0001132716-23-000001.txt : 20230214 0001132716-23-000001.hdr.sgml : 20230214 20230214111223 ACCESSION NUMBER: 0001132716-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS OCONNOR LLC CENTRAL INDEX KEY: 0001132716 IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 23624606 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001132716 XXXXXXXX 03-31-2022 03-31-2022 true 3 NEW HOLDINGS true 12-31-2022 03-31-2022 Confidential Treatment Expired UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 31ST FLOOR CHICAGO IL 60606
13F HOLDINGS REPORT 028-06327 N
Charles Mathys Chief Compliance Officer 312-525-4114 Charles Mathys Chicago IL 02-14-2023 0 10 2700177000
INFORMATION TABLE 2 ubsocQ122_A3infotable.xml ANAPLAN COM 03272L108 325250000 5000000 SH DFND 5000000 0 0 CMC MATE COM 12571T100 95102000 512957 SH DFND 512957 0 0 CERNER C COM 156782104 829495000 8865932 SH DFND 8865932 0 0 CITRIX S COM 177376100 433234000 4293687 SH DFND 4293687 0 0 MANDIANT COM 562662106 58007000 2600000 SH DFND 2600000 0 0 MERITOR COM 59001K100 42996000 1208798 SH DFND 1208798 0 0 MONEYGRA COMNE 60935Y208 53015000 5020466 SH DFND 5020466 0 0 ROGERS C COM 775133101 484343000 1782638 SH DFND 1782638 0 0 VONAGE H COM 92886T201 240672000 11861566 SH DFND 11861566 0 0 NIELSEN SHSEU G6518L108 138063000 5068324 SH DFND 5068324 0 0