0001132716-23-000003.txt : 20230214 0001132716-23-000003.hdr.sgml : 20230214 20230214113828 ACCESSION NUMBER: 0001132716-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS OCONNOR LLC CENTRAL INDEX KEY: 0001132716 IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 23624899 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001132716 XXXXXXXX 09-30-2022 09-30-2022 true 1 NEW HOLDINGS true 12-31-2022 09-30-2022 Confidential Treatment Expired UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 31ST FLOOR CHICAGO IL 60606
13F HOLDINGS REPORT 028-06327 N
Charles Mathys Chief Compliance Officer 3125254114 Charles Mathys Chicago IL 02-14-2023 0 4 1011377000
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