0001132716-22-000011.txt : 20220516
0001132716-22-000011.hdr.sgml : 20220516
20220516101220
ACCESSION NUMBER: 0001132716-22-000011
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20220516
DATE AS OF CHANGE: 20220516
EFFECTIVENESS DATE: 20220516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 22926262
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
09-30-2021
09-30-2021
true
2
NEW HOLDINGS
true
03-31-2022
09-30-2021
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 31ST FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Charles Mathys
CCO
3125254114
Charles Mathys
Chicago
IL
05-16-2022
0
11
2172990
INFORMATION TABLE
2
ubsocQ321_A2rev2infotable.xml
ATHENE H
CLA
G0684D107
295726000
4293980
SH
DFND
4293980
0
0
COLUMBIA
COMNE
198287203
65058000
3420479
SH
DFND
3420479
0
0
CORNERST
COM
21925Y103
47881000
836198
SH
DFND
836198
0
0
EXTRACTI
COM
30227M303
32429000
574468
SH
DFND
574468
0
0
FLAGSTAR
COMPA
337930705
34175000
673031
SH
DFND
673031
0
0
IHS MARK
SHS
G47567105
787327000
6751222
SH
DFND
6751222
0
0
MAGELLAN
COMNE
559079207
116264000
1229658
SH
DFND
1229658
0
0
PEOPLES
COM
712704105
65016000
3721619
SH
DFND
3721619
0
0
PNM RES
COM
69349H107
7498000
151543
SH
DFND
151543
0
0
PPD INC
COM
69355F102
371164000
7932555
SH
DFND
7932555
0
0
VEREIT I
COM
92339V308
350452000
7748204
SH
DFND
7748204
0
0