0001132716-15-000002.txt : 20150213
0001132716-15-000002.hdr.sgml : 20150213
20150213110553
ACCESSION NUMBER: 0001132716-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 15610946
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
true
0001132716
XXXXXXXX
09-30-2014
09-30-2014
true
1
NEW HOLDINGS
true
12-31-2014
09-30-2014
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCI
212-821-6206
Sal DiGangi
New York City
NY
02-13-2015
0
4
168720
INFORMATION TABLE
2
ubsocq314a1infotable.xml
CONCUR T
COM
206708109
63370000
499682
SH
DFND
499682
0
0
CONCUR T
NOTE0
206708AC3
56169000
43000000
PRN
DFND
43000000
0
0
KINDER M
SHS
49455U100
12526000
133040
SH
DFND
133040
0
0
TW TELEC
COM
87311L104
36655000
880917
SH
DFND
880917
0
0