND 25000 0 0 VIKING T COM 92686J106 1729000 183912 SH DFND 183912 0 0 VIRIDIAN COM 92790C104 1941000 66460 SH DFND 66460 0 0 VISION S CLASS 92838J103 2690000 259942 SH DFND 259942 0 0 VISCOGLI COMMO 92838K100 2342000 231686 SH DFND 231686 0 0 VISTRA C COM 92840M102 531000 22905 SH DFND 22905 0 0 W & T OF COM 92922P106 165000 1580400 SH Put DFND 1580400 0 0 WAYFAIR NOTE0 94419LAM3 34582000 53000000 PRN DFND 53000000 0 0 WELLTOWE COM 95040Q104 1566000 23887 SH DFND 23887 0 0 WENDYS C COM 95058W100 830000 36671 SH DFND 36671 0 0 WILLIAMS *WEXP 96951B110 7000 154487 SH DFND 154487 0 0 WISDOMTR NOTE4 97717PAB0 21060000 20250000 PRN DFND 20250000 0 0 WYNDHAM COM 98311A105 10350000 145136 SH DFND 145136 0 0 WYNN RES COM 983134107 207000 7000 SH Put DFND 7000 0 0 XCEL ENE COM 98389B100 7788000 111078 SH DFND 111078 0 0 XENON PH COM 98420N105 2538000 64372 SH DFND 64372 0 0 XEROX HO COM 98421M106 290000 42700 SH Put DFND 42700 0 0 ZIMMER E UNIT0 989570205 4736000 472622 SH DFND 472622 0 0 ZTO EXPR SPONS 98980A105 760000 28283 SH DFND 28283 0 0 ZYMEWORK COM 98985Y108 2038000 259268 SH DFND 259268 0 0 AFTERNEX SHSCL G01109100 14300000 1427113 SH DFND 1427113 0 0 AGILE GR CLASS G01202103 4753000 471086 SH DFND 471086 0 0 AHREN AC CLASS G01322109 3818000 370698 SH DFND 370698 0 0 ALSP ORC CLASS G0231L107 4126000 401729 SH DFND 401729 0 0 ALSP ORC *WEXP G0231L123 2000 64956 SH DFND 64956 0 0 ALTIMAR SHSCL G0370U108 3795000 376868 SH DFND 376868 0 0 ANTHEMIS CLASS G03959106 5247000 510148 SH DFND 510148 0 0 ANTHEMIS *WEXP G03959114 13000 111292 SH DFND 111292 0 0 AP ACQUI CLAOR G04058106 2879000 278023 SH DFND 278023 0 0 PATHFIND CLA G04119106 2390000 237190 SH DFND 237190 0 0 APOLLO S SHSCL G0412A102 4706000 469682 SH DFND 469682 0 0 APX ACQU CLASS G0440J109 2848000 278023 SH DFND 278023 0 0 APX ACQU *WEXP G0440J125 2000 94414 SH DFND 94414 0 0 ARCTOS N SHSCL G0477L100 5535000 548535 SH DFND 548535 0 0 ASCENDAN CLACO G05157105 2439000 236311 SH DFND 236311 0 0 AUTHENTI CLASH G06607108 2371000 234377 SH DFND 234377 0 0 AUTHENTI *WEXP G06607124 0 53853 SH DFND 53853 0 0 AXALTA C COM G0750C108 2345000 92070 SH DFND 92070 0 0 BATTERY CLAOR G0888J108 2379000 231686 SH DFND 231686 0 0 BIOHAVEN COM G1110E107 6785000 488800 SH DFND 488800 0 0 BIOPLUS CLASS G11217117 4763000 463372 SH DFND 463372 0 0 BIOPLUS *WEXP G11217125 9000 186175 SH DFND 186175 0 0 BLEUACAC CLASS G11728105 5694000 567145 SH DFND 567145 0 0 BLOCKCHA CLASS G11765107 4863000 472621 SH DFND 472621 0 0 BLUESCAP *WEXP G1195N113 35000 231631 SH DFND 231631 0 0 BLUERIVE SHSCL G1261Q107 4748000 470613 SH DFND 470613 0 0 BLUERIVE *WEXP G1261Q115 1000 51138 SH DFND 51138 0 0 BLUE OCE CLASS G1330L105 5716000 556047 SH DFND 556047 0 0 CACTUS A CLASS G1745A108 2430000 236311 SH DFND 236311 0 0 BULLPEN CLASS G1792A100 3796000 370698 SH DFND 370698 0 0 CAPITALW CLASS G1889L100 4787000 463372 SH DFND 463372 0 0 CAPRI HO COM G1890L107 29000 21300 SH Put DFND 21300 0 0 CARTESIA CLASS G19305112 5603000 546139 SH DFND 546139 0 0 CATALYST CLASS G19550105 9386000 931190 SH DFND 931190 0 0 CATALYST *WEXP G19550121 0 188060 SH DFND 188060 0 0 CATCHA I SHSCL G1962Y102 2384000 236311 SH DFND 236311 0 0 CC NEUBE SHSCL G1992N100 4135000 409413 SH DFND 409413 0 0 CC NEUBE *WEXP G1992N126 6000 76038 SH DFND 76038 0 0 CARTICA CLASS G1995D109 2158000 208518 SH DFND 208518 0 0 BYTE ACQ CLASS G1R25Q105 3795000 376439 SH DFND 376439 0 0 CHAIN BR CLASS G2061X102 6802000 661670 SH DFND 661670 0 0 CHENGHE UNIT0 G2086M115 4679000 455115 SH DFND 455115 0 0 COLISEUM CLASS G2263T123 2375000 236311 SH DFND 236311 0 0 COLONNAD SHSCL G2284B101 4744000 471086 SH DFND 471086 0 0 CONSILIU CLASS G2365L101 2353000 231686 SH DFND 231686 0 0 CORAZON CLASS G24237102 2387000 236311 SH DFND 236311 0 0 CORAZON *WEXP G24237128 2000 79540 SH DFND 79540 0 0 CORNER G *WEXP G2425N113 4000 112855 SH DFND 112855 0 0 CORNER G CLASS G2426E104 3598000 350000 SH DFND 350000 0 0 CORNER G *WEXP G2426E120 4000 117986 SH DFND 117986 0 0 CORSAIR SHSCL G2540H108 1591000 158743 SH DFND 158743 0 0 COUNTER CLASS G2542B117 3736000 364093 SH DFND 364093 0 0 CROWN PR SHSCL G25741102 1892000 187129 SH DFND 187129 0 0 DEEP LAK CLASH G27029100 2374000 235307 SH DFND 235307 0 0 DEEP LAK *WEXP G27029118 0 49482 SH DFND 49482 0 0 DHC ACQU CLASS G2758T109 4749000 471086 SH DFND 471086 0 0 DISRUPTI CLASS G2770Y102 3978000 394639 SH DFND 394639 0 0 DISRUPTI *WEXP G2770Y128 2000 86876 SH DFND 86876 0 0 DECARBON COMCL G2773W103 4828000 472621 SH DFND 472621 0 0 DRAGONEE CLASH G28315102 6849000 695379 SH DFND 695379 0 0 EATON CO SHS G29183103 8820000 56198 SH DFND 56198 0 0 DP CAP A CLASS G2R05B100 6789000 661670 SH DFND 661670 0 0 CONSTELL SHSCL G2R18K105 2413000 238639 SH DFND 238639 0 0 CONSTELL *WEXP G2R18K113 4000 144156 SH DFND 144156 0 0 ELLIOTT SHSCL G30092103 7146000 708931 SH DFND 708931 0 0 ELLIOTT *WEXP G30092111 13000 177233 SH DFND 177233 0 0 EMERGING CLASS G3033X105 1663000 162180 SH DFND 162180 0 0 SCION TE CLASH G31070108 2728000 269440 SH DFND 269440 0 0 ESTABLIS COM G31249108 1825000 27799 SH DFND 27799 0 0 ENTERPRI CLASS G3137C106 5836000 567145 SH DFND 567145 0 0 ARYA SCI CLASS G31658100 1864000 185349 SH DFND 185349 0 0 ENPHYS A CLAOR G3167L109 1826000 182046 SH DFND 182046 0 0 ESM ACQU SHSCL G3195H104 4753000 471086 SH DFND 471086 0 0 EVE MOBI CLAOR G3218G109 2386000 231686 SH DFND 231686 0 0 HPX CORP *WEXP G32219126 103000 261507 SH DFND 261507 0 0 ARES ACQ COMCL G33032106 3628000 360320 SH DFND 360320 0 0 FAR PEAK SHSCL G3312L103 38358000 3820503 SH DFND 3820503 0 0 FAT PROJ CLASS G3400W102 2396000 236311 SH DFND 236311 0 0 FIFTH WA CLASS G34142102 9346000 930445 SH DFND 930445 0 0 FORBION CLASS G3619H102 1917000 185349 SH DFND 185349 0 0 FORTRESS SHSCL G36427105 4753000 470613 SH DFND 470613 0 0 FREEDOM SHSCL G3663X110 1381000 136747 SH DFND 136747 0 0 FRONTIER CLASS G36816109 2377000 236311 SH DFND 236311 0 0 FRONTIER *WEXP G36816125 5000 33582 SH DFND 33582 0 0 FRONTIER CLASS G36826108 2374000 235543 SH DFND 235543 0 0 FTAC ATH CLASH G37283101 4374000 432621 SH DFND 432621 0 0 FTAC HER CLASS G3728Y103 4767000 471086 SH DFND 471086 0 0 GAMES & CLASS G3731J119 4777000 463372 SH DFND 463372 0 0 GAMES & *WEXP G3731J127 9000 233953 SH DFND 233953 0 0 GENERATI CLAOR G38258102 20038000 1980000 SH DFND 1980000 0 0 GESHER I CLASS G38537109 9412000 926423 SH DFND 926423 0 0 GLOBAL T CLASS G3934N107 2429000 236311 SH DFND 236311 0 0 GLOBAL P CLASH G3934P102 2767000 273684 SH DFND 273684 0 0 GLOBAL P *WEXP G3934P128 1000 37984 SH DFND 37984 0 0 HH&L ACQ SHSCL G39714103 1678000 165984 SH DFND 165984 0 0 GLORY ST SHS G39973105 1550000 1065472 SH DFND 1065472 0 0 FINTECH SHSCL G3R19A104 3958000 391876 SH DFND 391876 0 0 GALATA A SHSCL G3R23A108 2416000 236311 SH DFND 236311 0 0 GALATA A *WEXP G3R23A116 6000 119312 SH DFND 119312 0 0 GENESIS CLASS G3R23D102 3833000 370698 SH DFND 370698 0 0 FINNOVAT CLASS G3R34K103 2185000 212681 SH DFND 212681 0 0 FINNOVAT *WEXP G3R34K111 3000 134651 SH DFND 134651 0 0 ESGEN AC SHSCL G3R95N103 4887000 472621 SH DFND 472621 0 0 THE GROW CLASS G41522106 4648000 463372 SH DFND 463372 0 0 GREEN VI CLASS G4166K100 3921000 378097 SH DFND 378097 0 0 GREEN VI *WEXP G4166K126 1000 99444 SH DFND 99444 0 0 G SQUARE COMCL G42041106 1442000 141786 SH DFND 141786 0 0 G SQUARE SHSCL G4204R109 3809000 376907 SH DFND 376907 0 0 HCM ACQU CLASS G4365A101 1902000 185349 SH DFND 185349 0 0 PEARL HO CLASS G44525106 2378000 231686 SH DFND 231686 0 0 HORIZON COM G46188101 55000 12500 SH Call DFND 12500 0 0 ICON PLC SHS G4705A100 1363000 7017 SH DFND 7017 0 0 ICONIC S CLAOR G4712C107 4894000 472621 SH DFND 472621 0 0 INDEPEND CLASS G4761A101 4753000 471086 SH DFND 471086 0 0 INFINT A CLAOR G47862100 2448000 236311 SH DFND 236311 0 0 INFINT A *WEXP G47862126 10000 118155 SH DFND 118155 0 0 INFINITE CLAOR G48028107 4825000 470770 SH DFND 470770 0 0 INNOVATI CLASS G4809M109 3894000 378097 SH DFND 378097 0 0 INTEGRAT ORDSH G4828B100 1914000 185349 SH DFND 185349 0 0 INVESTCO CLASS G49219101 4710000 455115 SH DFND 455115 0 0 INVESTCO CLASS G4923T105 2386000 231686 SH DFND 231686 0 0 ITIQUIRA CLASH G49773107 1840000 182323 SH DFND 182323 0 0 JACK CRE CLASH G4989X115 2380000 234934 SH DFND 234934 0 0 JAWS JUG CLASS G50735102 5486000 545913 SH DFND 545913 0 0 JAWS JUG *WEXP G50735110 13000 165416 SH DFND 165416 0 0 JAWS MUS *WEXP G50737124 12000 176479 SH DFND 176479 0 0 JATT ACQ SHSCL G50752107 2413000 236311 SH DFND 236311 0 0 JAZZ PHA SHSUS G50871105 4070000 25547 SH DFND 25547 0 0 KENSINGT SHSCL G5251K103 7086000 695058 SH DFND 695058 0 0 KINIKSA COMCL G5269C101 2351000 156962 SH DFND 156962 0 0 LAMF GLO CLASS G5338L108 3875000 378097 SH DFND 378097 0 0 L CATTER CLASS G5346G125 4716000 466922 SH DFND 466922 0 0 LAZARD G CLAOR G54035103 7326000 724592 SH DFND 724592 0 0 LAZARD G *WEXP G54035111 1000 139748 SH DFND 139748 0 0 LEAD EDG COM G54085108 2853000 282468 SH DFND 282468 0 0 LDH GROW CLASS G54094100 4756000 472245 SH DFND 472245 0 0 LEARN CW CLAOR G54157105 4785000 472621 SH DFND 472621 0 0 LEVERE H CLASS G5462L106 4756000 471331 SH DFND 471331 0 0 LEO HLDG COMCL G5463R102 4743000 470053 SH DFND 470053 0 0 LINDE PL SHS G5494J103 4969000 15233 SH DFND 15233 0 0 WORLD QU SHSCL G5596W101 4823000 472621 SH DFND 472621 0 0 MSD ACQU CLASS G5709C109 4680000 463372 SH DFND 463372 0 0 MARLIN T CLASH G58411102 5248000 518075 SH DFND 518075 0 0 MACONDRA CLASS G5853A107 2412000 236747 SH DFND 236747 0 0 MACONDRA *WEXP G5853A115 0 41697 SH DFND 41697 0 0 MALLINCK ORDSH G5890A102 1003000 129376 SH DFND 129376 0 0 METALS A SHSCL G60405100 2277000 227558 SH DFND 227558 0 0 APTIV PL SHS G6095L109 667000 7163 SH DFND 7163 0 0 PRIME IM SHSCL G61074103 4788000 466683 SH DFND 466683 0 0 MOTIVE C CLAOR G6293R106 3318000 324361 SH DFND 324361 0 0 MOUNTAIN CLASS G6301J104 4417000 425359 SH DFND 425359 0 0 MOUNTAIN *WEXP G6301J112 4000 140587 SH DFND 140587 0 0 ALPHA PA CLASS G63290111 3800000 378097 SH DFND 378097 0 0 SWIFTMER CLASS G63836103 939000 92674 SH DFND 92674 0 0 NEWCOURT CLASS G6448C103 4863000 472621 SH DFND 472621 0 0 NEW VIST CLASH G6529L105 1429000 141548 SH DFND 141548 0 0 NORTH AT CLASH G66139109 17796000 1760261 SH DFND 1760261 0 0 NORTH AT *WEXP G66139125 9000 460510 SH DFND 460510 0 0 NORWEGIA COM G66721104 839000 69200 SH Put DFND 69200 0 0 NORWEGIA SHS G66721104 3034000 247861 SH DFND 247861 0 0 ONYX ACQ SHSCL G6755Q109 4868000 472621 SH DFND 472621 0 0 ORION BI CLASS G6780C109 2370000 235390 SH DFND 235390 0 0 OXBRIDGE *WEXP G6855L117 6000 203852 SH DFND 203852 0 0 OXUS ACQ SHSCL G6859L105 2441000 236311 SH DFND 236311 0 0 PATRIA L CLASS G69454109 3772000 364093 SH DFND 364093 0 0 RVL PHAR SHS G6S41R101 310000 276428 SH DFND 276428 0 0 PEPPERLI CLASS G70021103 2415000 236311 SH DFND 236311 0 0 PEPPERLI *WEXP G70021111 5000 73355 SH DFND 73355 0 0 PERCEPTI CLASS G7007D102 4901000 477246 SH DFND 477246 0 0 PERCEPTI *WEXP G7007D110 6000 238622 SH DFND 238622 0 0 PERIDOT SHSCL G7008B105 9365000 926745 SH DFND 926745 0 0 PLUM ACQ CLASS G7134L126 2382000 236311 SH DFND 236311 0 0 THRIVE A CLASS G7158C101 2443000 236311 SH DFND 236311 0 0 THRIVE A *WEXP G7158C119 1000 73354 SH DFND 73354 0 0 PONTEM C SHSCL G71707106 4747000 469498 SH DFND 469498 0 0 PORTAGE CLASS G7185D106 2370000 236311 SH DFND 236311 0 0 POWERUP CLASS G7207P103 2347000 227558 SH DFND 227558 0 0 POWERED CLA G7209M108 4758000 470613 SH DFND 470613 0 0 PROJECT CLASS G72556106 2380000 236311 SH DFND 236311 0 0 PROSPECT CLA G7273A105 4674000 470256 SH DFND 470256 0 0 PYROPHYT CLAOR G7308P101 2712000 262511 SH DFND 262511 0 0 RCF ACQU CLACO G7330C102 2425000 236311 SH DFND 236311 0 0 RENEW EN CLASH G7500M104 3420000 621763 SH DFND 621763 0 0 RICE ACQ SHSCL G75529100 5278000 518958 SH DFND 518958 0 0 RICE ACQ *WEXP G75529126 150000 118155 SH DFND 118155 0 0 RIGEL RE CLAOR G7573M106 4863000 472621 SH DFND 472621 0 0 RMG ACQU CLASH G76088106 7120000 704989 SH DFND 704989 0 0 RMG ACQU *WEXP G76088122 8000 190094 SH DFND 190094 0 0 ROCKET I SHSCL G7613T103 3773000 373611 SH DFND 373611 0 0 ROIVANT SHS G76279101 1139000 142500 SH DFND 142500 0 0 ROSE HIL CLASS G7637J107 2472000 236311 SH DFND 236311 0 0 ROSS ACQ SHSCL G7641C106 4770000 471393 SH DFND 471393 0 0 SCREAMIN CLASS G79407105 25345000 2548547 SH DFND 2548547 0 0 SDCL EDG CLAOR G79471101 2377000 236311 SH DFND 236311 0 0 SDCL EDG *WEXP G79471127 10000 72644 SH DFND 72644 0 0 PENTAIR SHS G7S00T104 2045000 45468 SH DFND 45468 0 0 PIONEER CLASH G7S24C103 1378000 135868 SH DFND 135868 0 0 SCULPTOR CLACO G7T983103 3803000 370698 SH DFND 370698 0 0 SEMPER P CLASS G8028L107 4882000 472621 SH DFND 472621 0 0 SEMPER P *WEXP G8028L131 1000 192665 SH DFND 192665 0 0 7 ACQUIS SHSCL G80694105 3894000 378097 SH DFND 378097 0 0 7 ACQUIS *WEXP G80694113 19000 144941 SH DFND 144941 0 0 SK GROWT UNIT0 G8192N129 9257000 910231 SH DFND 910231 0 0 SILVER S CLASS G8201H105 9234000 915152 SH DFND 915152 0 0 SLAM COR CLASH G8210L105 2737000 270951 SH DFND 270951 0 0 SKYDECK CLASS G82220123 1614000 160410 SH DFND 160410 0 0 SOCIAL C CLASS G8253U103 2380000 236311 SH DFND 236311 0 0 SOCIAL C CLASS G8253Y105 2171000 216014 SH DFND 216014 0 0 SOUND PO CLASS G8274F101 2968000 273069 SH DFND 273069 0 0 SOUND PO *WEXP G8274F119 16000 136534 SH DFND 136534 0 0 ST ENERG CLAOR G8465L107 2841000 278023 SH DFND 278023 0 0 STONEBRI CLASS G85094103 2429000 236311 SH DFND 236311 0 0 SVF INVE CLASH G8601L102 2987000 295451 SH DFND 295451 0 0 SVF INVE CLASH G8601M100 6968000 691272 SH DFND 691272 0 0 TLGY ACQ CLASS G8656T109 2381000 231686 SH DFND 231686 0 0 TB SA AC CLASS G8657L105 4482000 444247 SH DFND 444247 0 0 TAILWIND COMCL G8662F101 4743000 470077 SH DFND 470077 0 0 TALON 1 CLASS G86656108 4896000 472621 SH DFND 472621 0 0 TCV ACQU CLASH G8704C124 2393000 236972 SH DFND 236972 0 0 TKB CRIT CLASS G88935112 3898000 378097 SH DFND 378097 0 0 TORTOISE SHSCL G8956E109 4703000 472621 SH DFND 472621 0 0 TPG PACE COMMO G89826104 9258000 942295 SH DFND 942295 0 0 TPB ACQU COMCL G8990L101 4699000 467996 SH DFND 467996 0 0 TRANE TE SHS G8994E103 6771000 40280 SH DFND 40280 0 0 TIO TECH CLASS G8T10C106 7160000 708932 SH DFND 708932 0 0 SUPERNOV SHSCL G8T90F102 4698000 466045 SH DFND 466045 0 0 TRINE II CLAOR G9059F100 17046000 1654175 SH DFND 1654175 0 0 TRINE II *WEXP G9059F118 32000 455115 SH DFND 455115 0 0 TRISTAR CLAOR G9074V106 1211000 119545 SH DFND 119545 0 0 TWIN RID SHSCL G9151L104 2321000 230062 SH DFND 230062 0 0 TWO COMCL G9152V101 2384000 236311 SH DFND 236311 0 0 TZP STRA CLASH G91595101 4753000 470613 SH DFND 470613 0 0 TZP STRA *WEXP G91595119 1000 112473 SH DFND 112473 0 0 VAHANNA CLASS G9320Z109 2384000 231686 SH DFND 231686 0 0 VAHANNA *WEXP G9320Z117 1000 71020 SH DFND 71020 0 0 VECTOR A CLASH G9460A104 7506000 743166 SH DFND 743166 0 0 VPC IMPA CLASS G9460L126 4772000 472007 SH DFND 472007 0 0 WARBURG SHSCL G9460M108 4753000 471086 SH DFND 471086 0 0 VALOR LA CLASS G9460N106 4614000 458617 SH DFND 458617 0 0 GOGREEN ORDSH G9461B101 2477000 238623 SH DFND 238623 0 0 WARBURG SHSCL G9461D107 2298000 227555 SH DFND 227555 0 0 UTA ACQU CLASS G9473A109 5204000 509709 SH DFND 509709 0 0 TRANSOCE COM H8817H100 59000 1967700 SH Put DFND 1967700 0 0 LAVA THE SHS N51517105 249000 71272 SH DFND 71272 0 0 MERUS N COM N5749R100 995000 64300 SH DFND 64300 0 0 UNIQURE SHS N90064101 793000 35000 SH DFND 35000 0 0 ROYAL CA COM V7780T103 417000 192500 SH Put DFND 192500 0 0