0001132716-15-000011.txt : 20150514
0001132716-15-000011.hdr.sgml : 20150514
20150514105206
ACCESSION NUMBER: 0001132716-15-000011
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20150514
DATE AS OF CHANGE: 20150514
EFFECTIVENESS DATE: 20150514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 15861086
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
06-30-2014
06-30-2014
true
3
NEW HOLDINGS
true
03-31-2015
06-30-2014
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
05-14-2015
0
4
266861
INFORMATION TABLE
2
ubsocq214a3infotable.xml
DIRECTV
COM
25490A309
71408000
840000
SH
DFND
840000
0
0
PROTECTI
COM
743674103
55248000
796879
SH
DFND
796879
0
0
SAFEWAY
COMNE
786514208
9444000
275000
SH
DFND
275000
0
0
COVIDIEN
SHS
G2554F113
130761000
1450000
SH
DFND
1450000
0
0