The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 44,000 | 51,800 | SH | Put | DFND | 51,800 | 0 | 0 | |
ADT INC | COM | 00090Q103 | 564,000 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
AMAG PHA | NOTE3 | 00163UAD8 | 24,845,000 | 30,000,000 | PRN | DFND | 30,000,000 | 0 | 0 | ||
ANGI HOM | COMCL | 00183L102 | 248,000 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
ACAMAR P | CLA | 004285102 | 19,671,000 | 1,975,000 | SH | DFND | 1,975,000 | 0 | 0 | ||
ACORDA T | NOTE1 | 00484MAA4 | 31,402,000 | 40,000,000 | PRN | DFND | 40,000,000 | 0 | 0 | ||
ALDER BI | COM | 014339105 | 23,537,000 | 1,248,003 | SH | DFND | 1,248,003 | 0 | 0 | ||
ALDEYRA | COM | 01438T106 | 487,000 | 92,500 | SH | DFND | 92,500 | 0 | 0 | ||
ALEXANDR | COM | 015271109 | 8,996,000 | 58,400 | SH | DFND | 58,400 | 0 | 0 | ||
ALIBABA | SPONS | 01609W102 | 7,551,000 | 45,153 | SH | DFND | 45,153 | 0 | 0 | ||
ALLAKOS | COM | 01671P100 | 1,647,000 | 20,948 | SH | DFND | 20,948 | 0 | 0 | ||
ALLEGHEN | COM | 01741R102 | 75,000 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
ALLSCRIP | NOTE1 | 01988PAD0 | 29,850,000 | 30,000,000 | PRN | DFND | 30,000,000 | 0 | 0 | ||
ALPHABET | CAPST | 02079K305 | 366,000 | 300 | SH | DFND | 300 | 0 | 0 | ||
ALTABA I | COM | 021346101 | 72,212,000 | 3,706,994 | SH | DFND | 3,706,994 | 0 | 0 | ||
AMAZON C | COM | 023135106 | 3,211,000 | 1,850 | SH | DFND | 1,850 | 0 | 0 | ||
AMERICAN | COM | 024835100 | 5,015,000 | 104,300 | SH | DFND | 104,300 | 0 | 0 | ||
AMERICAN | CLA | 02665T306 | 2,630,000 | 101,600 | SH | DFND | 101,600 | 0 | 0 | ||
AMERICOL | COM | 03064D108 | 5,572,000 | 150,300 | SH | DFND | 150,300 | 0 | 0 | ||
APEX TEC | UNIT0 | 03768F201 | 25,475,000 | 2,500,000 | SH | DFND | 2,500,000 | 0 | 0 | ||
ASSERTIO | COM | 04545L107 | 1,920,000 | 1,500,000 | SH | DFND | 1,500,000 | 0 | 0 | ||
AVALONBA | COM | 053484101 | 7,860,000 | 36,500 | SH | DFND | 36,500 | 0 | 0 | ||
BHP GROU | SPONS | 05545E209 | 28,209,000 | 658,466 | SH | DFND | 658,466 | 0 | 0 | ||
BAIDU IN | SPONA | 056752108 | 1,284,000 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
BEASLEY | CLA | 074014101 | 227,000 | 73,105 | SH | DFND | 73,105 | 0 | 0 | ||
BECTON D | COM | 075887109 | 20,237,000 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
BOXWOOD | COMCL | 10319T101 | 13,998,000 | 1,388,720 | SH | DFND | 1,388,720 | 0 | 0 | ||
BRANDYWI | SHBEN | 105368203 | 764,000 | 50,400 | SH | DFND | 50,400 | 0 | 0 | ||
CDK GLOB | COM | 12508E101 | 8,175,000 | 170,000 | SH | DFND | 170,000 | 0 | 0 | ||
CF FIN A | COMCL | 12528N107 | 4,056,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
CNX RESO | COM | 12653C108 | 75,000 | 51,800 | SH | Put | DFND | 51,800 | 0 | 0 | |
CAESARS | NOTE5 | 127686AA1 | 34,122,000 | 51,931,000 | PRN | DFND | 71,979,000 | 0 | 0 | ||
CALIFORN | COM | 13057Q206 | 12,768,000 | 3,377,700 | SH | Put | DFND | 3,377,700 | 0 | 0 | |
CALIFORN | COMNE | 13057Q206 | 1,292,000 | 126,647 | SH | DFND | 126,647 | 0 | 0 | ||
CAMDEN P | SHBEN | 133131102 | 3,630,000 | 32,700 | SH | DFND | 32,700 | 0 | 0 | ||
CARDLYTI | COM | 14161W105 | 6,034,000 | 180,000 | SH | DFND | 180,000 | 0 | 0 | ||
CARETRUS | COM | 14174T107 | 11,297,000 | 480,600 | SH | DFND | 480,600 | 0 | 0 | ||
CHASERG | CLASS | 16166A103 | 3,776,000 | 377,180 | SH | DFND | 377,180 | 0 | 0 | ||
CHESAPEA | NOTE5 | 165167CY1 | 660,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
CHURCHIL | COM | 17143G106 | 369,000 | 250,000 | SH | Call | DFND | 250,000 | 0 | 0 | |
CHURCHIL | CLA | 17143G106 | 7,515,000 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
CITRIX S | COM | 177376100 | 24,130,000 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
CLEAR CH | COM | 18453H106 | 1,386,000 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
CLOUDERA | COM | 18914U100 | 6,645,000 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
CLOUDFLA | CLACO | 18915M107 | 2,167,000 | 116,690 | SH | DFND | 116,690 | 0 | 0 | ||
CLOVIS O | NOTE1 | 189464AC4 | 13,469,000 | 30,000,000 | PRN | DFND | 30,000,000 | 0 | 0 | ||
CONAGRA | COM | 205887102 | 12,272,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
CORESITE | COM | 21870Q105 | 707,000 | 5,800 | SH | DFND | 5,800 | 0 | 0 | ||
CORNERST | COM | 21925D109 | 1,210,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
COUSINS | COMNE | 222795502 | 8,725,000 | 232,100 | SH | DFND | 232,100 | 0 | 0 | ||
CRESCENT | COMCL | 22564L105 | 4,691,000 | 475,000 | SH | DFND | 475,000 | 0 | 0 | ||
CROWDSTR | CLA | 22788C105 | 2,090,000 | 35,850 | SH | DFND | 35,850 | 0 | 0 | ||
CTRIP CO | SPONS | 22943F100 | 1,831,000 | 62,500 | SH | DFND | 62,500 | 0 | 0 | ||
DFB HEAL | COM | 23291E109 | 7,216,000 | 707,425 | SH | DFND | 707,425 | 0 | 0 | ||
DATADOG | CLACO | 23804L103 | 3,112,000 | 91,770 | SH | DFND | 91,770 | 0 | 0 | ||
DAVITA I | COM | 23918K108 | 2,000 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
DERMIRA | NOTE3 | 24983LAB0 | 25,238,000 | 30,000,000 | PRN | DFND | 30,000,000 | 0 | 0 | ||
ASSERTIO | NOTE2 | 249908AA2 | 1,564,000 | 2,100,000 | PRN | DFND | 2,100,000 | 0 | 0 | ||
DIAMOND | COM | 25258L109 | 121,000 | 133,332 | SH | Call | DFND | 133,332 | 0 | 0 | |
DIAMOND | COMCL | 25258L109 | 5,115,000 | 517,500 | SH | DFND | 517,500 | 0 | 0 | ||
DIAMONDP | COM | 25280H100 | 83,000 | 99,500 | SH | Call | DFND | 99,500 | 0 | 0 | |
DIAMONDP | COMCL | 25280H100 | 1,481,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
DISNEY W | COMDI | 254687106 | 23,458,000 | 180,000 | SH | DFND | 180,000 | 0 | 0 | ||
DISH NET | NOTE3 | 25470MAB5 | 4,600,000 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
DISH NET | NOTE2 | 25470MAD1 | 44,987,000 | 51,000,000 | PRN | DFND | 51,000,000 | 0 | 0 | ||
DOUGLAS | COM | 25960P109 | 5,165,000 | 120,600 | SH | DFND | 120,600 | 0 | 0 | ||
DROPBOX | CLA | 26210C104 | 16,830,000 | 834,432 | SH | DFND | 834,432 | 0 | 0 | ||
DUKE REA | COMNE | 264411505 | 3,040,000 | 89,500 | SH | DFND | 89,500 | 0 | 0 | ||
DYNATRAC | COM | 268150109 | 1,194,000 | 63,937 | SH | DFND | 63,937 | 0 | 0 | ||
EPR PPTY | COMSH | 26884U109 | 5,495,000 | 71,500 | SH | DFND | 71,500 | 0 | 0 | ||
EASTGROU | COM | 277276101 | 6,301,000 | 50,400 | SH | DFND | 50,400 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 11,694,000 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
EIGER BI | COM | 28249U105 | 527,000 | 51,400 | SH | DFND | 51,400 | 0 | 0 | ||
ELANCO A | COM | 28414H103 | 12,497,000 | 470,000 | SH | DFND | 470,000 | 0 | 0 | ||
ELECTRAM | COM | 284849205 | 126,000 | 350,000 | SH | Call | DFND | 350,000 | 0 | 0 | |
ENSCO JE | NOTE3 | 29359WAB1 | 845,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
EQUINIX | COM | 29444U700 | 2,307,000 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
EQUITY L | COM | 29472R108 | 9,058,000 | 67,800 | SH | DFND | 67,800 | 0 | 0 | ||
EXPERIEN | UNIT0 | 30217C208 | 26,777,000 | 2,675,000 | SH | DFND | 2,675,000 | 0 | 0 | ||
EXTRA SP | COM | 30225T102 | 6,156,000 | 52,700 | SH | DFND | 52,700 | 0 | 0 | ||
CLA | 30303M102 | 21,815,000 | 122,500 | SH | DFND | 122,500 | 0 | 0 | |||
FEDERAL | SHBEN | 313747206 | 5,677,000 | 41,700 | SH | DFND | 41,700 | 0 | 0 | ||
58 COM I | SPONA | 31680Q104 | 367,000 | 7,448 | SH | DFND | 7,448 | 0 | 0 | ||
FINISAR | NOTE0 | 31787AAP6 | 997,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
FINTECH | COMCL | 31811A101 | 17,001,000 | 1,690,000 | SH | DFND | 1,690,000 | 0 | 0 | ||
FIRST IN | COM | 32054K103 | 5,574,000 | 140,900 | SH | DFND | 140,900 | 0 | 0 | ||
FISERV I | COM | 337738108 | 18,646,000 | 180,000 | SH | DFND | 180,000 | 0 | 0 | ||
FLEXSHOP | COM | 33939J303 | 117,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
FORD MTR | COM | 345370860 | 2,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
FOUR COR | COM | 35086T109 | 8,000,000 | 282,900 | SH | DFND | 282,900 | 0 | 0 | ||
FREEPORT | COM | 35671D857 | 22,000 | 750,000 | SH | Call | DFND | 750,000 | 0 | 0 | |
GEO GROU | COM | 36162J106 | 47,000 | 27,700 | SH | Put | DFND | 27,700 | 0 | 0 | |
GTY TECH | COM | 362409104 | 396,000 | 650,000 | SH | Call | DFND | 650,000 | 0 | 0 | |
GTY TECH | COM | 362409104 | 11,746,000 | 1,873,426 | SH | DFND | 1,873,426 | 0 | 0 | ||
GAMING & | COM | 36467J108 | 12,034,000 | 314,700 | SH | DFND | 314,700 | 0 | 0 | ||
GAMESTOP | COM | 36467W109 | 212,000 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
GAMESTOP | CLA | 36467W109 | 3,079,000 | 557,855 | SH | DFND | 557,855 | 0 | 0 | ||
GENERAL | COM | 369604103 | 165,000 | 2,000,000 | SH | Put | DFND | 2,000,000 | 0 | 0 | |
GENOCEA | COM | 372427401 | 5,000 | 1,750,000 | SH | Call | DFND | 1,750,000 | 0 | 0 | |
GENOCEA | COMNE | 372427401 | 56,000 | 19,460 | SH | DFND | 19,460 | 0 | 0 | ||
GIGCAPIT | COM | 375036100 | 8,438,000 | 858,400 | SH | DFND | 858,400 | 0 | 0 | ||
GIGCAPIT | COM | 37518N106 | 2,074,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
GOODRICH | COMPA | 382410843 | 468,000 | 44,000 | SH | DFND | 44,000 | 0 | 0 | ||
GOODYEAR | COM | 382550101 | 200,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
GORES HO | CLASS | 38286G109 | 3,087,000 | 305,333 | SH | DFND | 305,333 | 0 | 0 | ||
GRAFTECH | COM | 384313508 | 1,483,000 | 115,857 | SH | DFND | 115,857 | 0 | 0 | ||
GREENSKY | CLA | 39572G100 | 12,643,000 | 1,847,083 | SH | DFND | 1,847,083 | 0 | 0 | ||
GRUBHUB | COM | 400110102 | 7,869,000 | 140,000 | SH | DFND | 140,000 | 0 | 0 | ||
HARLEY D | COM | 412822108 | 31,000 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
HAYMAKER | COM | 42087L101 | 66,000 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
HAYMAKER | COMCL | 42087L101 | 943,000 | 95,287 | SH | DFND | 95,287 | 0 | 0 | ||
HEALTHCA | COM | 421946104 | 697,000 | 20,800 | SH | DFND | 20,800 | 0 | 0 | ||
HEALTHCA | CLANE | 42225P501 | 6,672,000 | 227,100 | SH | DFND | 227,100 | 0 | 0 | ||
HEALTH C | COM | 42225T107 | 1,706,000 | 53,930 | SH | DFND | 53,930 | 0 | 0 | ||
HENNESSY | CLACO | 42589C104 | 2,690,000 | 267,000 | SH | DFND | 267,000 | 0 | 0 | ||
HERTZ GL | COM | 42806J106 | 634,000 | 295,000 | SH | Put | DFND | 295,000 | 0 | 0 | |
HIGHWOOD | COM | 431284108 | 3,618,000 | 80,500 | SH | DFND | 80,500 | 0 | 0 | ||
HOPE BAN | NOTE2 | 43940TAB5 | 11,060,000 | 12,000,000 | PRN | DFND | 12,000,000 | 0 | 0 | ||
ISTAR IN | COM | 45031U101 | 3,000 | 135,300 | SH | Put | DFND | 135,300 | 0 | 0 | |
INSURANC | CLA | 457867109 | 3,694,000 | 375,000 | SH | DFND | 375,000 | 0 | 0 | ||
INSURANC | UNIT0 | 457867307 | 4,689,000 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
INTELSAT | NOTE4 | 45790VAB6 | 14,876,000 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
INTERNAT | COM | 459200101 | 364,000 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
INVESCO | COM | 46090E103 | 1,000 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
INVESCO | COM | 46138G508 | 25,000 | 1,000,000 | SH | Put | DFND | 1,000,000 | 0 | 0 | |
ISHARES | COM | 464287432 | 132,000 | 250,000 | SH | Put | DFND | 250,000 | 0 | 0 | |
ISHARES | COM | 464288513 | 1,841,000 | 4,980,000 | SH | Put | DFND | 4,980,000 | 0 | 0 | |
JD COM I | SPONA | 47215P106 | 3,450,000 | 122,301 | SH | DFND | 122,301 | 0 | 0 | ||
KNOWLES | COM | 49926D109 | 3,051,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
KOSMOS E | COM | 500688106 | 285,000 | 45,693 | SH | DFND | 45,693 | 0 | 0 | ||
LF CAP A | COM | 50200K108 | 154,000 | 375,000 | SH | Call | DFND | 375,000 | 0 | 0 | |
LF CAP A | CLA | 50200K108 | 513,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
LTC PPTY | COM | 502175102 | 4,825,000 | 94,200 | SH | DFND | 94,200 | 0 | 0 | ||
LEGACY A | COM | 524643103 | 179,000 | 550,000 | SH | Call | DFND | 550,000 | 0 | 0 | |
LEISURE | COM | 52539T107 | 160,000 | 210,182 | SH | Call | DFND | 210,182 | 0 | 0 | |
LEISURE | COM | 52539T107 | 4,309,000 | 420,365 | SH | DFND | 420,365 | 0 | 0 | ||
LENNAR C | COM | 526057104 | 2,000 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
LIBERTY | NOTE1 | 531229AF9 | 9,404,000 | 7,500,000 | PRN | DFND | 7,500,000 | 0 | 0 | ||
LIFE STO | COM | 53223X107 | 3,036,000 | 28,800 | SH | DFND | 28,800 | 0 | 0 | ||
LITHIUM | COMNE | 53680Q207 | 1,220,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
LIVONGO | COM | 539183103 | 2,218,000 | 127,183 | SH | DFND | 127,183 | 0 | 0 | ||
LUMENTUM | COM | 55024U109 | 937,000 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
LYFT INC | CLACO | 55087P104 | 510,000 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
MGM GROW | CLACO | 55303A105 | 5,451,000 | 181,400 | SH | DFND | 181,400 | 0 | 0 | ||
MACQUARI | NOTE2 | 55608BAB1 | 913,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
MARTIN M | COM | 573331105 | 125,000 | 45,600 | SH | Put | DFND | 45,600 | 0 | 0 | |
MATTEL I | COM | 577081102 | 3,000 | 42,500 | SH | Call | DFND | 42,500 | 0 | 0 | |
MATTEL I | COM | 577081102 | 784,000 | 1,040,000 | SH | Put | DFND | 1,040,000 | 0 | 0 | |
MEDALLIA | COM | 584021109 | 2,375,000 | 86,600 | SH | DFND | 86,600 | 0 | 0 | ||
MEDICINE | NOTE2 | 584688AE5 | 16,596,000 | 10,912,000 | PRN | DFND | 10,912,000 | 0 | 0 | ||
MEDICINE | NOTE2 | 584688AG0 | 34,055,000 | 28,000,000 | PRN | DFND | 28,000,000 | 0 | 0 | ||
MEGALITH | COM | 58518F109 | 106,000 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
MEGALITH | CLACO | 58518F109 | 6,288,000 | 618,636 | SH | DFND | 618,636 | 0 | 0 | ||
MID AMER | COM | 59522J103 | 7,931,000 | 61,000 | SH | DFND | 61,000 | 0 | 0 | ||
MOBILEIR | COMNE | 60739U204 | 327,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 1,796,000 | 57,989 | SH | DFND | 57,989 | 0 | 0 | ||
MOSAIC A | COM | 61946M100 | 225,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
MOSAIC A | COMCL | 61946M100 | 24,911,000 | 2,411,500 | SH | DFND | 2,411,500 | 0 | 0 | ||
NVR INC | COM | 62944T105 | 2,963,000 | 797 | SH | DFND | 797 | 0 | 0 | ||
NATIONAL | COM | 63633D104 | 6,369,000 | 77,300 | SH | DFND | 77,300 | 0 | 0 | ||
NATIONAL | COM | 637417106 | 9,114,000 | 161,600 | SH | DFND | 161,600 | 0 | 0 | ||
NATIONAL | COM | 63845R107 | 4,814,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
NAVIENT | COM | 63938C108 | 25,000 | 84,100 | SH | Put | DFND | 84,100 | 0 | 0 | |
NETFLIX | COM | 64110L106 | 652,000 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
NETFLIX | COM | 64110L106 | 8,296,000 | 31,000 | SH | DFND | 31,000 | 0 | 0 | ||
NETEASE | SPONS | 64110W102 | 974,000 | 3,659 | SH | DFND | 3,659 | 0 | 0 | ||
NEW ORIE | SPONA | 647581107 | 2,298,000 | 20,747 | SH | DFND | 20,747 | 0 | 0 | ||
NEW PROV | UNIT0 | 64822P205 | 22,929,000 | 2,277,000 | SH | DFND | 2,277,000 | 0 | 0 | ||
NEW RELI | NOTE0 | 64829BAB6 | 947,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
NUANCE C | DBCV1 | 67020YAK6 | 949,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
OUTFRONT | COM | 69007J106 | 4,670,000 | 168,100 | SH | DFND | 168,100 | 0 | 0 | ||
OWL ROCK | COM | 69121K104 | 7,673,000 | 486,582 | SH | DFND | 486,582 | 0 | 0 | ||
PG&E COR | COM | 69331C108 | 266,000 | 399,900 | SH | Put | DFND | 399,900 | 0 | 0 | |
PGT INNO | COM | 69336V101 | 2,012,000 | 116,520 | SH | DFND | 116,520 | 0 | 0 | ||
PS BUSIN | COM | 69360J107 | 5,167,000 | 28,400 | SH | DFND | 28,400 | 0 | 0 | ||
PARATEK | NOTE4 | 699374AB0 | 20,019,000 | 27,750,000 | PRN | DFND | 27,750,000 | 0 | 0 | ||
PAYPAL H | COM | 70450Y103 | 2,072,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
PHREESIA | COM | 71944F106 | 380,000 | 15,687 | SH | DFND | 15,687 | 0 | 0 | ||
PIEDMONT | COMCL | 720190206 | 3,888,000 | 186,200 | SH | DFND | 186,200 | 0 | 0 | ||
PINDUODU | SPONS | 722304102 | 2,878,000 | 89,311 | SH | DFND | 89,311 | 0 | 0 | ||
PING IDE | COM | 72341T103 | 1,618,000 | 93,800 | SH | DFND | 93,800 | 0 | 0 | ||
PITNEY B | COM | 724479100 | 99,000 | 61,600 | SH | Put | DFND | 61,600 | 0 | 0 | |
PIVOTAL | COM | 72582K100 | 52,000 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
PIVOTAL | COMCL | 72582K100 | 3,916,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
PIVOTAL | CLACO | 72583A101 | 2,189,000 | 215,000 | SH | DFND | 215,000 | 0 | 0 | ||
PLAINS G | LTDPA | 72651A207 | 3,803,000 | 179,127 | SH | DFND | 179,127 | 0 | 0 | ||
POST HLD | COM | 737446104 | 37,573,000 | 355,000 | SH | DFND | 355,000 | 0 | 0 | ||
PROLOGIS | COM | 74340W103 | 3,341,000 | 39,200 | SH | DFND | 39,200 | 0 | 0 | ||
PROOFPOI | COM | 743424103 | 2,562,000 | 19,852 | SH | DFND | 19,852 | 0 | 0 | ||
PROTALIX | NOTE7 | 74365AAD3 | 7,628,000 | 8,000,000 | PRN | DFND | 8,000,000 | 0 | 0 | ||
PROVENTI | COM | 74374N102 | 273,000 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
PURE STO | CLA | 74624M102 | 2,541,000 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
PURE STO | NOTE0 | 74624MAB8 | 987,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
QEP RES | COM | 74733V100 | 417,000 | 93,600 | SH | Put | DFND | 93,600 | 0 | 0 | |
PYXUS IN | COM | 74737V106 | 800,000 | 94,800 | SH | Put | DFND | 94,800 | 0 | 0 | |
RMG ACQU | COM | 749641106 | 145,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
RPM INTL | COM | 749685103 | 13,074,000 | 190,000 | SH | DFND | 190,000 | 0 | 0 | ||
RANGE RE | COM | 75281A109 | 254,000 | 54,600 | SH | Put | DFND | 54,600 | 0 | 0 | |
REDHILL | SPONS | 757468103 | 586,000 | 83,250 | SH | DFND | 83,250 | 0 | 0 | ||
RENT A C | COM | 76009N100 | 26,000 | 341,700 | SH | Put | DFND | 341,700 | 0 | 0 | |
RESTAURA | COM | 76131D103 | 14,228,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
RETAIL P | CLA | 76131V202 | 6,249,000 | 507,200 | SH | DFND | 507,200 | 0 | 0 | ||
REVLON I | COM | 761525609 | 147,000 | 62,500 | SH | Put | DFND | 62,500 | 0 | 0 | |
RINGCENT | CLA | 76680R206 | 1,257,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
RYMAN HO | COM | 78377T107 | 9,482,000 | 115,900 | SH | DFND | 115,900 | 0 | 0 | ||
SPDR S&P | COM | 78462F103 | 445,000 | 3,000,000 | SH | Call | DFND | 3,000,000 | 0 | 0 | |
SVMK INC | COM | 78489X103 | 342,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
SABRE CO | COM | 78573M104 | 9,630,000 | 430,000 | SH | DFND | 430,000 | 0 | 0 | ||
SALESFOR | COM | 79466L302 | 9,278,000 | 62,500 | SH | DFND | 62,500 | 0 | 0 | ||
SANOFI | RIGHT | 80105N113 | 657,000 | 1,162,096 | SH | DFND | 1,162,096 | 0 | 0 | ||
SELECT S | SBIIN | 81369Y605 | 16,800,000 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
SENSEONI | COM | 81727U105 | 791,000 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
SENTINEL | CLA | 81728P105 | 14,635,000 | 1,425,000 | SH | DFND | 1,425,000 | 0 | 0 | ||
SERVICEN | COM | 81762P102 | 3,427,000 | 13,500 | SH | DFND | 13,500 | 0 | 0 | ||
SILK ROA | COM | 82710M100 | 1,270,000 | 39,050 | SH | DFND | 39,050 | 0 | 0 | ||
SKYWORKS | COM | 83088M102 | 792,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
SMILEDIR | CLACO | 83192H106 | 9,716,000 | 700,000 | SH | DFND | 700,000 | 0 | 0 | ||
SO YOUNG | SPONS | 83356Q108 | 1,713,000 | 185,625 | SH | DFND | 185,625 | 0 | 0 | ||
SOTHEBYS | COM | 835898107 | 3,678,000 | 64,546 | SH | DFND | 64,546 | 0 | 0 | ||
SOUTH MT | COM | 838884104 | 200,000 | 250,000 | SH | Call | DFND | 250,000 | 0 | 0 | |
SOUTH MT | COMCL | 838884104 | 15,974,000 | 1,630,000 | SH | DFND | 1,630,000 | 0 | 0 | ||
SPARTAN | COM | 846784106 | 57,000 | 88,000 | SH | Call | DFND | 88,000 | 0 | 0 | |
SPARTAN | CLACO | 846784106 | 6,931,000 | 686,259 | SH | DFND | 686,259 | 0 | 0 | ||
SPARTAN | UNIT9 | 846784114 | 2,590,000 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
STARWOOD | COM | 85571B105 | 3,000 | 60,000 | SH | Put | DFND | 60,000 | 0 | 0 | |
SUN CMNT | COM | 866674104 | 10,035,000 | 67,600 | SH | DFND | 67,600 | 0 | 0 | ||
SURGERY | COM | 86881A100 | 1,292,000 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
SWITCHBA | COM | 87105M102 | 578,000 | 646,316 | SH | Call | DFND | 646,316 | 0 | 0 | |
SWITCHBA | COMCL | 87105M102 | 18,827,000 | 1,938,950 | SH | DFND | 1,938,950 | 0 | 0 | ||
SYNCHRON | COM | 87165B103 | 1,364,000 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
TAL EDUC | SPONS | 874080104 | 1,521,000 | 44,410 | SH | DFND | 44,410 | 0 | 0 | ||
TAUBMAN | COM | 876664103 | 1,360,000 | 33,300 | SH | DFND | 33,300 | 0 | 0 | ||
TELIGENT | NOTE4 | 87960WAA2 | 4,649,000 | 8,000,000 | PRN | DFND | 8,000,000 | 0 | 0 | ||
10X GENO | CLACO | 88025U109 | 1,091,000 | 21,644 | SH | DFND | 21,644 | 0 | 0 | ||
TESLA IN | COM | 88160R101 | 2,924,000 | 100,700 | SH | Put | DFND | 100,700 | 0 | 0 | |
TESLA IN | COM | 88160R101 | 15,657,000 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
TESLA IN | NOTE1 | 88160RAC5 | 12,710,000 | 13,000,000 | PRN | DFND | 13,000,000 | 0 | 0 | ||
TESLA IN | NOTE2 | 88160RAG6 | 67,221,000 | 66,000,000 | PRN | DFND | 66,000,000 | 0 | 0 | ||
360 FINA | ADS | 88557W101 | 1,950,000 | 219,156 | SH | DFND | 219,156 | 0 | 0 | ||
TORTOISE | CLA | 89154L100 | 1,650,000 | 167,855 | SH | DFND | 167,855 | 0 | 0 | ||
TRINE AC | COM | 89628U108 | 77,000 | 99,650 | SH | Call | DFND | 99,650 | 0 | 0 | |
TRINE AC | COMCL | 89628U108 | 4,780,000 | 484,300 | SH | DFND | 484,300 | 0 | 0 | ||
TRINITY | COM | 89653L106 | 315,000 | 250,000 | SH | Call | DFND | 250,000 | 0 | 0 | |
TRINITY | COMCL | 89653L106 | 25,554,000 | 2,450,000 | SH | DFND | 2,450,000 | 0 | 0 | ||
TURNING | COM | 90041T108 | 1,466,000 | 39,000 | SH | DFND | 39,000 | 0 | 0 | ||
TUSCAN H | COM | 90069K104 | 15,484,000 | 1,580,000 | SH | DFND | 1,580,000 | 0 | 0 | ||
UBER TEC | COM | 90353T100 | 620,000 | 400,000 | SH | Put | DFND | 400,000 | 0 | 0 | |
ULTA BEA | COM | 90384S303 | 12,532,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
UNITED S | COM | 91232N108 | 132,000 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
UNITED S | COM | 912909108 | 58,000 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
VERIZON | COM | 92343V104 | 15,090,000 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
VICI PPT | COM | 925652109 | 7,307,000 | 322,600 | SH | DFND | 322,600 | 0 | 0 | ||
VISHAY I | NOTE2 | 928298AP3 | 936,000 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
WABTEC C | COM | 929740108 | 1,590,000 | 22,120 | SH | DFND | 22,120 | 0 | 0 | ||
WEINGART | SHBEN | 948741103 | 5,625,000 | 193,100 | SH | DFND | 193,100 | 0 | 0 | ||
WORKHORS | COMNE | 98138J206 | 108,000 | 30,864 | SH | DFND | 30,864 | 0 | 0 | ||
WW INTL | COM | 98262P101 | 251,000 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
WW INTL | COM | 98262P101 | 142,000 | 205,000 | SH | Put | DFND | 205,000 | 0 | 0 | |
WW INTL | COM | 98262P101 | 567,000 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
WYNDHAM | COM | 98311A105 | 1,495,000 | 28,900 | SH | DFND | 28,900 | 0 | 0 | ||
ZAYO GRO | COM | 98919V105 | 21,000 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
ZAYO GRO | COM | 98919V105 | 6,780,000 | 200,000 | SH | DFND | 3,435,778 | 0 | 0 | ||
ZSCALER | COM | 98980G102 | 591,000 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
ACT II G | CLASH | G0080J104 | 11,411,000 | 1,158,443 | SH | DFND | 1,158,443 | 0 | 0 | ||
AFYA LTD | CLACO | G01125106 | 1,230,000 | 47,983 | SH | DFND | 47,983 | 0 | 0 | ||
AXALTA C | COM | G0750C108 | 30,000 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
AXALTA C | COM | G0750C108 | 5,653,000 | 187,500 | SH | DFND | 187,500 | 0 | 0 | ||
MIMECAST | ORDSH | G14838109 | 3,567,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
COLLIER | COM | G22707106 | 140,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
ENDO INT | COM | G30401106 | 112,000 | 1,100,000 | SH | Call | DFND | 1,100,000 | 0 | 0 | |
ENDO INT | COM | G30401106 | 4,244,000 | 1,915,000 | SH | Put | DFND | 1,915,000 | 0 | 0 | |
ENDO INT | SHS | G30401106 | 1,573,000 | 490,009 | SH | DFND | 490,009 | 0 | 0 | ||
HERBALIF | COMSH | G4412G101 | 10,601,000 | 280,000 | SH | DFND | 280,000 | 0 | 0 | ||
LEO HOLD | COMCL | G5463L105 | 13,110,000 | 1,280,321 | SH | DFND | 1,280,321 | 0 | 0 | ||
MALLINCK | COM | G5785G107 | 3,739,000 | 1,243,600 | SH | Put | DFND | 1,243,600 | 0 | 0 | |
ITERUM T | SHS | G6333L101 | 523,000 | 88,689 | SH | DFND | 88,689 | 0 | 0 | ||
NABORS I | COM | G6359F103 | 98,000 | 62,000 | SH | Put | DFND | 62,000 | 0 | 0 | |
NETFIN A | COM | G6455A107 | 236,000 | 800,000 | SH | Call | DFND | 800,000 | 0 | 0 | |
NETFIN A | SHSCL | G6455A107 | 16,137,000 | 1,646,595 | SH | DFND | 1,646,595 | 0 | 0 | ||
NETFIN A | UNIT0 | G6455A123 | 1,009,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
NEW FRON | COMCL | G6485P108 | 21,312,000 | 2,092,510 | SH | DFND | 2,092,510 | 0 | 0 | ||
NIELSEN | COM | G6518L108 | 124,000 | 20,800 | SH | Put | DFND | 20,800 | 0 | 0 | |
REGALWOO | COM | G74760102 | 254,000 | 442,012 | SH | Call | DFND | 442,012 | 0 | 0 | |
REGALWOO | COMCL | G74760102 | 16,265,000 | 1,576,036 | SH | DFND | 1,576,036 | 0 | 0 | ||
REPLAY A | COM | G75130107 | 3,970,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
SC HEALT | COMCL | G78516203 | 4,955,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
SILVER S | UNIT9 | G8136L122 | 7,439,000 | 737,290 | SH | DFND | 737,290 | 0 | 0 | ||
SOCIAL C | CLA | G8250R103 | 13,032,000 | 1,217,970 | SH | DFND | 1,217,970 | 0 | 0 | ||
THUNDER | UNIT9 | G8857S124 | 509,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
TKK SYMP | ORDSH | G88950103 | 19,595,000 | 1,928,609 | SH | DFND | 1,928,609 | 0 | 0 | ||
TPG PACE | COM | G89827128 | 650,000 | 377,000 | SH | Call | DFND | 377,000 | 0 | 0 | |
TPG PACE | CLA | G89827128 | 32,074,000 | 3,120,000 | SH | DFND | 3,120,000 | 0 | 0 | ||
TWELVE S | SHS | G9145A107 | 4,403,000 | 430,000 | SH | DFND | 430,000 | 0 | 0 | ||
VENATOR | SHS | G9329Z100 | 1,098,000 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
WILLIS T | SHS | G96629103 | 25,086,000 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
TRANSOCE | COM | H8817H100 | 3,351,000 | 1,775,000 | SH | Put | DFND | 1,775,000 | 0 | 0 | |
TRANSOCE | REGSH | H8817H100 | 447,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
FIVERR I | ORDSH | M4R82T106 | 1,135,000 | 60,670 | SH | DFND | 60,670 | 0 | 0 | ||
CORE LAB | COM | N22717107 | 1,399,000 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
INTERXIO | SHS | N47279109 | 6,786,000 | 83,300 | SH | DFND | 83,300 | 0 | 0 | ||
NXP SEMI | COM | N6596X109 | 2,182,000 | 20,000 | SH | DFND | 20,000 | 0 | 0 |