0001132716-21-000020.txt : 20211112
0001132716-21-000020.hdr.sgml : 20211112
20211112103316
ACCESSION NUMBER: 0001132716-21-000020
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 211401172
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
12-31-2020
12-31-2020
true
2
NEW HOLDINGS
true
09-30-2021
12-31-2020
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 31ST FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Charles Mathys
CCO
3125254114
Charles Mathys
Chicago
IL
11-12-2021
0
7
615614
INFORMATION TABLE
2
ubsocQ4_20_A2infotable.xml
CINCINNA
COMNE
171871502
21066000
1378650
SH
DFND
1378650
0
0
EATON VA
COMNO
278265103
67732000
997072
SH
DFND
997072
0
0
GENWORTH
COMCL
37247D106
3078000
814250
SH
DFND
814250
0
0
GRUBHUB
COM
400110102
177526000
2390271
SH
DFND
2390271
0
0
NAVISTAR
COM
63934E108
60128000
1367821
SH
DFND
1367821
0
0
REALPAGE
COM
75606N109
35518000
407125
SH
DFND
407125
0
0
SLACK TE
COMCL
83088V102
250566000
5931958
SH
DFND
5931958
0
0