0001132716-16-000052.txt : 20161114
0001132716-16-000052.hdr.sgml : 20161111
20161114141451
ACCESSION NUMBER: 0001132716-16-000052
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 161993591
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
03-31-2016
03-31-2016
true
3
NEW HOLDINGS
true
09-30-2016
03-31-2016
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
IL
11-14-2016
0
4
167198
INFORMATION TABLE
2
ubsocq116a3infotable.xml
AGL RES
COM
001204106
10722000
164600
SH
DFND
164600
0
0
BAXALTA
COM
07177M103
121708000
3012562
SH
DFND
3012562
0
0
CABLEVIS
CLANY
12686C109
27154000
822850
SH
DFND
822850
0
0
TUMI HLD
COM
89969Q104
7614000
283889
SH
DFND
283889
0
0