0001132716-17-000010.txt : 20170512
0001132716-17-000010.hdr.sgml : 20170512
20170512120839
ACCESSION NUMBER: 0001132716-17-000010
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
EFFECTIVENESS DATE: 20170512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 17837333
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
06-30-2016
06-30-2016
true
4
NEW HOLDINGS
true
03-31-2017
06-30-2016
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
05-12-2017
0
6
480442
INFORMATION TABLE
2
ubsocq216a4infotable.xml
ALERE IN
COM
01449J105
34107000
818302
SH
DFND
818302
0
0
ITC HLDG
COM
465685105
26430000
564501
SH
DFND
564501
0
0
LINKEDIN
COMCL
53578A108
229085000
1210490
SH
DFND
1210490
0
0
MEDIA GE
COM
58441K100
34337000
1997510
SH
DFND
1997510
0
0
RITE AID
COM
767754104
56984000
7608074
SH
DFND
7608074
0
0
ST JUDE
COM
790849103
99499000
1275625
SH
DFND
1275625
0
0