0001132716-17-000005.txt : 20170215
0001132716-17-000005.hdr.sgml : 20170215
20170215133827
ACCESSION NUMBER: 0001132716-17-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170215
EFFECTIVENESS DATE: 20170215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 17613982
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
09-30-2016
09-30-2016
true
1
NEW HOLDINGS
true
12-31-2016
09-30-2016
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
02-14-2017
0
7
193667
INFORMATION TABLE
2
ubsocq316a1infotable.xml
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15670R107
24471000
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SH
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INFOBLOX
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0
INGRAM M
CLA
457153104
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2648319
SH
DFND
2648319
0
0
LINEAR T
COM
535678106
813000
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SH
DFND
13700
0
0
NETSUITE
COM
64118Q107
7002000
63262
SH
DFND
63262
0
0
RACKSPAC
COM
750086100
23768000
750000
SH
DFND
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0
0
FLEETMAT
COM
G35569105
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500000
SH
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0