0001132716-15-000010.txt : 20150514
0001132716-15-000010.hdr.sgml : 20150514
20150514104758
ACCESSION NUMBER: 0001132716-15-000010
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20150514
DATE AS OF CHANGE: 20150514
EFFECTIVENESS DATE: 20150514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 15861070
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
09-30-2014
09-30-2014
true
2
NEW HOLDINGS
true
03-31-2015
09-30-2014
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
05-14-2015
0
5
300692
INFORMATION TABLE
2
ubsocq314a2infotable.xml
BALLY TE
COM
05874B107
23963000
296942
SH
DFND
296942
0
0
PROTECTI
COM
743674103
114129000
1644279
SH
DFND
1644279
0
0
ROCKWOOD
COM
774415103
11468000
150000
SH
DFND
150000
0
0
COVIDIEN
SHS
G2554F113
131495000
1520000
SH
DFND
1520000
0
0
FOSTER W
COM
H27178104
19637000
621044
SH
DFND
621044
0
0